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[Form 3] Albemarle Corporation Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Krupa Ander C., General Counsel & Secretary of Albemarle Corporation, reported beneficial ownership of 4,341 common shares, consisting of 1,560 issued shares and 2,781 restricted stock units granted across 2023–2025 with staggered vesting through 2028. She also disclosed 2,676 stock options: 1,608 exercisable 02/27/2028 (exp. 02/26/2035) at $78.97 and 1,068 exercisable 02/22/2027 (exp. 02/21/2034) at $118.18. All holdings and vesting terms are reported on Form 3.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: Routine insider Form 3 reports 4,341 shares and 2,676 options; disclosure is informational and not a material corporate event.

The filing provides clear, itemized disclosure of current equity holdings for Krupa Ander C., including the exact split between issued shares and RSUs and full option schedules with exercise prices and expiration dates. This is a standard Section 16 filing that notifies the market of insider holdings rather than indicating a transaction or change in control. The specific numbers and vesting/exercise timelines are useful for monitoring future potential insider exercises or vesting-related sales.

TL;DR: Form 3 documents officer equity exposure and multi-year RSU vesting; relevant for compliance and disclosure records.

The report lists detailed equity compensation components: 2,781 RSUs with discrete vesting dates (2026, 2027, 2028) and 2,676 options with specified exercisable dates, prices, and expirations. For governance and compliance teams, these explicit vesting and option schedules help track insider lockup windows and potential future reportable transactions. The filing is descriptive and aligned with routine reporting obligations.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Krupa Ander C.

(Last) (First) (Middle)
4250 CONGRESS STREET
SUITE 900

(Street)
CHARLOTTE NC 28209

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/29/2025
3. Issuer Name and Ticker or Trading Symbol
ALBEMARLE CORP [ ALB ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
General Counsel & Sec
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 4,341(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options 02/27/2028 02/26/2035 Common Stock 1,608 $78.97 D
Stock Options 02/22/2027 02/21/2034 Common Stock 1,068 $118.18 D
Explanation of Responses:
1. The Reporting Person's holdings reported in Table 1, Column 2 include: 1,560 shares of Common Stock; 384 Restricted Stock Units ("RSUs") granted on February 24, 2023, which vest 100% on February 24, 2026; 441 RSUs granted on February 22, 2024, which vest 100% on February 22, 2027; and 1,956 RSUs granted on February 27, 2025, which vest 100% on February 27, 2028. Vesting of all RSUs reported above is subject to the terms of the applicable award agreement.
Remarks:
Exhibit 24 - Power of Attorney
/s/ Rebekah Richards, Attorney-in-Fact 08/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Albemarle Corp

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17.48B
117.22M
0.41%
98.74%
10.83%
Specialty Chemicals
Plastic Materials, Synth Resins & Nonvulcan Elastomers
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United States
CHARLOTTE