STOCK TITAN

Assurant (NYSE: AIZ) EVP sells 1,900 shares around $210 per share

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Assurant, Inc. executive Subhashish Sengupta, EVP and Chief People Officer, reported open-market sales of company common stock. He sold 1,880 shares on March 20, 2026 at a weighted average price of $210.53 per share, with individual trades ranging from $210.40 to $210.70. He also sold 20 shares on March 19, 2026 at $215.00 per share. Following these transactions, he directly holds 2,895.014 shares of common stock, and indirectly holds 930.344 shares through the Assurant, Inc. 401(k) Plan as of December 31, 2025.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sengupta Subhashish

(Last)(First)(Middle)
C/O ASSURANT, INC.
260 INTERSTATE NORTH CIRCLE S.E.

(Street)
ATLANTA GEORGIA 30339

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ASSURANT, INC. [ AIZ ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Chief People Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/19/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/19/2026S20D$2154,775.014(1)D
Common Stock03/20/2026S1,880D$210.53(2)2,895.014(1)D
Common Stock930.344IBy 401(k) Plan(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Includes restricted stock units.
2. The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $210.4000 through $210.7000, inclusive. The Reporting Person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4.
3. Indirectly held shares of common stock of Assurant, Inc. under the Assurant, Inc. 401(k) Plan as of December 31, 2025.
/s/ Anne Holman, Attorney-in-Fact03/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Assurant (AIZ) report for Subhashish Sengupta?

Assurant reported that EVP and Chief People Officer Subhashish Sengupta conducted open-market sales of company common stock totaling 1,900 shares. These consisted of 1,880 shares sold on March 20, 2026 and 20 shares sold on March 19, 2026.

How many Assurant (AIZ) shares did Subhashish Sengupta sell and at what prices?

Subhashish Sengupta sold 1,880 Assurant shares at a weighted average price of $210.53 on March 20, 2026, within a $210.40–$210.70 range, and 20 shares at $215.00 on March 19, 2026 in open-market transactions.

What are Subhashish Sengupta’s remaining Assurant (AIZ) share holdings after these sales?

After the reported sales, Subhashish Sengupta directly holds 2,895.014 Assurant common shares. He also indirectly holds 930.344 shares through the Assurant, Inc. 401(k) Plan, based on plan holdings as of December 31, 2025.

What role does Subhashish Sengupta hold at Assurant (AIZ) in this Form 4 filing?

In this Form 4, Subhashish Sengupta is identified as an officer of Assurant, serving as Executive Vice President and Chief People Officer. The transactions reflect his personal and plan-related holdings of Assurant common stock.

Were the Assurant (AIZ) insider sales reported as open-market transactions?

Yes. Both transactions in the filing are coded as “S,” described as sales in open market or private transactions. The filing characterizes them as open-market sales of Assurant common stock at the reported prices per share.

Does the Assurant (AIZ) Form 4 mention any derivative securities for Subhashish Sengupta?

The Form 4 data for Subhashish Sengupta does not list any derivative security transactions. The derivative position summary is empty, indicating no option or other derivative exercises or conversions reported in this particular filing.
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