Airship AI Holdings Inc SEC Filings

Airship AI Holdings, Inc. (AISP)50,000 shares of common stock in an open market transaction at a price of $3.18 per share, bringing their directly held position to 100,000 common shares.

The filing also reports derivative holdings in the form of stock options. One non-qualified stock option covers 200,000 shares of common stock at an exercise price of $1.65 per share, expiring on 03/03/2029, subject to a four-year vesting schedule with quarterly vesting amounts of 12,500 options on specific calendar dates. A second option grant covers 50,000 shares at an exercise price of $4.25 per share, expiring on 09/03/2035, and these options also vest quarterly over four years.

Airship AI Holdings, Inc. filed a current report to note that it has released financial and operational results for the quarterly period ended September 30, 2025. On November 17, 2025, the company issued a press release detailing these results, which is furnished as Exhibit 99.1. The disclosure is provided under Items 2.02 and 7.01 and is designated as “furnished,” meaning it is not treated as filed for certain liability purposes under the securities laws. The company also includes the usual caution that it has no obligation to update forward-looking statements except as required by law.

Airship AI Holdings, Inc. filed a resale registration covering up to 2,702,702 shares of common stock issuable upon exercise of outstanding warrants issued under an October 8, 2025 inducement letter. The warrants are exercisable upon issuance at $6.20 per share and expire five and one-half years after issuance. The company is not selling any shares in this offering and will not receive proceeds from resales by the selling stockholder.

The company may receive up to approximately $16,756,752 if the warrants are exercised for cash in full. Shares outstanding were 34,175,563 as of October 28, 2025; assuming all registered shares are issued and sold, shares outstanding after the offering would be 36,878,265. Airship AI’s common stock trades on Nasdaq as AISP; the last reported sale price was $5.09 on October 24, 2025.

Airship AI Holdings (AISP) set its 2025 Annual Meeting for December 11, 2025 at 1:30 p.m. PT, to be held virtually via webcast at meetings.lumiconnect.com/200-222-437-245. Stockholders of record at the close of business on October 20, 2025 may vote. Shares outstanding were 34,175,563 as of October 20, 2025.

Stockholders will vote on three items: (1) elect five directors to serve until the 2026 annual meeting; (2) ratify BPM LLP as independent registered public accounting firm for the fiscal year ending December 31, 2025; and (3) approve the Amended and Restated 2023 Equity Incentive Plan to increase shares authorized for issuance under the plan by 2,000,000, from 5,068,009 to 7,068,009. The Board recommends voting FOR all director nominees and FOR Proposals 2 and 3.

Proposal 1 will be decided by a plurality of votes cast. Proposals 2 and 3 require the affirmative vote of a majority of the voting power present or represented by proxy and entitled to vote.

Airship AI Holdings, Inc. (AISP) called a virtual 2025 Annual Meeting for December 11, 2025 at 1:30 p.m. PT. Stockholders of record at the close of business on October 20, 2025 may vote. The agenda includes: electing five directors, ratifying BPM LLP as independent auditor for the year ending December 31, 2025, and approving an amendment to the 2023 Equity Incentive Plan.

The equity plan proposal seeks to increase the share reserve by 2,000,000 shares, raising the total authorized under the plan from 5,068,009 to 7,068,009. The company reports 34,175,563 shares outstanding as of October 20, 2025. The Board recommends voting FOR all five nominees, FOR auditor ratification, and FOR the plan amendment. The meeting is fully virtual, with online attendance, electronic voting, and a moderated Q&A for verified stockholders.

Airship AI Holdings (AISP): Form 4/A amendment filed by Derek Xu, a Director, 10% Owner, and Chief Operating Officer. The amendment corrects the indirect common stock holdings reported in Table I.

Following the update, beneficial ownership reflects 74,719 shares direct and 7,211,493 shares indirect. On 09/03/2025, Xu was granted options for 50,000 shares at an exercise price of $4.25 expiring 09/03/2035; options for 100,000 shares at $2.86 expire 08/16/2034 and vest quarterly over 4 years. He also holds 1,344,951 warrants at $1.77 and earnout rights for 1,406,484 shares (indirect) and 224,158 shares (direct) pursuant to merger earnout provisions.

Victor Huang, CEO and Chairman of Airship AI Holdings, Inc. (AISP), filed an Amendment No. 1 to his Form 4 to correct prior reporting and to detail his current holdings and a recent disposition. The amendment clarifies that 143,849 shares of Common Stock were disposed on 08/29/2025 and that he beneficially owns 3,767,718 shares indirectly through Airship Kirkland Family Limited Partnership, where he is managing partner. The filing also lists multiple derivative positions converted or received per the December 21, 2023 merger, including options (1,749,335), stock appreciation rights (1,758,105), warrants (1,344,951), and earnout rights (1,750,094), plus several other options and public warrants.

The amendment states the disposition correction: 6,000 public warrants were purchased and identified correctly, and the Form 4 was amended on 10/06/2025 to fix earlier misstatements. Mr. Huang disclaims direct beneficial ownership of partnership-held shares except for any pecuniary interest.

Airship AI Holdings, Inc. (AISP) director filed an amended Form 4 to correct holdings and include 50,000 shares of common stock originally awarded under earnout provisions in the Merger Agreement. The filing also reports equity awards dated 09/03/2025: a grant of 50,000 options at $4.25 per share, expiring 09/03/2035, vesting quarterly over four years.

The reporting person also holds a previously reported Non‑Qualified Stock Option for 200,000 shares at $1.65 per share, expiring 03/03/2029, with a quarterly vesting schedule of 12,500 shares on March 31, June 30, September 30, and then December 31 in the ensuing year, repeating annually over four years. Following the reported transactions, the filing shows 50,000 common shares owned directly and derivative holdings of the options noted.