ALAB (NASDAQ: ALAB) files Form 144; broker Stifel named
Filing Impact
Filing Sentiment
Form Type
144
Rhea-AI Filing Summary
ALAB submitted a Form 144 notice for proposed sales of Common stock on 04/17/2026 relating to shares held or acquired in prior private placements and distributions. The filing lists broker/dealer Stifel (501 N Broadway, St. Louis) and multiple grant/purchase dates with share counts tied to those issuances.
Positive
- None.
Negative
- None.
Key Figures
Filing date: 04/17/2026
Broker-dealer listed: Stifel (501 N Broadway)
Shares from 11/08/2019 issuance: 4,467 shares
+4 more
7 metrics
Filing date
04/17/2026
Form 144 notice date
Broker-dealer listed
Stifel (501 N Broadway)
Broker identified on the Form 144
Shares from 11/08/2019 issuance
4,467 shares
Private placement dated 11/08/2019
Shares from 02/07/2020 issuance
2,543 shares
Private placement dated 02/07/2020
Shares from 05/17/2022 issuance
11,257 shares
Private placement dated 05/17/2022
Pro-rata distribution 08/15/2024
6,731 shares
Distribution from Venture Fund entry
Aggregate numeric fields shown
4,374,650.00 and 170,210,000
Numeric values appearing in the excerpt (exact labels not provided)
Key Terms
Form 144, Private Placement, Pro-rata distribution, Broker-dealer
4 terms
Form 144 regulatory
"Filer Information | 144: Securities To Be Sold"
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.
Private Placement financial
"Common | 11/08/2019 | Private Placement"
A private placement is a way for companies to raise money by selling securities directly to a small group of investors instead of through a public offering. This process is often quicker and less regulated, making it similar to offering a special, exclusive investment opportunity to select individuals or institutions. For investors, it can provide access to unique investment options that are not available on public markets.
Pro-rata distribution financial
"08/15/2024 | Pro-rata distribution from Venture Fund"
Broker-dealer financial
"Stifel 501 N Broadway St Louis MO 63102"
A broker-dealer is a licensed firm or individual that both executes trades on behalf of clients (acting as a broker) and buys or sells securities for its own account (acting as a dealer). Investors care because broker-dealers provide the plumbing of markets — they place orders, hold or move cash and securities, offer research or advice, and their stability and fees directly affect trade execution, costs, and the safety of client funds; think of them as a combined travel agent and taxi for your investments.
FAQ
What does ALAB's Form 144 filed 04/17/2026 show?
It notifies proposed sales of Common stock through broker Stifel on 04/17/2026. The notice lists prior private placement and distribution acquisition dates and share counts tied to those issuances.
Which broker-dealer is handling the proposed transaction for ALAB?
The filing names Stifel with address 501 N Broadway, St. Louis, MO 63102 as the broker-dealer associated with the proposed sale notice.
On which dates were the referenced ALAB issuances or distributions made?
The filing shows issuance or distribution dates of 11/08/2019, 02/07/2020, 05/17/2022, and a pro-rata distribution dated 08/15/2024 tied to a venture fund entry.
Does the Form 144 excerpt state where ALAB is listed?
Yes; the excerpt indicates trading on NASDAQ and includes a filing date of 04/17/2026 associated with the notice.