Apartment Investment (AIV) CFO receives 48,829-share stock grant

Rhea-AI Filing Summary

Apartment Investment & Management Company’s EVP and CFO, Lynn Stanfield, reported several equity transactions in Class A common stock. On January 28, 2026, Stanfield received a stock award of 48,829 shares, granted as part of 2023 long-term incentive compensation tied to total shareholder return versus specified indices. These shares vest 100% on February 1, 2026.

Also on January 28, 2026, 4,266 shares were withheld at $5.85 per share (transaction code F), typically for tax purposes, leaving 514,881 Class A shares held directly. Separately, a prior transaction on October 16, 2025 added 570 shares at $5.55 to a 401(k) plan, bringing 2,031 shares held indirectly through that plan.

Insider Trade Summary

Net Buyer: 45,133 shares

Net Buy 3 txns

Insider Stanfield Lynn

Role EVP and CFO

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock	48,829	$0.00	$0.00
Exercise Price or Tax Liability	Class A Common Stock	4,266	$5.85	$25K
Small Acquisition	Class A Common Stock	570	$5.55	$3K

Holdings After Transaction: Class A Common Stock — 514,881 shares (Direct); Class A Common Stock — 2,031 shares (Indirect, Held through 401 (K) plan)

Footnotes (1)

1. F1. Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2023 long-term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 100% on February 1, 2026.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 01/29/2026 - 04:28 PM Learn about SEC filing dates

FAQ

What insider transaction did AIV CFO Lynn Stanfield report on January 28, 2026?

Lynn Stanfield reported receiving a 48,829-share Class A common stock award on January 28, 2026. The award is part of 2023 long-term incentive compensation and is tied to total shareholder return criteria versus specified indices, vesting fully on February 1, 2026.

How many AIV shares does Lynn Stanfield hold directly after the reported Form 4 transactions?

After the January 28, 2026 transactions, Lynn Stanfield directly holds 514,881 Class A common shares. This reflects the 48,829-share stock award and the 4,266 shares withheld at $5.85 in a transaction coded F, typically for tax withholding.

What are the key terms of Lynn Stanfield’s 48,829-share stock award in AIV?

The 48,829-share stock award was approved as part of 2023 long-term incentive compensation. Receipt depended on meeting total shareholder return criteria versus specified indices, and the shares are scheduled to vest 100% on February 1, 2026, according to the disclosed footnote.

What does the ‘F’ transaction for 4,266 AIV shares represent on the Form 4?

The transaction coded F on January 28, 2026 covers 4,266 Class A shares at $5.85 per share. Such F-coded transactions generally reflect shares withheld to cover tax obligations related to equity awards, reducing the number of shares held directly after the award.

How many AIV shares does Lynn Stanfield hold indirectly through a 401(k) plan?

Lynn Stanfield holds 2,031 Class A common shares indirectly through a 401(k) plan. This follows an October 16, 2025 transaction coded L for 570 shares at $5.55 per share, categorized as indirect ownership in the Form 4 filing.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Stanfield Lynn

(Last) (First) (Middle)

4582 S. ULSTER STREET

SUITE 1450

(Street)

DENVER CO 80237

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
APARTMENT INVESTMENT & MANAGEMENT CO [ AIV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP and CFO

3. Date of Earliest Transaction (Month/Day/Year)
01/28/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	01/28/2026		A(1)		48,829	A	(1)	519,147	D
Class A Common Stock	01/28/2026		F		4,266	D	$5.85	514,881	D
Class A Common Stock	10/16/2025		L	V	570	A	$5.55	2,031	I	Held through 401 (K) plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2023 long-term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 100% on February 1, 2026.

	Lynn Stanfield	01/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.