Alight (NYSE: ALIT) CTO gets stock grant, withholds shares for tax

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(Neutral)

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(Neutral)

Form Type

Rhea-AI Filing Summary

Alight, Inc. Chief Technology Officer Deepika Duggirala reported equity-related transactions in Class A common stock. On March 1, 2026, she acquired 11,506 shares at $0.00 per share as a stock grant, increasing her direct holdings. That same day, 5,707 shares were withheld at $0.88 per share to cover federal and state taxes tied to vesting performance-based restricted stock units. On February 28, 2026, an additional 29,657 shares were similarly withheld at $0.88 per share for tax obligations on those awards. After these transactions, she directly owned 242,672 shares of Class A common stock, which the footnotes state includes restricted stock units scheduled to vest in the future.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Duggirala Deepika

Role Chief Technology Officer

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock	11,506	$0.00	--
Tax Withholding	Class A Common Stock	5,707	$0.88	$5K
Tax Withholding	Class A Common Stock	29,657	$0.88	$26K

Holdings After Transaction: Class A Common Stock — 254,178 shares (Direct)

Footnotes (1)

Represents the number of shares withheld to cover federal and state tax liability for the Reporting Person incurred in connection with the vesting of previously reported performance-based restricted stock units that vested with additional time vesting conditions. Includes restricted stock units scheduled to vest in the future. Shares issued in settlement of performance-based restricted stock units granted in 2023 which vested based on the achievement of applicable metrics. Represents the number of shares withheld to cover federal and state tax liability for the Reporting Person incurred in connection with the vesting of the above-mentioned performance-based restricted stock units.

Form 4 Insider Transactions: What Each Field Means →

03/03/2026 - 05:34 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Duggirala Deepika

(Last)

(First)

(Middle)

C/O ALIGHT, INC.

320 SOUTH CANAL STREET, SUITE 5000

(Street)

CHICAGO

60606

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Alight, Inc. / Delaware [ ALIT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Technology Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/28/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	02/28/2026		F		29,657⁽¹⁾	D	$0.88	242,672⁽²⁾	D
Class A Common Stock	03/01/2026		A		11,506⁽³⁾	A	$0	254,178⁽²⁾	D
Class A Common Stock	03/01/2026		F		5,707⁽⁴⁾	D	$0.88	248,471⁽²⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents the number of shares withheld to cover federal and state tax liability for the Reporting Person incurred in connection with the vesting of previously reported performance-based restricted stock units that vested with additional time vesting conditions.

2. Includes restricted stock units scheduled to vest in the future.

3. Shares issued in settlement of performance-based restricted stock units granted in 2023 which vested based on the achievement of applicable metrics.

4. Represents the number of shares withheld to cover federal and state tax liability for the Reporting Person incurred in connection with the vesting of the above-mentioned performance-based restricted stock units.

Remarks:

	/s/ John A. Mikowski, Deputy General Counsel and Assistant Corporate Secretary, as Attorney-in-Fact	03/03/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Alight (ALIT) CTO Deepika Duggirala report?

Alight CTO Deepika Duggirala reported one stock grant and two share withholdings. She received 11,506 Class A shares as a stock award and had 5,707 and 29,657 shares withheld to satisfy tax liabilities on vesting performance-based restricted stock units.

How many Alight (ALIT) shares does the CTO hold after these Form 4 transactions?

After the reported transactions, Deepika Duggirala directly owned 242,672 shares of Alight Class A common stock. Footnotes explain this figure includes restricted stock units scheduled to vest in the future, reflecting both settled performance-based awards and remaining unvested equity.

Were Alight (ALIT) shares bought or sold on the open market in this Form 4?

The Form 4 does not show open-market buying or selling. It records a stock grant of 11,506 shares and two tax-withholding dispositions, where 5,707 and 29,657 shares were withheld to cover federal and state tax liabilities on vested performance-based restricted stock units.

What does the tax-withholding disposition mean in Alight (ALIT) CTO’s Form 4?

The tax-withholding dispositions reflect shares withheld instead of cash to pay taxes. For the CTO, 5,707 and 29,657 shares were withheld at $0.88 per share to satisfy federal and state tax liabilities triggered by vesting performance-based restricted stock unit awards.

What type of equity award did Alight (ALIT) grant to its CTO in this filing?

Alight granted its CTO 11,506 shares of Class A common stock as a stock award. Footnotes state these relate to performance-based restricted stock units granted in 2023 that vested based on achieving specified metrics, with additional time-vesting conditions already satisfied.