Assurant CEO gifts 3,500 shares to charity

Assurant’s President & CEO made a charitable gift of company stock, reducing but still leaving a substantial direct holding.

Rhea-AI Filing Summary

ASSURANT, INC. (AIZ) reports that President & CEO and director Keith Demmings made a bona fide gift of 3,500 shares of common stock on September 15, 2026, to a charitable donor-advised fund. After this gift, he directly holds 133,169.778 shares, which include restricted stock units and shares acquired under the company’s Employee Stock Purchase Plan. No Rule 10b5-1 trading plan is reported for this transaction.

Insider Trade Summary

3,500 shares gifted

Gift 1 txn

Insider Demmings Keith

Role President & CEO

Type	Security	Shares	Price	Value
Gift	Common Stock F1, F2, F3, F4	3,500	$0.00	$0.00

Holdings After Transaction: Common Stock — 133,169.778 shares (Direct)

Footnotes (4)

1. F1. Gift to a charitable donor-advised fund.
2. F2. Includes restricted stock units.
3. F3. Includes 35.055 shares acquired under the Assurant, Inc. Amended and Restated 2004 Employee Stock Purchase Plan ("ESPP") on June 30, 2026.
4. F4. Includes the disposition of a 0.660 fractional share in connection with a transfer of shares between brokerage accounts.

Key Figures

Shares gifted: 3,500 shares Gift price per share: $0.00 per share Direct holdings after transaction: 133,169.778 shares +2 more

5 metrics

Shares gifted 3,500 shares Bona fide gift of Assurant common stock on September 15, 2026

Gift price per share $0.00 per share No consideration reported for the charitable gift

Direct holdings after transaction 133,169.778 shares Common stock directly held by Keith Demmings after the gift

ESPP shares included 35.055 shares Acquired under Assurant’s Amended and Restated 2004 Employee Stock Purchase Plan on June 30, 2026

Fractional share disposition 0.660 shares Fractional share disposed of in connection with a transfer between brokerage accounts

Key Terms

donor-advised fund, restricted stock units, Employee Stock Purchase Plan

3 terms

donor-advised fund financial

"Gift to a charitable donor-advised fund."

A donor-advised fund is a charitable giving account that lets an individual or family deposit cash, stock, or other assets now, get an immediate tax benefit, and then recommend grants to charities over time. Think of it like a private charitable bucket you control without running a charity yourself; investors care because it’s a tax-efficient way to give appreciated securities, can change when and how donated shares enter the market, and affects personal and corporate tax planning.

restricted stock units financial

"Includes restricted stock units."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Employee Stock Purchase Plan financial

"acquired under the Assurant, Inc. Amended and Restated 2004 Employee Stock Purchase Plan"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did ASSURANT, INC. (AIZ) report for Keith Demmings?

The company reported that Keith Demmings made a bona fide gift of 3,500 shares of Assurant common stock on September 15, 2026, transferring the shares as a charitable donation rather than through a market sale.

Who received the gifted Assurant (AIZ) shares?

The filing states the 3,500 Assurant shares were gifted to a charitable donor-advised fund, indicating a charitable purpose for the transfer rather than a sale for cash proceeds.

How many Assurant (AIZ) shares does Keith Demmings hold after the gift?

After the reported gift, Keith Demmings directly holds 133,169.778 shares of Assurant common stock. This total includes restricted stock units, shares acquired under the Employee Stock Purchase Plan, and the effect of a small fractional-share disposition.

Was the Assurant (AIZ) stock gift by Keith Demmings made under a Rule 10b5-1 plan?

No. The filing indicates that no Rule 10b5-1 trading plan applies to this transaction, so the timing of the gift was not reported as being under a pre-arranged trading plan.

What additional share adjustments are disclosed in the Assurant (AIZ) Form 4?

The reported holdings include 35.055 shares acquired under Assurant’s Amended and Restated 2004 Employee Stock Purchase Plan on June 30, 2026, and the disposition of a 0.660 fractional share tied to a transfer between brokerage accounts.

What is Keith Demmings’ role at Assurant (AIZ) in this Form 4?

Keith Demmings is identified as President & CEO and a director of Assurant, Inc., making this a reportable insider transaction under SEC rules.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/15/2026 - 04:24 PM Accepted by SEC EDGAR 09/15/2026 - 04:23 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Demmings Keith

(Last) (First) (Middle)

C/O ASSURANT, INC.

260 INTERSTATE NORTH CIRCLE SE

(Street)

ATLANTA GEORGIA 30339

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ASSURANT, INC. [ AIZ ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President & CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/15/2026		G(1)		3,500	D	$0	133,169.778(2)(3)(4)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Gift to a charitable donor-advised fund.

2. Includes restricted stock units.

3. Includes 35.055 shares acquired under the Assurant, Inc. Amended and Restated 2004 Employee Stock Purchase Plan ("ESPP") on June 30, 2026.

4. Includes the disposition of a 0.660 fractional share in connection with a transfer of shares between brokerage accounts.

	/s/ Anne E. Holman, Attorney-in-Fact	09/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)