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[Form 4] AIRO Group Holdings, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

John Uczekaj, President, COO, and Director of AIRO Group Holdings, reported multiple transactions on June 16, 2025, significantly increasing his beneficial ownership position:

  • Acquired 1,300 shares through conversion of unsecured promissory note worth $57,363.53 following the company's IPO
  • Received 51,309 shares as shareholder representative under the 2021 Management Carveout Plan upon IPO completion
  • The JS DM Uczekaj Family Trust, where he serves as trustee, acquired 2,500 shares through a one-time interest payment related to investor notes

Following these transactions, Uczekaj directly owns 52,609 shares and indirectly controls 359,006 shares through the family trust. These transactions appear to be part of pre-arranged IPO-related conversions and compensation arrangements rather than open market purchases.

John Uczekaj, Presidente, COO e Direttore di AIRO Group Holdings, ha riportato diverse transazioni il 16 giugno 2025, aumentando significativamente la sua posizione di proprietà effettiva:

  • Ha acquisito 1.300 azioni tramite la conversione di una nota di debito non garantita del valore di 57.363,53$ a seguito dell'IPO dell'azienda
  • Ha ricevuto 51.309 azioni come rappresentante degli azionisti nell'ambito del Piano di Carveout Management 2021 al completamento dell'IPO
  • Il JS DM Uczekaj Family Trust, di cui è fiduciario, ha acquisito 2.500 azioni tramite un pagamento unico di interessi relativo a note degli investitori

Dopo queste operazioni, Uczekaj possiede direttamente 52.609 azioni e controlla indirettamente 359.006 azioni tramite il trust familiare. Queste transazioni sembrano far parte di conversioni e compensi predefiniti legati all'IPO e non di acquisti sul mercato aperto.

John Uczekaj, Presidente, COO y Director de AIRO Group Holdings, informó múltiples transacciones el 16 de junio de 2025, aumentando significativamente su posición de propiedad beneficiaria:

  • Adquirió 1,300 acciones mediante la conversión de un pagaré no garantizado por valor de 57,363.53$ tras la oferta pública inicial (IPO) de la empresa
  • Recibió 51,309 acciones como representante de accionistas bajo el Plan de Carveout de Gestión 2021 al completarse la IPO
  • El Fideicomiso Familiar JS DM Uczekaj, donde es fiduciario, adquirió 2,500 acciones mediante un pago único de intereses relacionado con notas de inversores

Tras estas transacciones, Uczekaj posee directamente 52,609 acciones y controla indirectamente 359,006 acciones a través del fideicomiso familiar. Estas operaciones parecen ser parte de conversiones y compensaciones preacordadas relacionadas con la IPO, más que compras en el mercado abierto.

John Uczekaj, AIRO Group Holdings의 사장, COO 및 이사로서 2025년 6월 16일 여러 거래를 보고하며 그의 실질 소유 지분을 크게 늘렸습니다:

  • 회사의 IPO 이후 미담보 약속어음의 전환을 통해 1,300주를 취득
  • IPO 완료 시 2021년 경영 카브아웃 플랜에 따라 주주 대표로서 51,309주를 수령
  • 그가 수탁자로 있는 JS DM Uczekaj 가족 신탁이 투자자 어음과 관련된 일회성 이자 지급을 통해 2,500주를 취득

이 거래들 이후 Uczekaj는 직접적으로 52,609주를 보유하고 있으며 가족 신탁을 통해 간접적으로 359,006주를 통제하고 있습니다. 이 거래들은 공개 시장 매수보다는 IPO 관련 사전 합의된 전환 및 보상 조치의 일부로 보입니다.

John Uczekaj, Président, COO et Directeur de AIRO Group Holdings, a déclaré plusieurs transactions le 16 juin 2025, augmentant significativement sa position de propriété bénéficiaire :

  • A acquis 1 300 actions par conversion d'une reconnaissance de dette non garantie d'une valeur de 57 363,53 $ suite à l'introduction en bourse de l'entreprise
  • A reçu 51 309 actions en tant que représentant des actionnaires dans le cadre du Plan de Carveout Management 2021 à l'achèvement de l'IPO
  • Le JS DM Uczekaj Family Trust, dont il est le fiduciaire, a acquis 2 500 actions via un paiement d'intérêts unique lié aux notes d'investisseurs

Suite à ces transactions, Uczekaj détient directement 52 609 actions et contrôle indirectement 359 006 actions via le trust familial. Ces opérations semblent faire partie de conversions et compensations préalablement arrangées liées à l'IPO, plutôt que d'achats sur le marché libre.

John Uczekaj, Präsident, COO und Direktor von AIRO Group Holdings, meldete am 16. Juni 2025 mehrere Transaktionen, die seine wirtschaftliche Eigentumsposition erheblich erhöhten:

  • Er erwarb 1.300 Aktien durch die Umwandlung eines ungesicherten Schuldscheins im Wert von 57.363,53 $ nach dem Börsengang des Unternehmens
  • Er erhielt 51.309 Aktien als Aktionärsvertreter im Rahmen des Management-Carveout-Plans 2021 nach Abschluss des Börsengangs
  • Der JS DM Uczekaj Family Trust, bei dem er Treuhänder ist, erwarb 2.500 Aktien durch eine einmalige Zinszahlung im Zusammenhang mit Investorenanleihen

Nach diesen Transaktionen besitzt Uczekaj direkt 52.609 Aktien und kontrolliert indirekt 359.006 Aktien über den Familientrust. Diese Transaktionen scheinen Teil vorab vereinbarter, IPO-bezogener Umwandlungen und Vergütungsvereinbarungen zu sein und nicht offene Markttransaktionen.

Positive
  • President/COO John Uczekaj received 52,609 shares directly and 359,006 shares indirectly through a family trust in connection with IPO, demonstrating significant insider alignment
  • Conversion of $57,363.53 in debt to equity strengthens balance sheet and shows management's confidence in company's future
Negative
  • None.

John Uczekaj, Presidente, COO e Direttore di AIRO Group Holdings, ha riportato diverse transazioni il 16 giugno 2025, aumentando significativamente la sua posizione di proprietà effettiva:

  • Ha acquisito 1.300 azioni tramite la conversione di una nota di debito non garantita del valore di 57.363,53$ a seguito dell'IPO dell'azienda
  • Ha ricevuto 51.309 azioni come rappresentante degli azionisti nell'ambito del Piano di Carveout Management 2021 al completamento dell'IPO
  • Il JS DM Uczekaj Family Trust, di cui è fiduciario, ha acquisito 2.500 azioni tramite un pagamento unico di interessi relativo a note degli investitori

Dopo queste operazioni, Uczekaj possiede direttamente 52.609 azioni e controlla indirettamente 359.006 azioni tramite il trust familiare. Queste transazioni sembrano far parte di conversioni e compensi predefiniti legati all'IPO e non di acquisti sul mercato aperto.

John Uczekaj, Presidente, COO y Director de AIRO Group Holdings, informó múltiples transacciones el 16 de junio de 2025, aumentando significativamente su posición de propiedad beneficiaria:

  • Adquirió 1,300 acciones mediante la conversión de un pagaré no garantizado por valor de 57,363.53$ tras la oferta pública inicial (IPO) de la empresa
  • Recibió 51,309 acciones como representante de accionistas bajo el Plan de Carveout de Gestión 2021 al completarse la IPO
  • El Fideicomiso Familiar JS DM Uczekaj, donde es fiduciario, adquirió 2,500 acciones mediante un pago único de intereses relacionado con notas de inversores

Tras estas transacciones, Uczekaj posee directamente 52,609 acciones y controla indirectamente 359,006 acciones a través del fideicomiso familiar. Estas operaciones parecen ser parte de conversiones y compensaciones preacordadas relacionadas con la IPO, más que compras en el mercado abierto.

John Uczekaj, AIRO Group Holdings의 사장, COO 및 이사로서 2025년 6월 16일 여러 거래를 보고하며 그의 실질 소유 지분을 크게 늘렸습니다:

  • 회사의 IPO 이후 미담보 약속어음의 전환을 통해 1,300주를 취득
  • IPO 완료 시 2021년 경영 카브아웃 플랜에 따라 주주 대표로서 51,309주를 수령
  • 그가 수탁자로 있는 JS DM Uczekaj 가족 신탁이 투자자 어음과 관련된 일회성 이자 지급을 통해 2,500주를 취득

이 거래들 이후 Uczekaj는 직접적으로 52,609주를 보유하고 있으며 가족 신탁을 통해 간접적으로 359,006주를 통제하고 있습니다. 이 거래들은 공개 시장 매수보다는 IPO 관련 사전 합의된 전환 및 보상 조치의 일부로 보입니다.

John Uczekaj, Président, COO et Directeur de AIRO Group Holdings, a déclaré plusieurs transactions le 16 juin 2025, augmentant significativement sa position de propriété bénéficiaire :

  • A acquis 1 300 actions par conversion d'une reconnaissance de dette non garantie d'une valeur de 57 363,53 $ suite à l'introduction en bourse de l'entreprise
  • A reçu 51 309 actions en tant que représentant des actionnaires dans le cadre du Plan de Carveout Management 2021 à l'achèvement de l'IPO
  • Le JS DM Uczekaj Family Trust, dont il est le fiduciaire, a acquis 2 500 actions via un paiement d'intérêts unique lié aux notes d'investisseurs

Suite à ces transactions, Uczekaj détient directement 52 609 actions et contrôle indirectement 359 006 actions via le trust familial. Ces opérations semblent faire partie de conversions et compensations préalablement arrangées liées à l'IPO, plutôt que d'achats sur le marché libre.

John Uczekaj, Präsident, COO und Direktor von AIRO Group Holdings, meldete am 16. Juni 2025 mehrere Transaktionen, die seine wirtschaftliche Eigentumsposition erheblich erhöhten:

  • Er erwarb 1.300 Aktien durch die Umwandlung eines ungesicherten Schuldscheins im Wert von 57.363,53 $ nach dem Börsengang des Unternehmens
  • Er erhielt 51.309 Aktien als Aktionärsvertreter im Rahmen des Management-Carveout-Plans 2021 nach Abschluss des Börsengangs
  • Der JS DM Uczekaj Family Trust, bei dem er Treuhänder ist, erwarb 2.500 Aktien durch eine einmalige Zinszahlung im Zusammenhang mit Investorenanleihen

Nach diesen Transaktionen besitzt Uczekaj direkt 52.609 Aktien und kontrolliert indirekt 359.006 Aktien über den Familientrust. Diese Transaktionen scheinen Teil vorab vereinbarter, IPO-bezogener Umwandlungen und Vergütungsvereinbarungen zu sein und nicht offene Markttransaktionen.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Uczekaj John

(Last) (First) (Middle)
C/O AIRO GROUP HOLDINGS, INC.
5001 INDIAN SCHOOL ROAD NE, SUITE 100

(Street)
ALBUQUERQUE NM 87110

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AIRO Group Holdings, Inc. [ AIRO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and COO
3. Date of Earliest Transaction (Month/Day/Year)
06/16/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/16/2025 C(1) 1,300 A (1) 1,300 D
Common Stock 06/16/2025 J(2) 51,309 A (2) 52,609 D
Common Stock 06/16/2025 C(3) 2,500 A (3) 359,006 I By JS DM Uczekaj Family Trust(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Satisfaction of Indebtedness Agreement (1) 06/16/2025 C 1,300 (1) (1) Common Stock 1,300 $0 0 D
Investor Notes (3) 06/16/2025 C(3) 2,500 (3) (3) Common Stock 2,500 $0 0 I By JS DM Uczekaj Family Trust(4)
Explanation of Responses:
1. Represents $57,363.53 of the total outstanding principal of this unsecured promissory note, which was automatically converted into 1,300 shares of common stock of the Issuer in connection with the closing of the Issuer's initial public offering.
2. Represents shares beneficially owned by the Reporting Person in his capacity as shareholder representative contingent upon the closing of the Issuer's initial public offering pursuant to the terms of the Issuer's 2021 Management Carveout Plan.
3. Represents shares issued to the Reporting Person upon the closing of the Issuer's initial public offering pursuant to a one-time interest payment of $10.8 million by the Issuer for interest payable in connection with notes issued to certain investors including the Reporting Person.
4. The Reporting Person is the trustee of the JS DM Uczekaj Family Trust (the "Trust") and has sole voting and dispositive power with respect to the shares of the Company's common stock held by the Trust.
/s/ Joseph D. Burns, Attorney-in-Fact 06/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many AIRO shares did John Uczekaj acquire on June 16, 2025?

John Uczekaj acquired a total of 55,109 shares of AIRO on June 16, 2025, broken down as: 1,300 shares through conversion of an unsecured promissory note, 51,309 shares as shareholder representative under the 2021 Management Carveout Plan, and 2,500 shares through the JS DM Uczekaj Family Trust from interest payment on investor notes.

What positions does John Uczekaj hold at AIRO Group Holdings?

John Uczekaj serves in multiple roles at AIRO Group Holdings, Inc. He is both a Director and an Officer, specifically holding the position of President and COO (Chief Operating Officer).

How much debt was converted to AIRO shares in Uczekaj's June 16, 2025 transaction?

$57,363.53 of unsecured promissory note principal was automatically converted into 1,300 shares of AIRO common stock in connection with the company's initial public offering.

What is the total AIRO stock ownership of John Uczekaj's family trust after the transactions?

After the June 16, 2025 transactions, the JS DM Uczekaj Family Trust owned 359,006 shares of AIRO stock. John Uczekaj serves as trustee of the Trust with sole voting and dispositive power over these shares.

How were AIRO shares distributed under the 2021 Management Carveout Plan?

51,309 shares of AIRO were distributed to John Uczekaj in his capacity as shareholder representative, contingent upon the closing of the company's initial public offering, pursuant to the terms of the 2021 Management Carveout Plan.
AIRO Group Holdings, Inc.

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