Align director exercises 2,326 RSUs, gets new grant

ALIGN TECHNOLOGY INC director C. Raymond Larkin Jr reported routine equity compensation activity.

Rhea-AI Filing Summary

ALIGN TECHNOLOGY INC director C. Raymond Larkin Jr reported routine equity compensation activity. On May 20, 2026 he exercised 2,326 restricted stock units into 2,326 shares of common stock, bringing his direct common stock holdings to 27,454 shares following the transaction.

He also received a new grant of 2,448 restricted stock units tied to an equal number of common shares. According to the award terms, 100% of these RSUs will vest on the earlier of May 20, 2027 or the date of the next annual meeting of stockholders, subject to his continued service.

Insider Trade Summary

2,326 shares exercised/converted

Exercise 3 txns

Insider LARKIN C RAYMOND JR

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	2,326	$0.00	$0.00
Grant/Award	Restricted Stock Units	2,448	$0.00	$0.00
Exercise	Common Stock	2,326	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 2,448 contracts (Direct); Common Stock — 27,454 shares (Direct)

Footnotes (2)

1. F1. 100% of the restricted stock units ("RSUs") granted on May 21, 2025 vested on May 20, 2026 and shares were delivered to the Reporting Person.
2. F2. 100% of the RSUs granted on May 20, 2026 will become vested on the earlier of (i) May 20, 2027 or (ii) the date of the next annual meeting of stockholders. Shares will be delivered to the Reporting Person on such vesting date assuming the continued service of the Reporting Person on such vesting date.

Key Figures

RSUs exercised: 2,326 units Common shares held: 27,454 shares New RSU grant: 2,448 units +2 more

5 metrics

RSUs exercised 2,326 units Converted into 2,326 common shares on May 20, 2026

Common shares held 27,454 shares Direct holdings after transactions on May 20, 2026

New RSU grant 2,448 units Awarded on May 20, 2026, tied to common stock

New RSU vesting date May 20, 2027 Or earlier on date of next annual stockholders’ meeting

Vested prior RSUs 2,326 units 100% of RSUs granted May 21, 2025 vested May 20, 2026

Key Terms

Restricted Stock Units, RSUs, Exercise or conversion of derivative security, Grant, award, or other acquisition

4 terms

Restricted Stock Units financial

"100% of the restricted stock units ("RSUs") granted on May 21, 2025 vested on May 20, 2026"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

RSUs financial

"100% of the RSUs granted on May 20, 2026 will become vested on the earlier of (i) May 20, 2027 or (ii) the date of the next annual meeting"

RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

Exercise or conversion of derivative security financial

"transaction_code_description": "Exercise or conversion of derivative security"

Grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did ALGN director C. Raymond Larkin Jr report?

C. Raymond Larkin Jr reported equity compensation transactions involving restricted stock units and common stock. He exercised 2,326 RSUs into common shares and received a new grant of 2,448 RSUs that will vest in full on a future date, subject to continued service.

How many Align Technology (ALGN) shares does the director hold after this Form 4?

After the reported transactions, the director holds 27,454 shares of Align Technology common stock directly. This total reflects delivery of 2,326 shares upon vesting and exercise of previously granted RSUs, as disclosed in the Form 4 filing for May 20, 2026.

What are the vesting terms of the new RSU grant reported for ALGN?

The new RSU grant of 2,448 units vests 100% in one tranche on the earlier of May 20, 2027 or the date of the next annual meeting of stockholders. Share delivery is contingent on the director’s continued service through that vesting date.

Did the ALGN director buy or sell shares on the open market?

The filing shows no open-market buys or sells. The transactions consist of an RSU grant and the vesting and conversion of RSUs into common stock, which are compensation-related events rather than discretionary market purchases or sales of Align Technology shares.

What does the RSU vesting from May 21, 2025 mean for ALGN’s director?

RSUs granted on May 21, 2025 fully vested on May 20, 2026, and corresponding shares were delivered to the director. This represents the completion of a prior equity award’s vesting schedule and converts that compensation into directly held common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/22/2026 - 07:11 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

LARKIN C RAYMOND JR

(Last) (First) (Middle)

C/O ALIGN TECHNOLOGY, INC.

410 N. SCOTTSDALE ROAD, SUITE 1300

(Street)

TEMPE ARIZONA 85288

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ALIGN TECHNOLOGY INC [ ALGN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/20/2026		M		2,326	A	$0	27,454	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	05/20/2026		M			2,326	(1)	(1)	Common Stock	2,326	$0	0	D
Restricted Stock Units	(2)	05/20/2026		A		2,448		(2)	(2)	Common Stock	2,448	$0	2,448	D

Explanation of Responses:

1. 100% of the restricted stock units ("RSUs") granted on May 21, 2025 vested on May 20, 2026 and shares were delivered to the Reporting Person.

2. 100% of the RSUs granted on May 20, 2026 will become vested on the earlier of (i) May 20, 2027 or (ii) the date of the next annual meeting of stockholders. Shares will be delivered to the Reporting Person on such vesting date assuming the continued service of the Reporting Person on such vesting date.

	/s/ Julie Ann Coletti, Attorney-in-Fact for C. Raymond Larkin, Jr.	05/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)