Welcome to our dedicated page for Avalon Globocare SEC filings (Ticker: ALBT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Avalon GloboCare Corp. filings document public-company disclosures for its consumer diagnostics, generative AI software, intellectual property, and capital structure. Recent 8-K reports cover material events involving Avalon Quantum AI LLC, the Catch-Up AI video platform, Nasdaq listing-compliance notices, shareholder communications, and pro forma financial information tied to the completed sale of Avalon RT 9 Properties, LLC.
The company’s proxy and registration filings describe board elections, auditor ratification, equity incentive-plan matters, advisory compensation votes, Nasdaq-rule approvals for warrant share issuance, and securities registration matters. Avalon’s filings also address common stock, warrants, pre-funded warrants, shareholder voting mechanics, governance procedures, operating and financial results, and risk disclosures for a smaller reporting company.
Avalon GloboCare Corp. is asking the SEC to withdraw its previously filed registration statement on Form S-4 related to a planned business combination with YOOV Group Holding Limited. The merger agreement has been terminated, so the company no longer plans to proceed with the related securities offering.
The filing states that the registration statement was never declared effective and that no securities have been, or will be, sold or issued under it. Avalon also asks that any SEC filing fees already paid be credited for potential future use under applicable rules.
Avalon GloboCare Corp. filed a current report to share information it released in a press release dated February 2, 2026. The company announced the conversion of the majority of its outstanding debentures, indicating a significant change in how this debt is structured. The press release describing this conversion is attached as an exhibit and is treated as furnished under Regulation FD rather than filed under the securities laws.
Avalon GloboCare Corp. terminated its planned merger with YOOV Group Holding Limited. On January 21, 2026, Avalon, its Nexus MergerSub subsidiary, and YOOV signed a Mutual Termination and Release Agreement that ends the March 7, 2025 Merger Agreement, with only specified surviving provisions remaining.
The parties agreed that no termination fee, expense reimbursement, or other payment is owed by either side, and each granted the other a broad mutual release of claims related to the proposed merger, subject to exceptions for rights under the termination deal, certain surviving provisions, and claims based on fraud or intentional misrepresentation. They also agreed to a mutual non‑disparagement covenant lasting three years and reciprocal indemnification for breaches, capped at $500,000 per side, excluding fraud or intentional misrepresentation.
Separately, Avalon disclosed that its subsidiary Avalon Quantum AI LLC filed a U.S. provisional patent application covering systems and methods for evidence‑constrained, audience‑adaptive automated commentary videos.
Avalon Globocare Corp. filed a current report to share that it issued a press release providing updates on its KetoAir™ breathalyzer device. The filing states that the press release, attached as an exhibit, is being furnished under Regulation FD, which is used to distribute important company information broadly and at the same time to all investors. The company also clarifies that this information is not considered “filed” for liability purposes under securities laws unless specifically incorporated into another filing.
Avalon GloboCare Corp. announced that Nasdaq has notified the company it has regained compliance with the Nasdaq Capital Market’s minimum stockholders’ equity requirement under Listing Rule 5550(b). Nasdaq also confirmed that the company is now in compliance with all applicable continued listing standards, meaning its common stock will continue to trade on the Nasdaq Capital Market. A previously scheduled hearing before the Nasdaq Hearings Panel has been cancelled, and the company issued a press release describing these developments.
Avalon GloboCare Corp. completed a business combination with RPM Interactive, Inc., issuing 19,500 shares of Series E Non-Voting Convertible Preferred Stock with an aggregate stated and liquidation value of $19,500,000.00 to RPM stockholders. Each Series E share has a stated value of $1,000, ranks senior to common stock, and is convertible into common stock at $1.50 per share from May 12, 2026, subject to ownership limits, an exchange cap under Nasdaq rules and stockholder approval. As a result of this transaction, Avalon believes its stockholders’ equity now exceeds the $2.5 million level required for continued Nasdaq listing.
The company also issued a $375,000 unsecured bridge note with a $75,000 original issue discount, receiving $300,000 in cash and agreeing to issue 100,000 commitment shares, with the note convertible on default into common stock at 50% of the volume weighted average price over the five prior trading days, subject to a floor price and prior shareholder approval. Avalon plans to issue 305,000 restricted shares to consultants, after which 4,557,009 common shares will be outstanding. In connection with the merger, Michael Mathews was appointed to the board as a director.
Avalon GloboCare Corp. reported that Nasdaq has again found it out of compliance with the Nasdaq Capital Market’s continued listing standards due to low stockholders’ equity and related criteria. Nasdaq previously notified the company that its stockholders’ equity was a deficit of $3,891,270 as of the quarter ended March 31, 2025, below the required minimum equity of $2,500,000, and that it did not meet alternative market value or net income standards.
Nasdaq had granted Avalon GloboCare up to 180 days from May 22, 2025, through November 18, 2025, to regain compliance. On November 19, 2025, Nasdaq sent a new notice stating the company remains non‑compliant and that its common stock is subject to suspension and delisting unless it requests a hearing. Avalon GloboCare plans to request a hearing before a Nasdaq Hearings Panel, which will automatically stay any suspension or delisting while the hearing process and any Panel‑granted extension period are ongoing.
Avalon GloboCare Corp. filed a current report to share that it has updated its investor presentation, which may be used in meetings with investors and analysts. The presentation includes additional information about YOOV Group Holding Limited and certain preliminary financial data for YOOV in connection with their previously announced proposed merger, under which YOOV would become a wholly owned direct subsidiary of Avalon GloboCare.
The filing stresses that YOOV’s preliminary figures are prepared by YOOV management, have not been audited or reviewed by its independent public accounting firm, and may change when YOOV’s audited results for the year ended March 31, 2025 are finalized. The report also highlights that the merger remains subject to conditions such as stockholder approval and other closing requirements, points investors to the Form S-4 registration statement and proxy statement/prospectus filed with the SEC for detailed information, and includes extensive forward-looking statement and risk disclosures related to the proposed merger.
Avalon GloboCare Corp. filed an amended current report to clarify details of a financing agreement, a senior secured promissory note, and related preferred stock terms.
The company agreed to sell 141,643 shares of common stock for $500,000, or $3.53 per share, to York Sun Investment Holding Limited under a securities purchase agreement. It also entered into a waiver with Mast Hill Fund, L.P. under a $2,845,000 senior secured promissory note, under which the holder waived potential cash penalties tied to a prior issuance of Series C preferred stock but retained dilutive adjustment rights, subject to a $1.00 per-share floor price.
Based on principal, accrued, and estimated future interest, the report states that, at the floor price, the note could be converted into approximately 2,942,041 common shares, subject to a 4.99% beneficial ownership limit. Separately, the Series C preferred stock designation was amended to reduce its beneficial ownership limit from 19.99% to 4.99%, further constraining how much any holder can own through conversion.
Avalon GloboCare Corp. filed an amended current report to clarify details of a financing agreement, a senior secured promissory note, and related preferred stock terms.
The company agreed to sell 141,643 shares of common stock for $500,000, or $3.53 per share, to York Sun Investment Holding Limited under a securities purchase agreement. It also entered into a waiver with Mast Hill Fund, L.P. under a $2,845,000 senior secured promissory note, under which the holder waived potential cash penalties tied to a prior issuance of Series C preferred stock but retained dilutive adjustment rights, subject to a $1.00 per-share floor price.
Based on principal, accrued, and estimated future interest, the report states that, at the floor price, the note could be converted into approximately 2,942,041 common shares, subject to a 4.99% beneficial ownership limit. Separately, the Series C preferred stock designation was amended to reduce its beneficial ownership limit from 19.99% to 4.99%, further constraining how much any holder can own through conversion.
Avalon GloboCare Corp. filed a current report describing a planned product launch. The company announced that it intends to begin selling its KetoAir™ breathalyzer device in the United Kingdom starting on September 1, 2025. This step represents an international rollout of the KetoAir™ product beyond existing markets. The announcement was made through a press release that is included as an exhibit and is referenced for further details on the planned UK introduction.