[144] Assurant, Inc. SEC Filing

Rhea-AI Filing Summary

Assurant, Inc. (AIZ) Form 144 notice reports a proposed sale of 18,000 shares of common stock through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value of $3,936,420.00 and approximately 50,459,211 shares outstanding. The filer states the shares were acquired on 03/16/2022 as RSUs & PSUs from the issuer. The proposed approximate date of sale is 08/29/2025. The filing indicates there were no securities sold by the filer in the past three months. The notice contains the standard representation that the seller does not possess undisclosed material adverse information about the issuer.

Insights

Securities Compliance Analyst

TL;DR: Routine Rule 144 notice for insider-derived compensation shares; timing and broker identified, no recent sales reported.

The filing documents a proposed sale under Rule 144 of 18,000 common shares acquired as RSUs/PSUs on 03/16/2022, to be executed through Morgan Stanley Smith Barney LLC on the NYSE around 08/29/2025. The aggregate market value shown is $3,936,420.00 and the issuer's outstanding shares are listed as 50,459,211. The filer affirms absence of undisclosed material adverse information and reports no sales in the prior three months, consistent with a routine, scheduled notice rather than an ad hoc disposition.

Equity Capital Markets Specialist

TL;DR: Small, disclosed insider sale notice with clear broker routing and specified acquisition origin (RSUs/PSUs).

This Form 144 specifies the mechanics of a proposed sale: broker name, class, acquisition date and nature (RSUs & PSUs), and an expected sale date. It provides the market-value figure used to calculate reporting thresholds and confirms no recent dispositions. From a market-impact perspective, the size relative to total shares outstanding is modest as presented in the filing.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	18000	3936420.00	50459211	08/29/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/16/2022	RSUs & PSUS	Issuer			18000	03/16/2022	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Assurant (AIZ) Form 144 report?

The filing reports a proposed sale of 18,000 common shares of Assurant through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value of $3,936,420.00.

When were the shares acquired that are proposed for sale?

The shares were acquired on 03/16/2022 and the acquisition type is listed as RSUs & PSUs from the issuer.

What is the expected date of sale in the Form 144?

The filing lists the approximate date of sale as 08/29/2025.

Did the filer report any securities sold in the past three months?

No. The filing states 'Nothing to Report' for securities sold during the past three months.

Which broker is handling the proposed sale?

The broker named is Morgan Stanley Smith Barney LLC, Executive Financial Services, 1 New York Plaza, 8th Floor, New York, NY 10004.