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XIAO-I Corporation 424B Filings

AIXI NASDAQ

Every 424B that XIAO-I Corporation (AIXI) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A 424B covers the supplement that carries the terms of a priced offering, so if you follow AIXI and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full AIXI filings page.

Rhea-AI Summary

Xiao-I Corporation (AIXI) is registering up to $4,330,000 of American Depositary Shares (ADSs) issuable upon conversion of a new unsecured convertible promissory note to be issued to Streeterville Capital, LLC under its Form F-3 shelf.

The Note has $4,330,000 principal, a $4,000,000 purchase price (including $320,000 original issue discount and $10,000 expenses), bears 6.0% annual interest, matures in 12 months and is convertible at 90% of the lowest 10-day VWAP minus $0.05, subject to a 9.99% beneficial ownership cap. Xiao-I receives no proceeds from ADS issuances upon conversion; net proceeds from selling the Note are for working capital and general corporate purposes.

The company is a Cayman holding company operating in China through a VIE structure, faces PRC regulatory and capital-control constraints on cash movements and dividends, does not expect to pay dividends, and highlights risks under PRC overseas-listing rules, cybersecurity review, and the Holding Foreign Companies Accountable Act. An ADS ratio change to 1 ADS = 420 ordinary shares, equivalent to a one-for-seven reverse ADS split, is expected around September 8, 2026.

Rhea-AI Summary

Xiao-I Corporation is registering up to $2,170,000 of American Depositary Shares (ADSs) issuable upon conversion of a convertible promissory note to be issued on June 30, 2026, and 325,000 ADSs as pre-delivery shares, subject to the remaining availability under its Form F-3 registration statement. The Note will be sold privately to Streeterville Capital, LLC for a purchase price of $2,000,000 (reflecting an $160,000 original issue discount) and bears interest at 6.0% per annum. Each ADS represents sixty ordinary shares. The Conversion Price is variable and tied to a VWAP formula, so the number of ordinary shares issuable on conversion cannot be determined now. Proceeds from the Note sale and Pre-Delivery Shares are expected to be used for working capital and general corporate purposes.

Rhea-AI Summary

Xiao-I Corporation registered up to $3,250,000 of American Depositary Shares (ADSs) issuable upon conversion of a convertible promissory note (the "Note") sold to Streeterville Capital, LLC on April 29, 2026. Each ADS represents sixty ordinary shares. The Note had an initial principal balance of $3,250,000, a purchase price of $3,000,000 (reflecting a $240,000 original issue discount and $10,000 transaction expense), bears interest at 6.0% per annum, and matures 12 months after the purchase price date. Conversion is at the holder's option at a variable conversion price tied to 90% of the lowest daily VWAP during a ten trading-day lookback less $0.05 for ADS issuance fees. The Company will receive no proceeds upon conversion; it already received gross proceeds of $3,000,000 from the private sale of the Note and intends to use those funds for working capital and general corporate purposes. The prospectus supplement discusses material VIE structure, PRC regulatory, foreign exchange and listing risks, and notes requirements to file with PRC authorities after completion of this offering under the Overseas Listing Measures.