Alignment Healthcare president plans 130K share sale

President Dawn C. Maroney files a Rule 144 notice to sell Alignment Healthcare stock in a sale-to-cover transaction tied to vested equity awards.

Available on EDGAR 09/09/2026 - 06:01 PM EDT Accepted by SEC EDGAR 09/09/2026 - 06:00 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Alignment Healthcare, Inc. (ALHC) received a Rule 144 notice from President Dawn C. Maroney covering a proposed sale of 130,000 shares of common stock through E-Trade, with an indicated aggregate market value of $1,697,800 and 207,435,149 shares of common stock outstanding. The shares to be sold were acquired through the vesting of restricted stock units granted on September 12, 2022 under the company’s 2021 Equity Incentive Plan, and the filing notes the transaction is a sale-to-cover for tax withholding rather than a discretionary trade.

Key Figures

Proposed shares to be sold: 130,000 shares of common stock Aggregate market value of proposed sale: $1,697,800 Shares outstanding: 207,435,149 shares +4 more

7 metrics

Proposed shares to be sold 130,000 shares of common stock Covered by the Rule 144 notice for Dawn C. Maroney

Aggregate market value of proposed sale $1,697,800 Value associated with the 130,000 shares in the notice

Shares outstanding 207,435,149 shares Alignment Healthcare common stock outstanding in connection with the notice

Shares acquired via RSU vesting 215,661 shares Acquired on September 12, 2022 under the 2021 Equity Incentive Plan

Prior sale on August 14, 2026 5,000 shares for $70,000 Sale under a 10b5-1 Sales Plan for Dawn Maroney

Prior sale on July 15, 2026 177,068 shares for $3,687,990.01 Sale under a 10b5-1 Sales Plan for Dawn Maroney

Prior sale on June 15, 2026 30,000 shares for $586,425 Sale under a 10b5-1 Sales Plan for Dawn Maroney

Key Terms

Rule 144, 10b5-1 Sales Plan, sale-to-cover transaction, restricted stock units, +1 more

5 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

10b5-1 Sales Plan regulatory

"10b5-1 Sales Plan for Dawn Maroney 1100 W. Town & Country Road"

A 10b5-1 sales plan is a written, prearranged schedule that company insiders use to buy or sell their employer’s stock under a U.S. securities rule, so trades occur automatically at set times or prices regardless of later private information. It matters to investors because it reduces the risk of insider-trading accusations and signals that certain insider trades were planned ahead—like putting transactions on autopilot—while still affecting share supply and market confidence.

sale-to-cover transaction financial

"Shares sold pursuant to a sale-to-cover transaction and does not represent"

restricted stock units financial

"The Common Stock was acquired through the vesting of restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

2021 Equity Incentive Plan financial

"granted on 09/12/2022 under the Issuer's 2021 Equity Incentive Plan"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing disclose for Alignment Healthcare (ALHC)?

It discloses that President Dawn C. Maroney has filed a Rule 144 notice for a proposed sale of 130,000 shares of ALHC common stock through E-Trade, related to vested restricted stock units under the company’s 2021 Equity Incentive Plan.

How many Alignment Healthcare (ALHC) shares are covered by this Rule 144 notice?

The notice covers a proposed sale of 130,000 shares of Alignment Healthcare common stock, with an indicated aggregate market value of $1,697,800 at the time referenced in the filing.

How were the ALHC shares being sold by Dawn C. Maroney acquired?

The shares were acquired through the vesting of restricted stock units granted on September 12, 2022 under Alignment Healthcare’s 2021 Equity Incentive Plan, as disclosed in the acquisition section of the notice.

What is the nature of Dawn C. Maroney’s planned ALHC stock sale?

The filing states the shares will be sold pursuant to a sale-to-cover transaction, meaning shares are sold to satisfy tax withholding obligations and the transaction “does not represent a discretionary trade” by the reporting person.

How many ALHC shares are outstanding according to this filing?

The notice reports that 207,435,149 shares of Alignment Healthcare common stock are outstanding in connection with the proposed Rule 144 sale described.

What ALHC stock sales occurred for Dawn C. Maroney in the past three months?

The document lists prior sales of 5,000 shares on August 14, 2026, 177,068 shares on July 15, 2026, and 30,000 shares on June 15, 2026, under a 10b5-1 Sales Plan for Dawn Maroney.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001850397
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Alignment Healthcare, Inc.
SEC File Number
Address of Issuer	1100 W. Town & Country Drive Suite 1600 Orange CALIFORNIA 92868
Phone	844-310-2247
Name of Person for Whose Account the Securities are To Be Sold	Dawn C. Maroney
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	President

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	E-Trade Finance PO Box 101600 Arlington VA 22210-4600	130000	1697800	207435149	09/10/2026	Nasdaq Stock Market

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	09/12/2022	The Common Stock was acquired through the vesting of restricted stock units granted on 09/12/2022 under the Issuer's 2021 Equity Incentive Plan	Alignment Healthcare, Inc. (Issuer)			215661	09/12/2022	n/a

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales Plan for Dawn Maroney 1100 W. Town & Country Road, Suite 1600 Orange CA 92868	Common Stock	08/14/2026	5000	70000
10b5-1 Sales Plan for Dawn Maroney 1100 W. Town & Country Road, Suite 1600 Orange CA 92868	Common Stock	07/15/2026	177068	3687990.01
10b5-1 Sales Plan for Dawn Maroney 1100 W. Town & Country Road, Suite 1600 Orange CA 92868	Common Stock	06/15/2026	30000	586425

144: Remarks and Signature

Remarks	Shares sold pursuant to a sale-to-cover transaction and does not represent a discretionary trade by the reporting person. Actual number of shares sold will be determined based on applicable tax withholding rates and stock price at the time of sale.
Date of Notice	09/09/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Dawn C. Maroney
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)