Assurant EVP Ryan Lumsden sells 3,901 shares

Available on EDGAR 11/12/2026 - 04:07 PM EST Accepted by SEC EDGAR 11/12/2026 - 04:06 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Assurant, Inc. EVP, Pres, Global Housing Ryan Lumsden sold 3,901 common shares on November 10, 2026, at a weighted average price of $319.3695 per share. The sales occurred in multiple transactions ranging from $315.8000 to $322.6700 under a Rule 10b5-1 trading plan adopted August 6, 2026.

After the sale, Lumsden reported direct holdings of 13,432 shares, including restricted stock units.

Insider Trade Summary 10b5-1

Net Seller: 3,901 shares

Net Sell 1 txn

Insider Lumsden Ryan

Role EVP, Pres, Global Housing

Sold 3,901 shs ($1.25M)

Share of Position Sold 22.5%

Type	Security	Shares	Price	Value
Sale	Common Stock F1, F2, F3, F4	3,901	$319.3695	$1.25M

Holdings After Transaction: Common Stock — 13,432.354 shares (Direct)

Holdings Before and After: Common Stock, 17,333.354 to 13,432.354 shares (Direct)

Other Insiders: 1 other insider reported open-market sales of this stock in the 30 days up to this filing.

Footnotes (4)

1. F1. All of the sales set forth on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 6, 2026.
2. F2. The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $315.8000 through $322.6700, inclusive. The Reporting Person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4.
3. F3. Includes 35.0550 shares acquired under the Assurant, Inc. Amended and Restated 2004 Employee Stock Purchase Plan ("ESPP") on June 30, 2026.
4. F4. Includes restricted stock units.

Key Figures

Common shares sold: 3,901 shares Weighted average sale price: $319.3695 per share Sale price range: $315.8000–$322.6700 per share +1 more

4 metrics

Common shares sold 3,901 shares November 10, 2026

Weighted average sale price $319.3695 per share Sale transactions on November 10, 2026

Sale price range $315.8000–$322.6700 per share Multiple transactions on November 10, 2026

Direct shares held after sale 13,432 shares Includes restricted stock units

Key Terms

Rule 10b5-1 trading plan, weighted average price, restricted stock units, Employee Stock Purchase Plan

4 terms

Rule 10b5-1 trading plan regulatory

"made pursuant to a Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

weighted average price financial

"The price in Column 4 is a weighted average price"

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

restricted stock units financial

"Includes restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Employee Stock Purchase Plan financial

"acquired under the Assurant, Inc. Amended and Restated 2004 Employee Stock Purchase Plan"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many AIZ shares did Ryan Lumsden sell, and at what price?

Ryan Lumsden, Assurant's EVP, Pres, Global Housing, sold 3,901 common shares on November 10, 2026, at a weighted average price of $319.3695 per share. The sales occurred in multiple transactions at prices ranging from $315.8000 to $322.6700 under a Rule 10b5-1 plan adopted August 6, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lumsden Ryan

(Last) (First) (Middle)

C/O ASSURANT, INC.

260 INTERSTATE NORTH CIRCLE S.E.

(Street)

ATLANTA GEORGIA 30339

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ASSURANT, INC. [ AIZ ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Pres, Global Housing

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/10/2026		S		3,901(1)	D	$319.3695(2)	13,432.354(3)(4)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. All of the sales set forth on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 6, 2026.

2. The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $315.8000 through $322.6700, inclusive. The Reporting Person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4.

3. Includes 35.0550 shares acquired under the Assurant, Inc. Amended and Restated 2004 Employee Stock Purchase Plan ("ESPP") on June 30, 2026.

4. Includes restricted stock units.

	/s/ Anne E. Holman, Attorney-in-Fact	11/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)