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Assurant (NYSE: AIZ) holders OK equity plan expansion but reject consent rights

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Assurant, Inc. reported the results of its 2026 annual stockholders meeting. Stockholders approved an amendment to the 2017 Long Term Equity Incentive Plan, adding a reserve of 480,000 additional shares of common stock for future equity awards.

All 10 director nominees were elected to serve until the 2027 annual meeting. Stockholders ratified PricewaterhouseCoopers LLP as independent auditor for fiscal 2026 and, in a non-binding advisory vote, approved fiscal 2025 compensation for named executive officers. They also approved the amended equity plan but did not approve a stockholder proposal seeking the right to act by written consent.

Positive

  • None.

Negative

  • None.
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers Governance
Key personnel changes including departures, elections, or appointments of directors and executive officers.
Item 5.07 Submission of Matters to a Vote of Security Holders Governance
Results of a shareholder vote on proposals at an annual or special meeting.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
Equity plan share increase 480,000 shares Additional shares added to 2017 Long Term Equity Incentive Plan reserve
Say-on-pay support 42,958,812 votes for Non-binding advisory approval of fiscal 2025 executive compensation
Equity plan approval votes 43,536,600 votes for Approval of Amended ALTEIP at 2026 annual meeting
Auditor ratification support 44,144,033 votes for Ratification of PricewaterhouseCoopers LLP for fiscal year 2026
Written consent proposal opposition 31,302,676 votes against Stockholder proposal on right to act by written consent not approved
Director example vote total 44,198,453 votes for Votes for nominee Rajiv Basu for director election
non-binding advisory vote financial
"Approved, by non-binding advisory vote, the fiscal year 2025 compensation"
A non-binding advisory vote is a shareholder vote that expresses investors’ opinion on a proposal (such as executive pay, corporate policy, or governance practices) but does not legally force the company to act. Think of it like a customer survey: it signals whether owners approve or disapprove and can pressure boards and managers to change course, so investors watch the result as an indicator of governance risk and potential future shifts in company strategy or leadership.
broker non-votes financial
"Votes For | Votes Against | Abstentions | Broker Non-Votes"
Broker non-votes occur when a brokerage firm is unable to vote on a shareholder’s behalf during a company election or decision because the shareholder has not given specific voting instructions, and the broker is not allowed or chooses not to vote on certain matters. They are important because they can affect the outcome of votes, especially when the results are close, by effectively reducing the total number of votes cast.
Long Term Equity Incentive Plan financial
"Assurant, Inc. 2017 Long Term Equity Incentive Plan (the “ALTEIP”)"
independent registered public accounting firm financial
"as the Company’s independent registered public accounting firm for the fiscal year"
An independent registered public accounting firm is an outside accounting company officially registered with the government regulator to examine and report on a public company's financial records and controls. Investors treat its reports like an impartial inspector’s certificate — they add credibility to financial statements, help spot errors or misleading claims, and reduce the risk that shareholders are relying on unchecked or biased numbers.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 21, 2026
Assurant, Inc.
(Exact Name of Registrant as Specified in its Charter)
Delaware001-3197839-1126612
(State or Other Jurisdiction
of Incorporation)
(Commission
File Number)
(I.R.S. Employer
Identification No.)

260 Interstate North Circle SE
Atlanta, Georgia 30339
(770) 763-1000
(Address, including zip code, and telephone number, including area code, of Registrant's Principal Executive Offices)

N/A
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of Each ClassTrading Symbol(s)Name of Each Exchange on Which Registered
Common Stock, $0.01 Par ValueAIZNew York Stock Exchange
5.25% Subordinated Notes due 2061AIZNNew York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  



Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On May 21, 2026, Assurant, Inc. (the “Company”) held its 2026 annual meeting of stockholders (the “Annual Meeting”). At the Annual Meeting, the Company’s stockholders approved an amendment to the Assurant, Inc. 2017 Long Term Equity Incentive Plan (the “ALTEIP”; and as amended and restated, the “Amended ALTEIP”), previously approved by the Compensation Committee of the Company’s Board of Directors subject to stockholder approval, to increase the available share reserve under the ALTEIP by 480,000 shares of the Company’s common stock, par value $0.01 per share.

A summary of the Amended ALTEIP was included as Proposal 4 in the Company’s proxy statement filed with the U.S. Securities and Exchange Commission on April 6, 2026, and is incorporated herein by reference. The summary of the Amended ALTEIP is qualified in its entirety by reference to the full text of the Amended ALTEIP, a copy of which is filed as Exhibit 10.1 to this report and incorporated herein by reference.

Item 5.07. Submission of Matters to a Vote of Security Holders.

At the Annual Meeting, the Company’s stockholders voted on five proposals. The final voting results were as follows:

Proposal 1: Elected the 10 nominees listed below to the Company’s Board of Directors to serve until the 2027 annual meeting of stockholders or until their respective successors have been elected and qualified.

Nominee
Votes For
Votes Against
Abstentions
Broker Non-Votes
Elaine D. Rosen
43,303,901929,6327,8932,506,613
Rajiv Basu
44,198,45336,6076,3662,506,613
Lynn S. Blake
44,185,71449,3686,3442,506,613
J. Braxton Carter
44,179,97733,84027,6092,506,613
Keith W. Demmings
44,181,33352,3797,7142,506,613
Harriet Edelman
44,195,29239,6116,5232,506,613
Sari Granat
43,832,151381,35527,9202,506,613
Ognjen (Ogi) Redzic
44,175,57956,8828,9652,506,613
Paul J. Reilly


43,268,855964,0488,5232,506,613
Kevin M. Warren
44,145,65255,78239,9922,506,613


Proposal 2: Ratified the appointment of PricewaterhouseCoopers LLP as the Company’s independent
registered public accounting firm for the fiscal year ending December 31, 2026.

Votes For
Votes Against
Abstentions
Broker Non-Votes
44,144,0332,592,90811,098
N/A

Proposal 3: Approved, by non-binding advisory vote, the fiscal year 2025 compensation of the Company’s named executive officers.

Votes For
Votes Against
Abstentions
Broker Non-Votes
42,958,8121,244,97937,6352,506,613

Proposal 4: Approved the Amended ALTEIP.

Votes For
Votes Against
Abstentions
Broker Non-Votes
43,536,600663,80541,0212,506,613
-2-



Proposal 5: Did not approve a stockholder proposal entitled “Stockholder right to act by written consent”.

Votes For
Votes Against
Abstentions
Broker Non-Votes
12,892,50831,302,67646,2422,506,613





Item 9.01. Financial Statements and Exhibits.

(d) Exhibits
Exhibit No.
Exhibit
10.1
Assurant, Inc. 2017 Long Term Equity Incentive Plan, as amended and restated.
104
The cover page from this Current Report on Form 8-K, formatted in Inline XBRL.
-3-


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
ASSURANT, INC.
Date: May 22, 2026By:/s/ Jay Rosenblum
Name: Jay Rosenblum
Title: Executive Vice President, Chief Legal Officer

-4-

FAQ

What did Assurant (AIZ) stockholders approve at the 2026 annual meeting?

Assurant stockholders approved several items, including all 10 director nominees, ratification of PricewaterhouseCoopers LLP as independent auditor for 2026, a non-binding advisory vote on 2025 executive compensation, and an amendment to the 2017 Long Term Equity Incentive Plan increasing the share reserve by 480,000 shares.

How many additional shares did Assurant add to its 2017 Long Term Equity Incentive Plan?

Stockholders approved an increase of 480,000 shares of Assurant common stock to the reserve under the 2017 Long Term Equity Incentive Plan. These shares may be used for future equity awards, as detailed in the amended and restated plan filed as Exhibit 10.1 to the report.

Were Assurant’s named executive officers’ 2025 compensation practices approved by stockholders?

Yes. Stockholders approved, by a non-binding advisory vote, the fiscal year 2025 compensation of Assurant’s named executive officers, with 42,958,812 votes for, 1,244,979 against, 37,635 abstentions, and 2,506,613 broker non-votes recorded in the meeting results disclosure.

Which auditor did Assurant (AIZ) stockholders ratify for fiscal year 2026?

Stockholders ratified PricewaterhouseCoopers LLP as Assurant’s independent registered public accounting firm for the fiscal year ending December 31, 2026. The vote totaled 44,144,033 shares for, 2,592,908 against, and 11,098 abstentions, with no broker non-votes reported for this auditor ratification proposal.

Were all Assurant (AIZ) director nominees elected at the 2026 annual meeting?

Yes. All 10 director nominees, including Elaine D. Rosen, Rajiv Basu, Lynn S. Blake, and others, were elected to the board to serve until the 2027 annual meeting or until their successors are elected and qualified, with each receiving substantially more votes for than against.

Filing Exhibits & Attachments

5 documents