STOCK TITAN

Alignment Healthcare (ALHC) EVP sells 25K shares under pre-set 10b5-1 plan

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Alignment Healthcare, Inc. executive Joseph S. Konowiecki, EVP of Corporate Affairs and a director, reported an open-market sale of 25,000 shares of Common Stock at $23.00 per share. The transaction was made pursuant to a Rule 10b5-1 trading plan adopted on 03/04/2026, indicating it was pre-arranged. After the sale, he directly owns 1,128,816 shares, so the transaction represents a relatively small portion of his overall holdings.

Positive

  • None.

Negative

  • None.
Insider KONOWIECKI JOSEPH S
Role EVP, Corporate Affairs
Sold 25,000 shs ($575K)
Type Security Shares Price Value
Sale Common Stock 25,000 $23.00 $575K
Holdings After Transaction: Common Stock — 1,128,816 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares sold 25,000 shares Open-market sale of Common Stock
Sale price $23.00 per share Price for the 25,000-share sale
Shares held after transaction 1,128,816 shares Direct ownership following the sale
Rule 10b5-1 plan adoption date 03/04/2026 Trading plan covering the reported sale
Rule 10b5-1 plan regulatory
"Date of Rule 10b5-1 plan adoption: 03/04/2026"
A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.
open-market sale financial
"transaction_action: "open-market sale" for the Common Stock"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
Common Stock financial
"security_title: "Common Stock" in the reported transaction"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Form 4 regulatory
"INSIDER FILING DATA (Form 4) for Alignment Healthcare, Inc."
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
KONOWIECKI JOSEPH S

(Last)(First)(Middle)
1100 W. TOWN & COUNTRY RD.
SUITE 1600

(Street)
ORANGE CALIFORNIA 92868

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Alignment Healthcare, Inc. [ ALHC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
EVP, Corporate Affairs
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/26/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/26/2026S(1)25,000D$231,128,816D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Date of Rule 10b5-1 plan adoption: 03/04/2026
Remarks:
/s/ Christopher J. Joyce, as Attorney-in-Fact, for Joseph S. Konowiecki06/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Alignment Healthcare (ALHC) insider Joseph Konowiecki do in this Form 4?

Joseph S. Konowiecki reported selling 25,000 shares of Alignment Healthcare Common Stock at $23.00 per share. He is EVP of Corporate Affairs and a director, and the sale was executed as an open-market transaction under a pre-arranged Rule 10b5-1 trading plan.

How many Alignment Healthcare (ALHC) shares did the insider sell and at what price?

The insider sold 25,000 shares of Alignment Healthcare Common Stock at $23.00 per share. This was an open-market sale, and the filing specifies that the transaction code was “S,” indicating a sale in the open market or a private transaction.

How many Alignment Healthcare (ALHC) shares does Joseph Konowiecki hold after the sale?

Following the reported transaction, Joseph S. Konowiecki directly holds 1,128,816 shares of Alignment Healthcare Common Stock. This shows that the 25,000 shares sold are a relatively small portion compared with his remaining direct ownership position in the company.

Was the Alignment Healthcare (ALHC) insider sale under a Rule 10b5-1 plan?

Yes. The filing notes a Rule 10b5-1 trading plan adopted on 03/04/2026. The 25,000-share open-market sale at $23.00 per share was executed under this pre-arranged plan, which typically indicates a scheduled, rather than opportunistic, transaction.

What type of transaction is reported for Alignment Healthcare (ALHC) in this Form 4?

The Form 4 reports a non-derivative transaction in Common Stock with code “S,” meaning an open-market or private sale. It involves 25,000 shares sold at $23.00 per share, reducing but not eliminating Joseph S. Konowiecki’s significant remaining direct holdings.

Who is the insider involved in the Alignment Healthcare (ALHC) Form 4 filing?

The insider is Joseph S. Konowiecki, who serves as EVP of Corporate Affairs and a director at Alignment Healthcare. He reported a Rule 10b5-1 plan-based open-market sale of 25,000 shares at $23.00 per share, leaving him with 1,128,816 directly held shares.