Assurant EVP has 149 shares withheld for taxes

ASSURANT, INC. executive Subhashish Sengupta, EVP and Chief People Officer, reported a small, non‑market transaction involving company stock.

Rhea-AI Filing Summary

ASSURANT, INC. executive Subhashish Sengupta, EVP and Chief People Officer, reported a small, non‑market transaction involving company stock. On April 1, 2026, 149 shares of Assurant common stock were withheld at $216.33 per share to satisfy tax obligations in a tax-withholding disposition.

After this event, Sengupta directly held 2,746.014 shares of common stock, a figure that includes restricted stock units. In addition, 989.775 shares were indirectly held through the Assurant, Inc. 401(k) Plan as of March 31, 2026, reflecting retirement-plan ownership separate from his direct holdings.

Insider Trade Summary

Exercise Price or Tax Liability: 149 shares

Exercise Price or Tax Liability 2 txns

Insider Sengupta Subhashish

Role EVP, Chief People Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	149	$216.33	$32K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 2,746.014 shares (Direct); Common Stock — 989.775 shares (Indirect, By 401(k) Plan)

Footnotes (2)

1. F1. Includes restricted stock units.
2. F2. Indirectly held shares of common stock of Assurant, Inc. under the Assurant, Inc. 401K Plan as of March 31, 2026.

Key Figures

Tax-withheld shares: 149 shares Withholding price: $216.33 per share Direct holdings after transaction: 2,746.014 shares +1 more

4 metrics

Tax-withheld shares 149 shares Withheld on April 1, 2026 to satisfy tax liability

Withholding price $216.33 per share Value used for tax-withholding disposition on April 1, 2026

Direct holdings after transaction 2,746.014 shares Common stock, including restricted stock units, following tax withholding

Indirect 401(k) holdings 989.775 shares Assurant, Inc. 401(k) Plan as of March 31, 2026

Key Terms

tax-withholding disposition, restricted stock units, 401(k) Plan

3 terms

tax-withholding disposition financial

"149 shares were withheld at $216.33 per share to satisfy tax obligations in a tax-withholding disposition."

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

restricted stock units financial

"After this event, Sengupta directly held 2,746.014 shares of common stock, a figure that includes restricted stock units."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

401(k) Plan financial

"989.775 shares were indirectly held through the Assurant, Inc. 401(k) Plan as of March 31, 2026."

A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Assurant (AIZ) report for Subhashish Sengupta?

Assurant reported that EVP and Chief People Officer Subhashish Sengupta had 149 shares of common stock withheld at $216.33 per share to cover tax liabilities, a tax-withholding disposition rather than an open-market stock sale.

How many Assurant (AIZ) shares does Subhashish Sengupta hold directly after the Form 4 filing?

Following the tax-withholding disposition, Subhashish Sengupta directly holds 2,746.014 shares of Assurant common stock. This balance includes restricted stock units, reflecting his ongoing equity stake in the company after satisfying tax obligations.

What does the tax-withholding disposition in the Assurant (AIZ) Form 4 mean?

The tax-withholding disposition means 149 Assurant shares were delivered at $216.33 each to pay tax liabilities. This is an administrative share withholding associated with equity compensation, not an open-market purchase or sale by the executive.

Does Subhashish Sengupta have indirect Assurant (AIZ) share ownership?

Yes. In addition to his direct holdings, 989.775 Assurant common shares are indirectly held through the Assurant, Inc. 401(k) Plan as of March 31, 2026, representing retirement-plan ownership separate from his directly held and restricted stock units.

What role does Subhashish Sengupta hold at Assurant (AIZ) in this Form 4?

In this Form 4, Subhashish Sengupta is identified as Assurant’s Executive Vice President and Chief People Officer, reflecting a senior leadership position tied to human capital and organizational responsibilities within the company.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/03/2026 - 04:16 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sengupta Subhashish

(Last) (First) (Middle)

C/O ASSURANT, INC.

260 INTERSTATE NORTH CIRCLE S.E.

(Street)

ATLANTA GEORGIA 30339

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ASSURANT, INC. [ AIZ ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Chief People Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/01/2026		F		149	D	$216.33	2,746.014(1)	D
Common Stock								989.775	I	By 401(k) Plan(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes restricted stock units.

2. Indirectly held shares of common stock of Assurant, Inc. under the Assurant, Inc. 401K Plan as of March 31, 2026.

	/s/ Anne Holman, Attorney-in-Fact	04/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)