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Alight (NYSE: ALIT) executive stock award and tax-withholding filing

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Alight, Inc. officer Martin Felli reported equity transactions involving Class A common stock. On March 1, 2026, he acquired 73,289 shares at no cost through settlement of performance-based restricted stock units granted in 2023 that vested based on achievement of specified metrics. On the same date, 35,289 shares were disposed of to cover federal and state tax withholding obligations tied to that vesting. After these transactions, he directly owns 256,611 shares of Alight Class A common stock, which includes restricted stock units scheduled to vest in the future.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Felli Martin

(Last) (First) (Middle)
C/O ALIGHT, INC.
320 SOUTH CANAL STREET, SUITE 5000

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Alight, Inc. / Delaware [ ALIT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 03/01/2026 A 73,289(1) A $0 291,900(2) D
Class A Common Stock 03/01/2026 F 35,289(3) D $0.88 256,611(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares issued in settlement of performance-based restricted stock units granted in 2023 which vested based on the achievement of applicable metrics.
2. Includes restricted stock units scheduled to vest in the future.
3. Represents the number of shares withheld to cover federal and state tax liability for the Reporting Person incurred in connection with the vesting of the above-mentioned performance-based restricted stock units.
Remarks:
Chief Legal Officer and Corporate Secretary
/s/ John A. Mikowski, Deputy General Counsel and Assistant Corporate Secretary, as Attorney-in-Fact 03/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Alight (ALIT) report for Martin Felli?

Alight reported that officer Martin Felli received a stock award and had shares withheld for taxes. He acquired 73,289 Class A shares from vested performance-based restricted stock units, and 35,289 shares were disposed of to satisfy related tax obligations.

How many Alight (ALIT) shares did Martin Felli receive in the latest Form 4?

Martin Felli received 73,289 Alight Class A common shares. These were issued upon settlement of performance-based restricted stock units granted in 2023, which vested based on achieving defined performance metrics, and were recorded as a grant or award acquisition at no cash cost per share.

Why were 35,289 Alight (ALIT) shares disposed of in Martin Felli’s filing?

The 35,289 Alight shares were withheld to pay federal and state tax liabilities. Those taxes arose from the vesting of performance-based restricted stock units that settled into 73,289 shares, making the disposition a tax-withholding event rather than an open-market share sale.

What is Martin Felli’s Alight (ALIT) share ownership after these transactions?

Following the reported transactions, Martin Felli directly owns 256,611 Alight Class A common shares. This figure includes shares received from vested performance-based restricted stock units and also includes restricted stock units that are scheduled to vest at future dates under existing equity awards.

Were Martin Felli’s Alight (ALIT) Form 4 transactions open-market buys or sells?

The transactions were not open-market trades. One entry reflects a grant or award acquisition of 73,289 shares from vested performance-based restricted stock units, while the other reflects a tax-withholding disposition of 35,289 shares to cover associated tax liabilities.
Alight Inc.

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Software - Application
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United States
CHICAGO