STOCK TITAN

Alight (ALIT) CLO uses 4,489 shares to cover taxes on RSU vesting

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Alight, Inc. Chief Legal Officer Martin Felli reported a routine tax-related share disposition. On March 14, 2026, 4,489 shares of Class A common stock were withheld at $0.92 per share to cover tax liabilities from vesting restricted stock units.

All withheld shares were cancelled by Alight in exchange for paying Mr. Felli’s federal and state tax obligations, and were not sold on the open market. After this transaction, he directly holds 222,994 shares, which include restricted stock units scheduled to vest in the future.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Felli Martin

(Last) (First) (Middle)
C/O ALIGHT, INC.
320 SOUTH CANAL STREET, SUITE 5000

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Alight, Inc. / Delaware [ ALIT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Legal Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/14/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 03/14/2026 F 4,489(1) D $0.92 222,994(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the number of shares withheld to cover tax liability incurred upon the vesting of previously reported restricted stock units. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person.
2. Includes restricted stock units scheduled to vest in the future.
Remarks:
/s/ John A. Mikowski, Deputy General Counsel and Assistant Corporate Secretary, as Attorney-in-Fact 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Alight (ALIT) disclose for Martin Felli?

Alight reported a tax-withholding share disposition for Martin Felli. On March 14, 2026, 4,489 Class A shares were withheld and cancelled to cover tax liabilities from vesting restricted stock units, rather than being sold in the open market.

How many Alight (ALIT) shares were withheld for Martin Felli’s taxes?

A total of 4,489 Alight Class A shares were withheld. These shares were relinquished and cancelled by the company in exchange for paying Mr. Felli’s federal and state tax withholding obligations tied to vesting restricted stock units.

Was Martin Felli’s Alight (ALIT) Form 4 transaction an open-market sale?

No, the transaction was not an open-market sale. The 4,489 shares reported as disposed were withheld and cancelled solely to satisfy tax liabilities from vesting restricted stock units, with the issuer covering those tax obligations directly.

How many Alight (ALIT) shares does Martin Felli hold after this Form 4?

After the transaction, Martin Felli holds 222,994 shares. This figure reflects his direct ownership of Alight Class A common stock as of the reported date and includes restricted stock units that are scheduled to vest in the future.

What do the restricted stock unit footnotes mean in Alight (ALIT) Form 4?

The footnotes explain that shares were withheld for taxes on RSU vesting. They also state that Mr. Felli’s reported holdings include restricted stock units scheduled to vest later, which will convert into additional shares over time.
Alight Inc.

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Software - Application
Services-business Services, Nec
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United States
CHICAGO