Assurant Officer Files Form 3 Disclosing 15,813.14 Shares Including RSUs

Rhea-AI Filing Summary

Assurant, Inc. officer Ryan Lumsden reported initial beneficial ownership of 15,813.14 shares of Assurant common stock, recorded as including restricted stock units. The Form 3 discloses Lumsden's role as EVP, President, Global Housing and the event date triggering the filing as 09/15/2025. The filing was executed by an attorney-in-fact, Lisa Shahon, with a signature date of 09/22/2025. Ownership is reported as direct, and no derivative securities or additional transactions are listed on the form. This is an initial Section 16 filing notifying the market of an officer's equity stake in the company.

Positive

• Transparent initial disclosure of executive ownership meeting Section 16 requirements
• Ownership includes restricted stock units, clarifying components of the share total
• Filed and signed by an attorney-in-fact, indicating executed compliance

Negative

• None.

Insights

Financial Analyst

TL;DR: Routine initial disclosure of an executive's direct holding of 15,813.14 shares, including RSUs; informational, not material financial news.

The Form 3 provides a clear, concise record that Assurant's EVP of Global Housing beneficially owns 15,813.14 shares, with restricted stock units included in that total. As an initial ownership filing, it serves compliance and transparency purposes under Section 16. There are no derivative positions or disclosed transactions that would suggest recent insider trading activity. For investors, this filing documents insider alignment with equity ownership but does not, by itself, signal a material change to company fundamentals or valuation.

Corporate Governance Expert

TL;DR: Standard governance disclosure showing an officer's direct equity stake; filing meets Section 16 initial reporting requirements.

The filing identifies the reporting person as an officer and states the title as EVP, President, Global Housing, which contextualizes the reporting person's role within Assurant. The inclusion of restricted stock units in the share total is noted, and the filing was signed by an attorney-in-fact, indicating proper execution. There are no indications of amendments, derivative holdings, or complex ownership structures that would raise governance concerns. This is a routine transparency filing consistent with SEC timing obligations.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Lumsden Ryan

(Last) (First) (Middle)

260 INTERSTATE NORTH CIRCLE S.E.

(Street)

ATLANTA GA 30339

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/15/2025

3. Issuer Name and Ticker or Trading Symbol
ASSURANT, INC. [ AIZ ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Pres. Global Housing

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	15,813.14(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes restricted stock units.

	Lisa Shahon, Attorney-in-Fact	09/22/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 3 for Assurant disclose?

The Form 3 reported that reporting person Ryan Lumsden beneficially owns 15,813.14 shares of Assurant common stock, including restricted stock units.

What is Ryan Lumsden's role at Assurant?

The filing lists Ryan Lumsden as an Officer with the title EVP, President, Global Housing.

When was the event requiring the Form 3 reported?

The event date requiring the statement is shown as 09/15/2025 and the form is signed by an attorney-in-fact on 09/22/2025.

Does the Form 3 show any option or derivative holdings?

No. Table II for derivative securities shows no entries; only common stock is reported in Table I.

Is the reported ownership direct or indirect?

The form reports the ownership as Direct (D).