STOCK TITAN

Xiao-I (NASDAQ: AIXI) back in full compliance with Nasdaq rules

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
6-K

Rhea-AI Filing Summary

Xiao-I Corporation has regained full compliance with Nasdaq’s continued listing standards. Nasdaq confirmed that the company once again meets both the minimum bid price and public float requirements, removing the prior risk of deficiency status.

The company cured a market value shortfall after the market value of its publicly held shares was at least $15.0 million for ten consecutive business days from April 9, 2026 to April 22, 2026. It also restored its share price compliance when the closing bid price of its ADSs was at or above $1.00 per share for ten consecutive business days from May 14, 2026 to May 28, 2026. Xiao-I’s ADSs will continue trading on the Nasdaq Global Market under the symbol AIXI.

Positive

  • Regained full Nasdaq compliance: Nasdaq confirmed Xiao-I now satisfies both the minimum $1.00 bid price rule and the $15.0 million market value of publicly held shares requirement, removing the immediate threat of delisting from the Nasdaq Global Market.

Negative

  • None.

Insights

Xiao-I eliminates immediate Nasdaq delisting risk by clearing bid-price and float hurdles.

Xiao-I previously faced Nasdaq deficiencies tied to its minimum bid price and the market value of publicly held shares. Nasdaq has now confirmed the company meets both thresholds, bringing it back into full compliance with continued listing standards.

The filing notes that publicly held shares met the $15.0 million minimum for ten consecutive business days in April 2026, curing the float issue. A separate streak of at least $1.00 closing bid prices over ten consecutive business days in May 2026 resolved the bid-price deficiency.

With both matters closed, the ADSs remain listed on the Nasdaq Global Market under symbol AIXI. Actual long-term impact will depend on whether the company can sustain trading levels above the thresholds described in this disclosure.

Minimum bid price requirement $1.00 per share Nasdaq Listing Rule 5450(a)(1) for ADSs on Nasdaq Global Market
Public float requirement $15.0 million Minimum market value of publicly held shares under Listing Rule 5450(b)(2)(C)
Bid price compliance period 10 consecutive business days Closing bid at or above $1.00 from May 14–28, 2026
Market value compliance period 10 consecutive business days Public float at or above $15.0M from April 9–22, 2026
Deficiency notices dates December 16–17, 2025 Initial Nasdaq notifications on bid price and market value deficiencies
continued listing standards regulatory
"regained full compliance with all applicable continued listing standards"
Ongoing rules a stock exchange requires a listed company to meet to keep its shares trading publicly, such as minimum share price, market value, timely financial reports, and governance practices. Think of it as a membership checklist for a club: falling short can lead to warnings or removal from the exchange, which can sharply reduce liquidity, investor confidence, and a stock’s value. Investors watch these standards to gauge regulatory risk and the stability of their holdings.
Nasdaq Listing Rule 5450(a)(1) regulatory
"minimum bid price of $1.00 per share, as required by Nasdaq Listing Rule 5450(a)(1)"
Nasdaq Listing Rule 5450(a)(1) is a continued-listing standard that sets a minimum share price companies must maintain to remain listed on the Nasdaq market—commonly a $1.00 per-share threshold. Investors care because falling below that floor can trigger a compliance review and possible delisting, which is like failing a minimum grade and losing access to the public market; delisting can reduce liquidity, visibility and the ability to raise capital.
Nasdaq Listing Rule 5450(b)(2)(C) regulatory
"market value of its publicly held shares was below the minimum $15.0 million requirement, as required by Nasdaq Listing Rule 5450(b)(2)(C)"
American Depositary Shares financial
"its American Depositary Shares (“ADSs”) failed to maintain a minimum bid price"
American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.
forward-looking statements regulatory
"This press release contains forward-looking statements as defined by the Private Securities Litigation Reform Act of 1995"
Forward-looking statements are predictions or plans that companies share about what they expect to happen in the future, like estimating sales or profits. They matter because they help investors understand a company's outlook, but since they are based on guesses and assumptions, they can sometimes be wrong.
cognitive intelligence technical
"Xiao-I Corporation is a leading cognitive intelligence enterprise in China"
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16 OF THE

SECURITIES EXCHANGE ACT OF 1934

 

For the month of June 2026

 

Commission File Number 001-41631

 

Xiao-I Corporation

(Translation of registrant’s name into English)

 

5/F, Building 2, No. 2570

Hechuan Road, Minhang District

Shanghai, China 201101

(Address of principal executive offices)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

 

Form 20-F          Form 40-F ☐

 

 

 

 

 

 

INFORMATION CONTAINED IN THIS REPORT ON FORM 6-K

 

Regained Compliance with Nasdaq Minimum Bid Price Requirement

 

As previously disclosed, on December 16, 2025 and December 17, 2025, Xiao-I Corporation (the “Company”) received written notices from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it was not in compliance with (i) the minimum bid price requirement under Nasdaq Listing Rule 5450(a)(1) and (ii) the minimum market value of publicly held shares requirement under Nasdaq Listing Rule 5450(b)(3)(C). The notices had no immediate effect on the listing or trading of the Company’s American Depositary Shares on The Nasdaq Global Market. In accordance with Nasdaq Listing Rule 5810(c), the Company has been provided separate 180-calendar-day compliance periods to regain compliance with each listing requirement.

 

On April 23, 2026, Nasdaq notified the Company that it had regained compliance with Listing Rule 5450(b)(2)(C), after the market value of its publicly held shares had been $15.0 million or greater for ten consecutive business days from April 9, 2026 through April 22, 2026, and that the matter was closed.

 

On May 29, 2026, the Company received a written notification from the Listing Qualifications Department of Nasdaq informing the Company that it has regained compliance with Nasdaq Listing Rule 5450(a)(1), which requires listed securities on The Nasdaq Global Market to maintain a minimum bid price of $1.00 per share. Nasdaq has now determined that, for the 10 consecutive business day period from May 14, 2026 through May 28, 2026, the closing bid price of the Company's ADSs was at least $1.00 per share.

 

The Company issued a press release announcing receipt of the Nasdaq notices, which is furnished as Exhibit 99.1 to this Report on Form 6-K.

 

1

 

 

EXHIBIT INDEX

 

Exhibit
Number
  Description
99.1  Press release

 

2

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Date: June 3, 2026 Xiao-I Corporation
   
  By: /s/ Mingqu Lin
    Name:  Mingqu Lin
    Title: Chief Executive Officer

 

3

 

Exhibit 99.1

 

Xiao-I Corporation Regains Full Compliance with Nasdaq Continued Listing Standards

 

SHANGHAI, China, June 3, 2026 /PRNewswire/ -- Xiao-I Corporation (NASDAQ: AIXI) (“Xiao-I” or the “Company”), a leading enterprise artificial intelligence company in China, today announced that it has received formal notification letters from The Nasdaq Stock Market LLC (“Nasdaq”) confirming that the Company has regained full compliance with all applicable continued listing standards.

 

As previously disclosed, the Company received two separate deficiency notifications from Nasdaq in December 2025:

 

On December 16, 2025, Nasdaq notified the Company that its American Depositary Shares (“ADSs”) failed to maintain a minimum bid price of $1.00 per share over the previous 30 consecutive business days, as required by Nasdaq Listing Rule 5450(a)(1)

 

On December 17, 2025, Nasdaq notified the Company that the market value of its publicly held shares was below the minimum $15.0 million requirement for continued listing, as required by Nasdaq Listing Rule 5450(b)(2)(C)

 

On April 23, 2026, Nasdaq notified the Company that it had regained compliance with Listing Rule 5450(b)(2)(C) after the market value of its publicly held shares had been $15.0 million or greater for ten consecutive business days from April 9, 2026 through April 22, 2026, and that the market value deficiency matter was closed.

 

Subsequently, on May 29, 2026, Nasdaq notified the Company that it had regained compliance with Listing Rule 5450(a)(1) after the closing bid price of the Company’s ADSs had been at $1.00 per share or greater for ten consecutive business days from May 14, 2026 through May 28, 2026, and that the bid price deficiency matter was also closed.

 

The Company’s ADSs will continue to trade on the Nasdaq Global Market under the symbol “AIXI”.

 

About Xiao-I Corporation

 

Xiao-I Corporation is a leading cognitive intelligence enterprise in China that offers a diverse range of business solutions and services in artificial intelligence, covering natural language processing, voice and image recognition, machine learning, and affective computing. Since its inception in 2001, the Company has developed an extensive portfolio of cognitive intelligence technologies that are highly suitable and have been applied to a wide variety of business cases. Xiao-I powers its cognitive intelligence products and services with its cutting-edge, proprietary AI technologies to enable and promote industrial digitization, intelligent upgrading, and transformation. For more information, please visit: www.xiaoi.com.

 

Forward-Looking Statements

 

This press release contains forward-looking statements as defined by the Private Securities Litigation Reform Act of 1995. Forward-looking statements include statements concerning plans, objectives, goals, strategies, future events or performance, and underlying assumptions and other statements that are other than statements of historical facts. When the Company uses words such as “may,” “will,” “intend,” “should,” “believe,” “expect,” “anticipate,” “project,” “estimate” or similar expressions that do not relate solely to historical matters, it is making forward-looking statements. Forward-looking statements are not guarantees of future performance and involve risks and uncertainties that may cause actual results to differ materially from the Company’s expectations discussed in the forward-looking statements. These statements are subject to uncertainties and risks including, but not limited to, the following: the Company’s ability to achieve its goals and strategies, its future business development, financial condition, and results of operations, product and service demand and acceptance, reputation and brand, the impact of competition and pricing, changes in technology, government regulations, fluctuations in general economic and business conditions in China, and assumptions underlying or related to any of the foregoing and other risks contained in reports filed by the Company with the U.S. Securities and Exchange Commission (“SEC”). For these reasons, among others, investors are cautioned not to place undue reliance upon any forward-looking statements in this press release. Additional factors are discussed in the Company’s filings with the SEC, including under the section entitled “Risk Factors” in its annual report on Form 20-F/A filed with the SEC on May 22, 2026, as well as its current reports on Form 6-K and other filings, all of which are available for review at www.sec.gov. The Company undertakes no obligation to publicly revise these forward-looking statements to reflect events or circumstances that arise after the date hereof.

 

For investor and media inquiries, please contact:

Ms. Berry Xia

Email: ir@xiaoi.com

 

FAQ

What did Xiao-I Corporation (AIXI) announce in this Form 6-K?

Xiao-I Corporation announced it has regained full compliance with all applicable Nasdaq continued listing standards. Nasdaq confirmed the company now meets both the minimum bid price and minimum public float requirements, closing previously disclosed deficiency matters affecting its American Depositary Shares.

How did Xiao-I (AIXI) regain compliance with Nasdaq’s market value requirement?

Xiao-I regained compliance with Nasdaq Listing Rule 5450(b)(2)(C) after the market value of its publicly held shares reached at least $15.0 million for ten consecutive business days from April 9, 2026 through April 22, 2026. Nasdaq then notified the company that the market value deficiency matter was closed.

How did Xiao-I (AIXI) meet Nasdaq’s minimum bid price rule again?

Xiao-I cured its minimum bid price deficiency under Nasdaq Listing Rule 5450(a)(1) when the closing bid price of its ADSs was $1.00 per share or greater for ten consecutive business days between May 14, 2026 and May 28, 2026. Nasdaq subsequently deemed the bid price matter closed.

Will Xiao-I Corporation’s (AIXI) ADSs remain listed on Nasdaq?

Yes. Following Nasdaq’s notifications that Xiao-I again satisfies the bid price and public float standards, the company’s American Depositary Shares will continue trading on the Nasdaq Global Market under the symbol AIXI. The prior deficiency notices no longer affect its current listing status.

What Nasdaq rules were previously at issue for Xiao-I (AIXI)?

Earlier Nasdaq notices cited non-compliance with Listing Rule 5450(a)(1) for maintaining a minimum $1.00 bid price and Listing Rule 5450(b)(2)(C) for keeping at least $15.0 million in market value of publicly held shares. The company later satisfied both rules over required ten-day measurement periods.

Does Xiao-I’s 6-K contain forward-looking statements about its business?

Yes. The accompanying press release includes forward-looking statements about Xiao-I’s plans, strategies, business development, and operating results. It warns these statements involve risks and uncertainties and refers investors to the company’s Form 20-F/A and other SEC reports for detailed risk factors.

Filing Exhibits & Attachments

1 document