Apartment Investment CFO shares withheld for taxes
APARTMENT INVESTMENT & MANAGEMENT CO EVP and CFO Lynn Stanfield reported a tax-withholding share disposition.
Accepted by SEC EDGAR
Learn about SEC filing dates
Sentiment and the balance of points
Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.
Form Type
4
Rhea-AI Filing Summary
APARTMENT INVESTMENT & MANAGEMENT CO EVP and CFO Lynn Stanfield reported a tax-withholding share disposition. On this Form 4, 54,236 shares of Class A Common Stock were delivered at $4.10 per share to satisfy tax obligations. After this, Stanfield directly holds 440,323 shares. The filing also notes an additional 2,031 shares held indirectly through a 401(k) plan based on a statement dated March 31, 2026.
Insider Trade Summary
Exercise Price or Tax Liability: 54,236 shares
Exercise Price or Tax Liability
1 txn
Insider
Stanfield Lynn
Role
EVP and CFO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise Price or Tax Liability | Class A Common Stock | 54,236 | $4.10 | $222K |
| Holding | Class A Common Stock | -- | -- | -- |
Holdings After Transaction:
Class A Common Stock — 440,323 shares (Direct);
Class A Common Stock — 2,031 shares (Indirect, Held through 401(K) plan, which information is based on a plan statement dated 03/31/2026)
Key Figures
Tax-withholding shares: 54,236 shares
Price per share: $4.10 per share
Direct holdings after transaction: 440,323 shares
+2 more
5 metrics
Tax-withholding shares
54,236 shares
Class A Common Stock delivered to satisfy tax liability
Price per share
$4.10 per share
Value of shares used for tax withholding
Direct holdings after transaction
440,323 shares
CFO Lynn Stanfield’s direct Class A Common Stock position post-transaction
Indirect 401(k) holdings
2,031 shares
Class A Common Stock held through a 401(k) plan as of 03/31/2026
Tax-withholding count
1 transaction
Number of tax-withholding dispositions in the Form 4
Key Terms
tax-withholding disposition, Class A Common Stock, 401(K) plan, Form 4
4 terms
tax-withholding disposition financial
"transaction_action": "tax-withholding disposition""
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
Class A Common Stock financial
""security_title": "Class A Common Stock""
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
401(K) plan financial
"Held through 401(K) plan, which information is based on a plan statement"
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did Apartment Investment (AIV) report for CFO Lynn Stanfield?
Apartment Investment reported a tax-withholding share disposition by CFO Lynn Stanfield. She delivered 54,236 Class A Common shares at $4.10 each to satisfy tax obligations, a non-market transaction, and retained a substantial direct and indirect ownership position afterward.
Was the Apartment Investment (AIV) CFO’s transaction an open-market sale?
No, the transaction is characterized as a tax-withholding disposition, not an open-market sale. The Form 4 uses code F, indicating shares were delivered to pay tax liability rather than being sold on the market for discretionary portfolio reasons.
What does the indirect Apartment Investment (AIV) holding in the CFO’s Form 4 represent?
The indirect holding reflects 2,031 Apartment Investment Class A Common shares in a 401(k) plan. The Form 4 states this information is based on a plan statement dated March 31, 2026, indicating retirement-plan ownership separate from the CFO’s directly held shares.
AI-generated analysis. How Rhea-AI works. Not financial advice.
