As filed with the Securities and Exchange Commission on October 24, 2025
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT
OF 1933
reAlpha Tech Corp.
(Exact name of registrant
as specified in its charter)
| Delaware |
|
86-3425507 |
|
(State or other jurisdiction of
incorporation or organization) |
|
(IRS Employer
Identification Number) |
|
6515 Longshore Loop, Suite 100
Dublin, OH |
|
43017 |
| (Address of principal executive offices) |
|
(Zip code) |
reAlpha
Tech Corp. 2022 Equity Incentive Plan
(Full title of the
plan)
Michael J. Logozzo
Chief Executive Officer
6515 Longshore Loop, Suite 100
Dublin, OH 43017
(Name and address of
agent for service)
(707) 732-5742
(Telephone number,
including area code, of agent for service)
Copies to:
Nimish Patel, Esq.
Blake Baron, Esq.
Gabriel Miranda, Esq.
Mitchell Silberberg
& Knupp LLP
437 Madison Ave., 25th
Floor
New York, New York
10022
Tel.: (212) 509-7239
Indicate by check mark
whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See
the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company”
in Rule 12b-2 of the Exchange Act. (Check one):
| Large accelerated filer |
☐ |
|
Accelerated filer |
☐ |
| Non-accelerated filer |
☒ |
|
Smaller reporting company |
☒ |
| |
|
|
Emerging growth company |
☒ |
If an emerging growth
company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
EXPLANATORY NOTE
This Registration Statement on Form S-8 (the “Registration
Statement”) is being filed by reAlpha Tech Corp. (the “Registrant”), to register 11,957,189 shares of its common stock,
par value $0.001 per share (“Common Stock”), that may be issued pursuant to the Registrant’s 2022 Equity Incentive Plan
(as amended from time to time, the “2022 Plan”) in accordance with the provision of the 2022 Plan that provides for an automatic
annual increase in number of shares of Common Stock reserved for issuance thereunder. The shares of Common Stock being registered in this
Registration Statement are in addition to the shares of Common Stock registered on the Registration Statement on Form S-8 filed by
the Registrant with the U.S. Securities and Exchange Commission (the “Commission”) on March 20, 2024 (File No. 333-278102)
(the “Prior Registration Statement”).
This Registration Statement relates to securities
of the same class as that to which the Prior Registration Statement relates, and is submitted in accordance with General Instruction E
of Form S-8 regarding registration of additional securities. Pursuant to General Instruction E of Form S-8, the contents of the Prior
Registration Statement, to the extent relating to the registration of Common Stock issuable under the 2022 Plan, is incorporated herein
by reference and made part of this Registration Statement, except as amended hereby. In accordance with the instructional note to Part
I of Form S-8 as promulgated by the Commission, the information specified by Part I of Form S-8 has been omitted from this Registration
Statement.
PART II
INFORMATION REQUIRED
IN THE REGISTRATION STATEMENT
| Item 3. |
Incorporation of Documents by Reference. |
The following documents previously
filed with the Commission by the Registrant are incorporated by reference herein and shall be deemed to be part of this Registration Statement:
| (1) | The Registrant’s Annual Report on Form 10-K for year ended
December 31, 2024, filed with the Commission on April 2, 2025, as amended on May 13, 2025; |
| (2) | The Registrant’s Quarterly Reports on Form 10-Q for the
quarterly period ended March 31, 2025, filed with the Commission on May 16, 2025, and the quarterly period ended June 30, 2025, filed
with the Commission on August 14, 2025, as amended on August 15, 2025; |
| (3) | The Registrant’s Current Reports on Form 8-K, filed with
the Commission on January
29, 2025, January 30, 2025, January
31, 2025, February 6, 2025, February
10, 2025, February 18,
2025, February 21, 2025, February
24, 2025, February 27,
2025, March 10, 2025, March
17, 2025, March 21, 2025, March
28, 2025, April 2, 2025, April
2, 2025, April 7, 2025, April
11, 2025, April 30, 2025, May
2, 2025, May 16, 2025, May
20, 2025, May 23, 2025, June
4, 2025, June 5, 2025, June
10, 2025, June 18, 2025, July
1, 2025, July 3, 2025, July
8, 2025, July 16, 2025, July
18, 2025, July 18, 2025, July
22, 2025, July 23, 2025, July
23, 2025, August 14, 2025, August
14, 2025, August 22, 2025, September
3, 2025, September 11, 2025,
September 15, 2025, September 23, 2025,
September 29, 2025, October 9, 2025, and October 20, 2025; and |
| (4) | The descriptions of the Registrant’s common stock contained
in the Registrant’s Registration Statement on Form
8-A filed on October 18, 2023 (File No. 001-41839) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”),
including any amendment or report filed for the purpose of updating such description. |
All documents subsequently
filed by the Registrant with the Commission pursuant to Sections 13(a), 13(c), 14, or 15(d) of the Exchange Act, subsequent to the date
of this Registration Statement and prior to the filing of a post-effective amendment to the Registration Statement which indicates that
all securities offered have been sold or which deregisters all securities then remaining unsold, shall be deemed incorporated by reference
into this Registration Statement and to be a part hereof from the date of the filing of such documents, except that information furnished
to the Commission under Item 2.02 or Item 7.01 in Current Reports on Form 8-K and any exhibit relating to such information, shall not
be deemed to be incorporated by reference in this Registration Statement.
Any statement contained herein
or in a document incorporated or deemed to be incorporated by reference in this Registration Statement shall be deemed to be modified
or superseded for purposes of this Registration Statement to the extent that a statement contained in this Registration Statement, or
in any other subsequently filed document which also is or is deemed to be incorporated by reference in this Registration Statement, modifies
or supersedes such earlier statement. Any statement so modified or superseded shall not be deemed, except as so modified or superseded,
to constitute a part of this Registration Statement.
|
Exhibit No. |
|
Description |
| 4.1 |
|
Second Amended and Restated Certificate of Incorporation (previously filed as Exhibit 3.1 of Form S-11 filed with the SEC on August 8, 2023). |
| |
|
| 4.2 |
|
Second Amended and Restated Bylaws (previously filed as Exhibit 3.2 of Form S-11 filed with the SEC on August 8, 2023). |
| |
|
|
| 4.3 |
|
reAlpha Tech Corp. 2022 Equity Incentive Plan (previously filed as Exhibit 10.14 of Form S-11 filed with the SEC on August 8, 2023). |
| |
|
|
| 4.4 |
|
Form of 2022 Equity Incentive Plan Restricted Stock Award Agreement (previously filed as Exhibit 10.15 of Form S-11 filed with the SEC on August 8, 2023). |
| |
|
|
| 4.5 |
|
Form of 2022 Equity Incentive Plan Restricted Stock Unit Award Agreement (previously filed as Exhibit 10.1 of Form 8-K filed with the SEC on April 30, 2025). |
| |
|
|
| 4.6 |
|
Form of 2022 Equity Incentive Plan Stock Option Award Agreement (previously filed as Exhibit 10.16 of Form S-11 filed with the SEC on August 28, 2023). |
| |
|
|
| 4.7 |
|
Amendment No. 1 to reAlpha Tech Corp.’s 2022 Equity Incentive Plan, adopted on April 12, 2023 (previously filed as Exhibit 4.6 of Form S-8 filed with the SEC on March 20, 2024). |
| |
|
|
| 4.8* |
|
Amendment No. 2 to reAlpha Tech Corp.’s 2022 Equity Incentive Plan, adopted on October 8, 2025. |
| |
|
| 5.1* |
|
Opinion of Mitchell Silberberg & Knupp LLP. |
| |
|
| 23.1* |
|
Consent of GBQ Partners, LLC, the Company’s independent registered public accounting firm. |
| |
|
| 23.2* |
|
Consent of Mitchell Silberberg & Knupp LLP (included in Exhibit 5.1). |
| |
|
| 24.1* |
|
Power of Attorney (included on the signature page hereto). |
| |
|
|
| 107* |
|
Filing Fee Table. |
| (a) |
The Registrant hereby undertakes: |
| (1) | To file, during any period in which offers or sales are being
made, a post-effective amendment to this Registration Statement: |
| (i) | To include any prospectus required by Section 10(a)(3) of the
Securities Act; |
| (ii) | To reflect in the prospectus any facts or events arising after
the effective date of the registration statement (or the most recent post-effective amendment thereof) which, individually or in the
aggregate, represent a fundamental change in the information set forth in the registration statement. Notwithstanding the foregoing,
any increase or decrease in volume of securities offered (if the total dollar value of securities offered would not exceed that which
was registered) and any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of prospectus
filed with the Commission pursuant to Rule 424(b) if, in the aggregate, the changes in volume and price represent no more than 20 percent
change in the maximum aggregate offering price set forth in the “Calculation of Registration Fee” table in the effective
registration statement; and |
| (iii) | To include any material information with respect to the plan
of distribution not previously disclosed in the registration statement or any material change to such information in the registration
statement; |
| | provided,however, that clauses (i), (ii) and (iii) above do not
apply if the information required to be included in a post-effective amendment by those clauses is contained in reports filed with or
furnished to the SEC by the registrant pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934, as amended, that
are incorporated by reference in this registration statement, or is contained in a form of prospectus filed pursuant to Rule 424(b) that
is a part of this registration statement; |
| |
(2) |
That, for the purpose of determining any liability under the Securities Act of 1933, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof. |
| |
(3) |
To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering. |
| (b) |
That, for purposes of determining any liability under the Securities Act of 1933, each filing of the Registrant’s annual report pursuant to Section 13(a) or 15(d) of the Exchange Act (and, where applicable, each filing of an employee benefit plan’s annual report pursuant to Section 15(d) of the Exchange Act) that is incorporated by reference in the registration statement shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof. |
| (c) |
Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be permitted to directors, officers and controlling persons of the undersigned pursuant to the foregoing provisions, or otherwise, the undersigned has been advised that in the opinion of the SEC such indemnification is against public policy as expressed in the Securities Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the undersigned of expenses incurred or paid by a director, officer or controlling person of the undersigned in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the undersigned will, unless in the opinion of our counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issue. |
SIGNATURES
Pursuant
to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all
of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned,
thereunto duly authorized, in Dublin, Ohio on October 24, 2025.
| |
REALPHA TECH CORP. |
| |
|
|
| |
By: |
/s/ Michael J. Logozzo |
| |
|
Michael J. Logozzo
Chief Executive Officer |
POWER OF ATTORNEY
KNOW
ALL BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Michael J. Logozzo or Piyush Phadke
and each of them, his true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him and in his
name, place and stead, in any and all capacities, to sign any and all amendments to this Registration Statement (including post-effective
amendments to the Registration Statement), and to file the same, with all exhibits thereto, and any other documents in connection therewith,
granting unto said attorneys-in-fact and agents full power and authority to do and perform each and every act and thing requisite and
necessary to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying
and confirming all that said attorneys-in-fact and agents, or their substitute or substitutes, may lawfully do or cause to be done by
virtue hereof.
Pursuant
to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities
and on the dates indicated.
| Signature |
|
Title |
|
Date |
| |
|
|
|
|
| /s/ Michael J. Logozzo |
|
Chief Executive Officer |
|
October 24, 2025 |
| Michael J. Logozzo |
|
(Principal Executive Officer) |
|
|
| |
|
|
|
|
| /s/ Piyush Phadke |
|
Chief Financial Officer |
|
October 24, 2025 |
| Piyush Phadke |
|
(Principal Financial Officer) |
|
|
| |
|
|
|
|
| /s/ Giri Devanur |
|
Executive Chairman of the Board of Directors |
|
October 24, 2025 |
| Giri Devanur |
|
|
|
|
| |
|
|
|
|
| /s/ Dimitrios Angelis |
|
Director |
|
October 24, 2025 |
| Dimitrios Angelis |
|
|
|
|
| |
|
|
|
|
| /s/ Brian Cole |
|
Director |
|
October 24, 2025 |
| Brian Cole |
|
|
|
|
| |
|
|
|
|
| /s/ Monaz Karkaria |
|
Director |
|
October 24, 2025 |
| Monaz Karkaria |
|
|
|
|
| |
|
|
|
|
| /s/ Balaji Swaminathan |
|
Director |
|
October 24, 2025 |
| Balaji Swaminathan |
|
|
|
|