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AIZ (NYSE) affiliate files Form 144; 750-share sale recorded by insider

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

AIZ affiliate submitted a Form 144 notice reporting proposed sales and recent transactions. The filing lists restricted stock vesting under a registered plan of 192 shares with a vesting date of 10/01/2025 and 1,808 shares with a vesting date of 03/16/2026. It also records a sale of 750 shares by DIMITRY DIRIENZO on 03/20/2026 for $158,238.75. Broker details show Morgan Stanley Smith Barney LLC as the broker on the notice.

Positive

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Insights

Form 144 lists proposed resale items and a recent affiliate sale; filings are routine brokered disclosures.

The notice documents restricted stock vesting events of 192 shares (10/01/2025) and 1,808 shares (03/16/2026) and a reported sale of 750 shares on 03/20/2026 for $158,238.75. The broker named is Morgan Stanley Smith Barney LLC.

These entries represent compliance disclosures under resale rules; cash‑flow treatment and whether the listed vesting shares are being registered for immediate resale are not stated in the excerpt. Subsequent filings or the broker records would show settlement or additional sale activity.

Restricted shares vesting 192 shares vesting date <date>10/01/2025</date>
Restricted shares vesting 1,808 shares vesting date <date>03/16/2026</date>
Shares sold in past 3 months 750 shares sold on <date>03/20/2026</date> by DIMITRY DIRIENZO
Proceeds reported $158,238.75 proceeds from <date>03/20/2026</date> sale of 750 shares
Form 144 regulatory
"144: Securities To Be Sold"
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.
restricted stock vesting financial
"Restricted stock vesting under a registered plan"
Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.
broker-dealer market
"Morgan Stanley Smith Barney LLC Executive Financial Services"
A broker-dealer is a licensed firm or individual that both executes trades on behalf of clients (acting as a broker) and buys or sells securities for its own account (acting as a dealer). Investors care because broker-dealers provide the plumbing of markets — they place orders, hold or move cash and securities, offer research or advice, and their stability and fees directly affect trade execution, costs, and the safety of client funds; think of them as a combined travel agent and taxi for your investments.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does the Form 144 for AIZ disclose about recent insider activity?

The Form 144 records a sale of 750 shares by DIMITRY DIRIENZO on 03/20/2026 for $158,238.75. It also lists restricted stock vesting events of 192 and 1,808 shares on specified dates.

Which broker is listed on the AIZ Form 144 filing?

The filing names Morgan Stanley Smith Barney LLC as the broker-dealer. The broker address shown is 1 New York Plaza, 8th Floor, New York, NY 10004 in the excerpt provided.

Does the Form 144 show how many shares will be offered for resale for AIZ?

The notice lists restricted stock vesting amounts (192 and 1,808 shares) and a prior sale of 750 shares; it does not explicitly state an aggregate offering amount in the excerpt.

Are vesting dates included in the AIZ Form 144 and what are they?

Yes. The excerpt shows vesting dates of 10/01/2025 for 192 shares and 03/16/2026 for 1,808 shares, described as restricted stock vesting under a registered plan.

Does the filing state who receives proceeds from the reported sale?

The excerpt records the sale amount ($158,238.75) but does not state the recipient of proceeds or whether proceeds go to the issuer or the selling holder in the provided text.