STOCK TITAN

Airship AI (AISP) CEO-associated entity buys 6,000 public warrants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

Airship AI Holdings, Inc. reported that an entity associated with CEO and Chairman Victor Huang bought 6,000 Public Warrants (AISPW shares) in an open-market purchase at $1.45 per warrant on August 29, 2025. The filing also lists Huang’s direct and indirect holdings in common stock, options, stock appreciation rights, warrants, public warrants, and earnout rights as of that date, many of which were originally received in connection with the company’s December 21, 2023 merger and related earnout and equity award terms.

Positive

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Negative

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Insider Huang Victor
Role CEO and Chairman of the BOD
Bought 6,000 shs ($9K)
Type Security Shares Price Value
Purchase Public Warrant (AISPW shares) 6,000 $1.45 $9K
holding Options -- -- --
holding Stock Appreciation Rights -- -- --
holding Warrants -- -- --
holding Earnout Rights -- -- --
holding Options -- -- --
holding Warrant -- -- --
holding Public Warrant (AISPW shares) -- -- --
holding Options -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Public Warrant (AISPW shares) — 6,000 shares (Indirect, See footnote); Options — 1,749,335 shares (Indirect, See footnote); Stock Appreciation Rights — 1,758,105 shares (Indirect, See footnote); Warrants — 1,344,951 shares (Direct); Earnout Rights — 1,750,094 shares (Indirect, See footnote); Options — 100,000 shares (Direct); Warrant — 220,000 shares (Direct); Public Warrant (AISPW shares) — 84,125 shares (Direct); Common Stock — 143,849 shares (Direct); Common Stock — 3,767,718 shares (Indirect, See footnote)
Footnotes (1)
  1. Represents shares of common stock of the Issuer received on December 21, 2023, as consideration pursuant to that certain Merger Agreement, dated as of June 27, 2023 (as amended on September 22, 2023 and as may be further amended and/or restated from time to time, the "Merger Agreement"), by and among Airship AI Holdings, Inc., a Delaware corporation (the "Issuer") (formerly known as BYTE Acquisition Corp., a Cayman Island exempted company limited by shares, prior to its domestication as a Delaware corporation), BYTE Merger Sub, Inc., a Washington corporation and a direct, wholly-owned subsidiary of the Issuer, and Airship AI, Inc., a Washington company (formerly known as Airship AI Holdings, Inc., "Airship AI"). The Reporting Person received the reported shares in exchange for shares of common stock of Airship AI at the Conversion Ratio, as defined in the Merger Agreement, as of the Effective Time of the Merger. Airship Kirkland Family Limited Partnership is the record holder of the securities reported herein. Victor Huang is the managing partner of Airship Kirkland Family Limited Partnership and as such has voting and dispositive power over these securities. Mr. Huang disclaims beneficial ownership of the securities held by Airship Kirkland Family Limited Partnership, except to the extent of his pecuniary interest therein. Represents options to purchase shares of common stock of the Issuer received on December 21, 2023, pursuant to the Merger Agreement, upon the conversion of options to purchase shares of common stock of Airship AI at the Conversion Ratio, as defined in the Merger Agreement, as of the Effective Time of the Merger. Represents stock appreciation rights denominated in shares of common stock of the Issuer received on December 21, 2023, pursuant to the Merger Agreement, upon the conversion of stock appreciation rights denominated in shares of common stock of Airship AI at the Conversion Ratio, as defined in the Merger Agreement, as of the Effective Time of the Merger. Represents warrants to purchase shares of common stock of the Issuer received by the Reporting Person on December 21, 2023, pursuant to the Merger Agreement, upon the conversion of warrants to purchase shares of common stock of Airship AI at the Conversion Ratio, as defined in the Merger Agreement, as of the Effective Time of the Merger. Pursuant to earnout provisions in the Merger Agreement, the holder of such Earnout Rights is entitled to receive shares of common stock of the Issuer upon the occurrence of certain operating performance and share price performance milestones during the applicable earnout periods set forth in the Merger Agreement. Options vest quarterly over 4 years. Public Warrant (AISPW shares) Exercise Price subject to adjustment and expire five years after the closing of the merger on December 21, 2023, or earlier upon redemption or liquidation.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Huang Victor

(Last) (First) (Middle)
C/O AIRSHIP AI HOLDINGS, INC.
8210 154TH AVE NE

(Street)
REDMOND WA 98052

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Airship AI Holdings, Inc. [ AISP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
CEO and Chairman of the BOD
3. Date of Earliest Transaction (Month/Day/Year)
08/29/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
09/12/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 143,849 D
Common Stock 3,767,718(1) I See footnote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Options(3) $0.12 12/21/2023 01/15/2032 Common Stock 1,749,335 1,749,335 I See footnote(2)
Stock Appreciation Rights(4) $0.12 12/21/2023 02/16/2032 Common Stock 1,758,105 1,758,105 I See footnote(2)
Warrants(5) $1.77 12/21/2023 05/08/2027 Common Stock 1,344,951 1,344,951 D
Earnout Rights (6) (6) (6) Common Stock 1,750,094 1,750,094 I See footnote(2)
Options $2.86 (7) 08/16/2034 Common Stock 100,000 100,000 D
Warrant $2.36 09/27/2024 09/27/2029 Common Stock 220,000 220,000 D
Public Warrant (AISPW shares) $4.5(8) 08/22/2025 12/21/2028(8) Common Stock 84,125 84,125 D
Options $4.25 (7) 09/03/2035 Common Stock 50,000 50,000 D
Public Warrant (AISPW shares) $4.5(8) 08/29/2025 P 6,000 08/22/2025 12/21/2028(8) Common Stock 6,000 $1.45 6,000 I See footnote(2)
Explanation of Responses:
1. Represents shares of common stock of the Issuer received on December 21, 2023, as consideration pursuant to that certain Merger Agreement, dated as of June 27, 2023 (as amended on September 22, 2023 and as may be further amended and/or restated from time to time, the "Merger Agreement"), by and among Airship AI Holdings, Inc., a Delaware corporation (the "Issuer") (formerly known as BYTE Acquisition Corp., a Cayman Island exempted company limited by shares, prior to its domestication as a Delaware corporation), BYTE Merger Sub, Inc., a Washington corporation and a direct, wholly-owned subsidiary of the Issuer, and Airship AI, Inc., a Washington company (formerly known as Airship AI Holdings, Inc., "Airship AI"). The Reporting Person received the reported shares in exchange for shares of common stock of Airship AI at the Conversion Ratio, as defined in the Merger Agreement, as of the Effective Time of the Merger.
2. Airship Kirkland Family Limited Partnership is the record holder of the securities reported herein. Victor Huang is the managing partner of Airship Kirkland Family Limited Partnership and as such has voting and dispositive power over these securities. Mr. Huang disclaims beneficial ownership of the securities held by Airship Kirkland Family Limited Partnership, except to the extent of his pecuniary interest therein.
3. Represents options to purchase shares of common stock of the Issuer received on December 21, 2023, pursuant to the Merger Agreement, upon the conversion of options to purchase shares of common stock of Airship AI at the Conversion Ratio, as defined in the Merger Agreement, as of the Effective Time of the Merger.
4. Represents stock appreciation rights denominated in shares of common stock of the Issuer received on December 21, 2023, pursuant to the Merger Agreement, upon the conversion of stock appreciation rights denominated in shares of common stock of Airship AI at the Conversion Ratio, as defined in the Merger Agreement, as of the Effective Time of the Merger.
5. Represents warrants to purchase shares of common stock of the Issuer received by the Reporting Person on December 21, 2023, pursuant to the Merger Agreement, upon the conversion of warrants to purchase shares of common stock of Airship AI at the Conversion Ratio, as defined in the Merger Agreement, as of the Effective Time of the Merger.
6. Pursuant to earnout provisions in the Merger Agreement, the holder of such Earnout Rights is entitled to receive shares of common stock of the Issuer upon the occurrence of certain operating performance and share price performance milestones during the applicable earnout periods set forth in the Merger Agreement.
7. Options vest quarterly over 4 years.
8. Public Warrant (AISPW shares) Exercise Price subject to adjustment and expire five years after the closing of the merger on December 21, 2023, or earlier upon redemption or liquidation.
Remarks:
The Reporting Person files this Amendment No. 1 to its original Form 4 dated 08/29/2025 to correctly identify the purchase of 6,000 Public Warrant (AISPW shares), not Common Stock shares, as stated on the original Form 4. This Amendment No. 1 also correctly reflects the Common Stock direct and indirect holdings in Table I, which were incorrectly stated on the original Form 4.
By: /s/ Victor Huang 10/06/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Airship AI (AISP) disclose in Victor Huang’s Form 4/A?

Airship AI disclosed that an entity associated with CEO Victor Huang bought 6,000 Public Warrants at $1.45 each on August 29, 2025. The amended filing also updates his direct and indirect holdings in common stock, options, stock appreciation rights, warrants, public warrants, and merger-related earnout rights.

How many Airship AI Public Warrants were acquired in this Form 4/A?

The Form 4/A shows a purchase of 6,000 Public Warrants (AISPW shares) at $1.45 per warrant. This transaction is reported as an open-market purchase and is held indirectly through an entity associated with Victor Huang, who is CEO, Chairman, and a ten percent owner.

How are the warrants and other derivatives held by Victor Huang in Airship AI structured?

The filing lists direct and indirect holdings in options, stock appreciation rights, warrants, public warrants, and earnout rights. Many of these instruments were received on December 21, 2023 under the Merger Agreement and, in some cases, vest quarterly over four years or expire five years after the merger closing.

What does the Form 4/A say about Victor Huang’s indirect ownership in Airship AI?

The filing explains that Airship Kirkland Family Limited Partnership is the record holder for certain securities. Victor Huang is its managing partner with voting and dispositive power but disclaims beneficial ownership except to the extent of his pecuniary interest, so those positions are reported as indirect holdings.

How did Airship AI’s merger affect Victor Huang’s current holdings?

According to the footnotes, Huang’s reported common stock, options, stock appreciation rights, warrants, and some earnout rights were received on December 21, 2023 under the Merger Agreement. They reflect conversions of prior Airship AI instruments into Airship AI Holdings securities at a defined conversion ratio.