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Director at Assurant (NYSE: AIZ) granted 668 RSUs as equity award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ASSURANT, INC. director Kevin M. Warren reported an equity award of 668 shares of Common Stock represented by restricted stock units on May 22, 2026. The grant was recorded at $0.00 per share as a compensation award, not an open-market purchase.

After this grant, Warren directly holds 2,315 shares of Common Stock, including restricted stock units. This filing reflects routine director compensation and does not show any share sales or option exercises.

Positive

  • None.

Negative

  • None.
Insider WARREN KEVIN M
Role null
Type Security Shares Price Value
Grant/Award Common Stock 668 $0.00 --
Holdings After Transaction: Common Stock — 2,315 shares (Direct, null)
Footnotes (1)
  1. These shares are represented by restricted stock units. Includes restricted stock units.
Equity award size 668 shares Grant of Common Stock represented by restricted stock units on May 22, 2026
Grant price per share $0.00 per share Restricted stock unit award recorded at no cash cost
Total holdings after transaction 2,315 shares Direct ownership of Common Stock including restricted stock units after grant
Transaction code A (Grant, award, or other acquisition) Non-derivative acquisition of Common Stock represented by restricted stock units
restricted stock units financial
"These shares are represented by restricted stock units."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Common Stock financial
"security_title: Common Stock reported as the underlying security."
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition."
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
WARREN KEVIN M
(Last)(First)(Middle)
C/O ASSURANT, INC.
260 INTERSTATE NORTH CIRCLE SE
(Street)
ATLANTA GEORGIA 30339
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
ASSURANT, INC. [ AIZ ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/22/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/22/2026A668(1)A$02,315(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares are represented by restricted stock units.
2. Includes restricted stock units.
/s/ Anne Holman, Attorney-in-Fact05/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Assurant (AIZ) director Kevin M. Warren report on this Form 4?

Kevin M. Warren reported receiving an equity award of 668 shares of Assurant Common Stock represented by restricted stock units. The award was granted at no cost as compensation, increasing his direct holdings but involving no open-market purchase or sale of shares.

How many Assurant (AIZ) shares did Kevin M. Warren acquire in this transaction?

He acquired 668 shares of Assurant Common Stock through a grant of restricted stock units. The transaction is coded as a grant or award, reflecting stock-based compensation rather than a market trade, and it adds directly to his existing ownership position in the company.

What are Kevin M. Warren’s total Assurant (AIZ) holdings after this Form 4 transaction?

Following the grant, Kevin M. Warren directly holds 2,315 shares of Assurant Common Stock, including restricted stock units. This total represents his post-transaction ownership reported in the Form 4 and reflects only his direct holdings disclosed in this filing.

Was Kevin M. Warren’s Assurant (AIZ) Form 4 a stock purchase on the open market?

No, the Form 4 shows a grant of 668 restricted stock units recorded at $0.00 per share. This is classified as a grant, award, or other acquisition of stock-based compensation, not an open-market buy or sell transaction in Assurant shares.

What does the ‘Includes restricted stock units’ footnote mean for Assurant (AIZ) director holdings?

The footnote explains that the reported holdings include restricted stock units that represent shares of Common Stock. For Kevin M. Warren, both the newly granted 668 units and his total 2,315 shares after the transaction reflect this inclusion of restricted stock units.