Alight (NYSE: ALIT) director receives 1,227-share equity grant in lieu of cash

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Lopes Robert A. Jr. reported acquisition or exercise transactions in this Form 4 filing.

Alight director Robert A. Jr. Lopes reported receiving 1,227 shares of Class A common stock as a grant. The shares were awarded in lieu of a $13,750 cash retainer for his service on the Board of Directors, based on a share value of $11.20 under the Alight, Inc. 2021 Omnibus Incentive Plan.

After this non‑market award, Lopes directly holds 8,267 shares, including restricted stock units scheduled to vest in the future. All amounts reflect a 1‑for‑20 reverse split of Alight’s Class A common stock effective June 30, 2026.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Lopes Robert A. Jr.

Role null

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock	1,227	$11.20	$14K

Holdings After Transaction: Class A Common Stock — 8,267 shares (Direct, null)

Footnotes (1)

Quarterly award of shares elected in lieu of cash retainer of $13,750 for service as a member of the Board of Directors and granted pursuant to the Alight, Inc. 2021 Omnibus Incentive Plan. The number of shares granted was calculated by dividing the cash retainer by $11.20, the closing price of the Issuer's ordinary shares on June 30, 2026, as adjusted to reflect the 1-for-20 reverse stock split of the Issuer's Class A Common Stock on such date, and rounding down to the next whole share. Includes restricted stock units scheduled to vest in the future. Securities listed in this filing have been adjusted to reflect a 1-for-20 reverse split of the Issuer's Class A common stock effective as of June 30, 2026.

Key Figures

Shares granted: 1,227 shares Cash retainer value: $13,750 Grant price per share: $11.20 per share +2 more

5 metrics

Shares granted 1,227 shares Quarterly board retainer grant on June 30, 2026

Cash retainer value $13,750 Board of Directors quarterly cash retainer elected as shares

Grant price per share $11.20 per share Closing price on June 30, 2026 used to compute shares

Total shares after transaction 8,267 shares Director’s direct holdings following the grant, including RSUs

Reverse split ratio 1-for-20 Class A common stock reverse split effective June 30, 2026

Key Terms

reverse stock split, restricted stock units, Omnibus Incentive Plan, cash retainer

4 terms

reverse stock split financial

"adjusted to reflect the 1-for-20 reverse stock split of the Issuer's Class A Common Stock"

A reverse stock split is when a company reduces the number of its shares outstanding, making each share more valuable. For example, if you own 100 shares worth $1 each, a 1-for-10 reverse split would turn your 100 shares into 10 shares worth $10 each. Companies often do this to boost their stock price and appear more stable to investors.

restricted stock units financial

"Includes restricted stock units scheduled to vest in the future."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Omnibus Incentive Plan financial

"granted pursuant to the Alight, Inc. 2021 Omnibus Incentive Plan."

An omnibus incentive plan is a single, flexible program a company uses to give employees and executives different types of pay tied to performance — for example stock options, restricted shares, cash bonuses and other awards — all governed by one set of rules. It matters to investors because it determines how many new shares may be created, how leaders are motivated and how much the company will spend on compensation over time; think of it as a master toolbox that affects both costs and the total share supply.

cash retainer financial

"elected in lieu of cash retainer of $13,750 for service as a member of the Board"

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/02/2026 - 04:18 PM Accepted by SEC EDGAR 07/02/2026 - 04:16 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lopes Robert A. Jr.

(Last)

(First)

(Middle)

C/O ALIGHT, INC.

510 LAKE COOK ROAD, SUITE 400

(Street)

DEERFIELD

ILLINOIS

60015

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Alight, Inc. / Delaware [ ALIT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	06/30/2026		A		1,227⁽¹⁾	A	$11.2	8,267⁽²⁾⁽³⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Quarterly award of shares elected in lieu of cash retainer of $13,750 for service as a member of the Board of Directors and granted pursuant to the Alight, Inc. 2021 Omnibus Incentive Plan. The number of shares granted was calculated by dividing the cash retainer by $11.20, the closing price of the Issuer's ordinary shares on June 30, 2026, as adjusted to reflect the 1-for-20 reverse stock split of the Issuer's Class A Common Stock on such date, and rounding down to the next whole share.

2. Includes restricted stock units scheduled to vest in the future.

3. Securities listed in this filing have been adjusted to reflect a 1-for-20 reverse split of the Issuer's Class A common stock effective as of June 30, 2026.

Remarks:

	/s/ John A. Mikowski, Deputy General Counsel and Assistant Corporate Secretary, as Attorney-in-Fact	07/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Alight (ALIT) director Robert A. Jr. Lopes report on this Form 4?

Robert A. Jr. Lopes reported acquiring 1,227 Alight Class A shares as a stock grant. The grant represents board compensation rather than an open‑market purchase and was taken instead of cash fees for his director service.

How was the number of Alight (ALIT) shares in the Lopes grant calculated?

The 1,227 shares were calculated by dividing a $13,750 cash retainer by $11.20, Alight’s June 30, 2026 closing price. The result was then rounded down to the next whole share, according to the Form 4 footnote.

What is Robert A. Jr. Lopes’s total reported Alight (ALIT) holding after this transaction?

After the grant, Lopes holds 8,267 Alight Class A shares directly, according to the filing. This total includes restricted stock units that are scheduled to vest in the future, as noted in the footnotes.

Was the Alight (ALIT) Lopes transaction an open‑market stock purchase or sale?

No, the transaction was a grant or award acquisition, not an open‑market trade. Shares were issued as quarterly board compensation elected in lieu of a cash retainer, under Alight’s 2021 Omnibus Incentive Plan.

How did the 1‑for‑20 reverse stock split affect this Alight (ALIT) Form 4?

All securities in the Form 4 are adjusted for Alight’s 1‑for‑20 reverse split of Class A common stock effective June 30, 2026. Both the grant and the reported holdings reflect the post‑split share count.

What role did the Alight 2021 Omnibus Incentive Plan play in the Lopes grant?

The grant of 1,227 shares was made under the Alight, Inc. 2021 Omnibus Incentive Plan. This plan governs equity‑based compensation, allowing directors like Lopes to receive stock instead of cash retainers for board service.