Welcome to our dedicated page for Gallagher (ARTHUR J.) & Co. SEC filings (Ticker: AJG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Arthur J. Gallagher & Co. filings document the reporting record of a global insurance brokerage, risk management and consulting services company with common stock listed on the New York Stock Exchange under AJG. Its 8-K filings regularly report operating results and financial condition, including earnings releases, GAAP and non-GAAP measures, supplemental quarterly data and CFO commentary furnished through Regulation FD disclosures.
The company’s SEC filings also cover proxy governance, executive compensation, director elections, board composition and shareholder meeting matters. Material-event reports document investor presentations, board changes, securities registration information and completed acquisition accounting, including acquired-company financial statements and pro forma financial information for the AssuredPartners transaction.
Arthur J. Gallagher & Co. vice president Vishal Jain reported routine equity compensation activity. He exercised notional stock units to acquire 2,162.694 shares of common stock through a derivative conversion, with no sales reported in this filing.
Following the transaction, Jain directly holds 68,903.384 shares of common stock and indirectly holds 491.113 shares through a Gallagher 401(k) plan account. He also retains several non-qualified stock option awards on common stock with exercise prices ranging from $86.17 to $337.74 per share, expiring between March 2027 and March 2033.
In addition, Jain holds 39,710.185 phantom stock units and 9,725.8456 notional stock units, each representing rights to receive Gallagher common shares as part of nonqualified deferred compensation and the company’s Age 62 Plan, which generally vests when participants reach age 62.
Arthur J. Gallagher & Co. President Thomas Joseph Gallagher reported a small derivative exercise that added 351.945 shares of common stock to his direct holdings. These shares came from the conversion of 351.945 notional stock units, reflected at a reference price of $229.57 per share, bringing his directly held common stock to 323,743.025 shares.
The Form 4 also updates several indirect holdings, including shares in a 401(k) plan, in trusts and in accounts held by his wife, with related footnotes stating that he disclaims beneficial ownership of certain trust-held shares for Section 16 purposes. In addition, he continues to hold a range of non-qualified stock options on Gallagher common stock with exercise prices between $86.17 and $337.74 expiring from 2027 through 2033, as well as 20,280.735 phantom stock units and 13,345.6345 notional stock units under company deferred compensation plans.
Arthur J. Gallagher & Co. Vice President Michael Robert Pesch reported an exercise of notional equity awards into common stock. He converted 355.801 notional stock units into an equal number of Gallagher common shares at a reference value of $229.57 per share, increasing his direct stock position.
After this transaction, Pesch holds 44,832.7289 common shares directly, along with additional indirect holdings through a Gallagher 401(k) plan account, an irrevocable trust for which his spouse is trustee, and shares held for a child. He also retains multiple non-qualified stock option grants and phantom stock awards, which each represent rights to receive Gallagher common stock in the future, including awards under the company’s Age 62 nonqualified deferred compensation plan.
Arthur J. Gallagher & Co. VP & Chief Financial Officer Douglas K. Howell reported his updated equity and deferred compensation positions. The filing shows a discretionary transaction involving 12,954.386 notional stock units at $209.08 per unit, moving value in the Supplemental Savings and Thrift Plan from Gallagher common stock to cash to help cover expected tax obligations for a July 2026 distribution.
After this transaction, Howell holds 106,807.412 shares of common stock directly, plus 3,165 shares held by his spouse and 491.131 shares in a 401(k) plan. He also holds 208,342.081 notional stock units, 6,889.431 phantom stock units, and multiple non-qualified stock options with exercise prices ranging from $86.17 to $337.74 expiring between 2027 and 2033. A footnote notes this short-swing matching under Section 16(b) resulted in an approximate $32,123 loss to Howell.
Arthur J. Gallagher & Co. is providing an informational update about an investor meeting held on June 17, 2026. This communication is made under Regulation FD, which is intended to ensure fair disclosure to all investors.
The company notes that a webcast of the meeting and related presentation materials, including an updated “CFO Commentary”, are available on its investor relations website. The CFO Commentary contains certain estimates for 2026 results and includes cautionary language about forward-looking statements.
Pershing LLC submitted a Form 144 reporting a proposed sale of 15,000 shares of Common Stock of AJG listed on the Nasdaq. The filing records an open-market purchase entry dated 01/01/2012 and enumerates multiple recent open-market sales executed by Matrix Trust Company between 03/18/2026 and 06/11/2026, each showing trade date, share count, and dollar amounts.
Arthur J. Gallagher & Co. controller and chief accounting officer Richard C. Cary reported an open-market sale of 3,000 shares of common stock at $206.00 per share on June 2, 2026. After this transaction, he directly holds 47,819.487 shares of common stock, along with 418.699 shares held indirectly through a Gallagher 401(k) plan account.
He also holds equity-based awards, including phantom stock and notional stock units, each representing rights to receive Gallagher common stock, and several non-qualified stock options covering 1,219, 1,572, 2,265, and 2,349 underlying shares with exercise prices between $86.17 and $177.09 per share and expirations from 2027 to 2030.
Arthur J. Gallagher & Co. director David S. Johnson reported acquiring 236.536 shares of common stock valued at $206.10 per share. This reflects his prior election under the Company’s Director Deferral Plan to defer his annual cash retainer into deferred share units payable in stock. Following this compensation-related grant, he holds 47,386.554 shares of common stock directly.
Arthur J. Gallagher & Co. director Christopher C. Miskel acquired 194.081 shares of common stock on June 1, 2026 at a reference price of $206.10 per share. This was a grant under the company’s Director Deferral Plan, converting deferred cash retainers into share units, bringing his direct holdings to 10,641.773 shares.