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[Form 4] Aligos Therapeutics, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Aligos Therapeutics (ALGS) filed a routine Form 4 disclosing that director Carole Nuechterlein received a stock option grant for 5,860 common shares on 06/25/2025 at an exercise price of $7.63 per share. The option will vest 100% on the earlier of the first anniversary of the grant date or immediately prior to the company’s 2026 annual shareholders meeting, contingent upon her continued board service.

No shares were bought or sold and no other material transactions or changes in beneficial ownership were reported.

Aligos Therapeutics (ALGS) ha presentato un modulo Form 4 di routine, rivelando che la direttrice Carole Nuechterlein ha ricevuto una concessione di opzioni su azioni per 5.860 azioni ordinarie il 25/06/2025, con un prezzo di esercizio di 7,63$ per azione. L'opzione maturerà al 100% alla prima delle seguenti date: il primo anniversario della data di concessione o immediatamente prima dell'assemblea annuale degli azionisti del 2026, a condizione che continui a far parte del consiglio di amministrazione.

Non sono state acquistate o vendute azioni e non sono state segnalate altre transazioni rilevanti o variazioni nella proprietà effettiva.

Aligos Therapeutics (ALGS) presentó un Formulario 4 rutinario revelando que la directora Carole Nuechterlein recibió una concesión de opciones sobre acciones por 5.860 acciones comunes el 25/06/2025 con un precio de ejercicio de $7.63 por acción. La opción se consolidará al 100% en la fecha que ocurra primero entre el primer aniversario de la fecha de concesión o inmediatamente antes de la reunión anual de accionistas de la empresa en 2026, condicionado a que continúe en el consejo.

No se compraron ni vendieron acciones y no se reportaron otras transacciones materiales o cambios en la propiedad beneficiaria.

Aligos Therapeutics (ALGS)는 이사 Carole Nuechterlein이 2025년 6월 25일에 5,860주 보통주에 대한 스톡 옵션을 주당 $7.63의 행사가격으로 부여받았음을 공개하는 정기 Form 4를 제출했습니다. 이 옵션은 부여일로부터 1주년 또는 2026년 연례 주주총회 직전 중 빠른 시점에 100% 취득되며, 그녀가 계속 이사회에 참여하는 조건입니다.

주식 매매는 없었으며, 기타 중요한 거래나 실소유권 변경도 보고되지 않았습니다.

Aligos Therapeutics (ALGS) a déposé un formulaire 4 de routine révélant que la directrice Carole Nuechterlein a reçu une attribution d'options d'achat pour 5 860 actions ordinaires le 25/06/2025, avec un prix d'exercice de 7,63 $ par action. L'option sera entièrement acquise à la date la plus proche entre le premier anniversaire de la date d'attribution ou immédiatement avant l'assemblée générale annuelle des actionnaires de 2026, sous réserve qu'elle continue à siéger au conseil d'administration.

Aucune action n'a été achetée ou vendue et aucune autre transaction significative ni changement dans la propriété bénéficiaire n'ont été signalés.

Aligos Therapeutics (ALGS) reichte ein routinemäßiges Formular 4 ein, das offenlegt, dass die Direktorin Carole Nuechterlein am 25.06.2025 eine Aktienoptionszuteilung für 5.860 Stammaktien zu einem Ausübungspreis von 7,63 $ pro Aktie erhalten hat. Die Option wird zu 100 % entweder am ersten Jahrestag des Gewährungsdatums oder unmittelbar vor der Hauptversammlung der Aktionäre 2026 fällig, vorausgesetzt, sie bleibt weiterhin im Vorstand.

Es wurden keine Aktien gekauft oder verkauft, und es wurden keine weiteren wesentlichen Transaktionen oder Änderungen des wirtschaftlichen Eigentums gemeldet.

Positive
  • None.
Negative
  • None.

Aligos Therapeutics (ALGS) ha presentato un modulo Form 4 di routine, rivelando che la direttrice Carole Nuechterlein ha ricevuto una concessione di opzioni su azioni per 5.860 azioni ordinarie il 25/06/2025, con un prezzo di esercizio di 7,63$ per azione. L'opzione maturerà al 100% alla prima delle seguenti date: il primo anniversario della data di concessione o immediatamente prima dell'assemblea annuale degli azionisti del 2026, a condizione che continui a far parte del consiglio di amministrazione.

Non sono state acquistate o vendute azioni e non sono state segnalate altre transazioni rilevanti o variazioni nella proprietà effettiva.

Aligos Therapeutics (ALGS) presentó un Formulario 4 rutinario revelando que la directora Carole Nuechterlein recibió una concesión de opciones sobre acciones por 5.860 acciones comunes el 25/06/2025 con un precio de ejercicio de $7.63 por acción. La opción se consolidará al 100% en la fecha que ocurra primero entre el primer aniversario de la fecha de concesión o inmediatamente antes de la reunión anual de accionistas de la empresa en 2026, condicionado a que continúe en el consejo.

No se compraron ni vendieron acciones y no se reportaron otras transacciones materiales o cambios en la propiedad beneficiaria.

Aligos Therapeutics (ALGS)는 이사 Carole Nuechterlein이 2025년 6월 25일에 5,860주 보통주에 대한 스톡 옵션을 주당 $7.63의 행사가격으로 부여받았음을 공개하는 정기 Form 4를 제출했습니다. 이 옵션은 부여일로부터 1주년 또는 2026년 연례 주주총회 직전 중 빠른 시점에 100% 취득되며, 그녀가 계속 이사회에 참여하는 조건입니다.

주식 매매는 없었으며, 기타 중요한 거래나 실소유권 변경도 보고되지 않았습니다.

Aligos Therapeutics (ALGS) a déposé un formulaire 4 de routine révélant que la directrice Carole Nuechterlein a reçu une attribution d'options d'achat pour 5 860 actions ordinaires le 25/06/2025, avec un prix d'exercice de 7,63 $ par action. L'option sera entièrement acquise à la date la plus proche entre le premier anniversaire de la date d'attribution ou immédiatement avant l'assemblée générale annuelle des actionnaires de 2026, sous réserve qu'elle continue à siéger au conseil d'administration.

Aucune action n'a été achetée ou vendue et aucune autre transaction significative ni changement dans la propriété bénéficiaire n'ont été signalés.

Aligos Therapeutics (ALGS) reichte ein routinemäßiges Formular 4 ein, das offenlegt, dass die Direktorin Carole Nuechterlein am 25.06.2025 eine Aktienoptionszuteilung für 5.860 Stammaktien zu einem Ausübungspreis von 7,63 $ pro Aktie erhalten hat. Die Option wird zu 100 % entweder am ersten Jahrestag des Gewährungsdatums oder unmittelbar vor der Hauptversammlung der Aktionäre 2026 fällig, vorausgesetzt, sie bleibt weiterhin im Vorstand.

Es wurden keine Aktien gekauft oder verkauft, und es wurden keine weiteren wesentlichen Transaktionen oder Änderungen des wirtschaftlichen Eigentums gemeldet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Nuechterlein Carole

(Last) (First) (Middle)
C/O ALIGOS THERAPEUTICS, INC.
1 CORPORATE DRIVE, 2ND FLOOR

(Street)
SOUTH SAN FRANCISCO CA 94080

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Aligos Therapeutics, Inc. [ ALGS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/25/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $7.63 06/25/2025 A 5,860 (1) 06/25/2035 Common Stock 5,860 $0 5,860 D
Explanation of Responses:
1. The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or immediately prior to the annual meeting in 2026 of the Issuer's stockholders, subject to continuous service to the Issuer through such vesting date.
/s/ Lesley Ann Calhoun, as attorney-in fact for Carole Nuechterlein 06/26/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did ALGS report on June 29 2025?

The company reported a Form 4 showing a director was granted an option to purchase 5,860 shares at $7.63 per share.

When do the new stock options granted to ALGS director vest?

They vest in full on the earlier of 06/25/2026 (one year from grant) or immediately before the 2026 annual meeting, subject to continued service.
Aligos Therapeutics, Inc.

NASDAQ:ALGS

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43.90M
4.76M
11.58%
34.03%
20.13%
Biotechnology
Biological Products, (no Disgnostic Substances)
Link
United States
SOUTH SAN FRANCISCO