Alight (NYSE: ALIT) CTO reports RSU tax-withholding share cancellations

Rhea-AI Filing Summary

Alight, Inc. Chief Technology Officer Deepika Duggirala reported routine share dispositions to cover tax obligations tied to vesting restricted stock units. On March 10, 2026 and March 11, 2026, a total of 10,840 shares of Class A Common Stock were withheld and cancelled at prices of $0.91 and $0.94 per share, respectively, to satisfy federal and state tax liabilities.

After these tax-withholding transactions, she directly owns 237,631 shares of Class A Common Stock, which include restricted stock units scheduled to vest in the future. These events are compensation-related mechanisms rather than open-market sales.

Insights

Equity compensation analyst

Alight’s CTO reported routine tax-withholding share cancellations linked to RSU vesting, not open-market selling.

The filing shows two F-code transactions where 10,840 Alight Class A shares were relinquished in total on March 10, 2026 and March 11, 2026. Footnotes clarify these shares were withheld and cancelled so the issuer could pay the CTO’s federal and state tax obligations from vesting restricted stock units.

Because these are tax-withholding dispositions rather than discretionary market sales, they carry limited informational value about management’s view of the stock. Following the transactions, the CTO directly holds 237,631 shares, including restricted stock units scheduled to vest in the future, indicating a continued equity stake tied to future performance.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Duggirala Deepika

(Last) (First) (Middle)

C/O ALIGHT, INC.

320 SOUTH CANAL STREET, SUITE 5000

(Street)

CHICAGO IL 60606

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Alight, Inc. / Delaware [ ALIT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Technology Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	03/10/2026		F		7,551(1)	D	$0.91	240,920(2)	D
Class A Common Stock	03/11/2026		F		3,289(1)	D	$0.94	237,631(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the number of shares withheld to cover tax liability incurred upon the vesting of previously reported restricted stock units. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person.

2. Includes restricted stock units scheduled to vest in the future.

Remarks:

	/s/ John A. Mikowski, Deputy General Counsel and Assistant Corporate Secretary, as Attorney-in-Fact	03/12/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What did Alight (ALIT) disclose in this Form 4 for its CTO?

Alight reported that its Chief Technology Officer, Deepika Duggirala, had shares withheld and cancelled to cover tax obligations from vesting restricted stock units. These F-code transactions are compensation-related tax-withholding dispositions, not open-market purchases or sales of Alight Class A Common Stock.

How many Alight (ALIT) shares were involved in the CTO’s tax-withholding transactions?

The Form 4 shows a total of 10,840 Alight Class A Common Stock shares relinquished. This includes 7,551 shares on March 10, 2026 at $0.91 per share and 3,289 shares on March 11, 2026 at $0.94 per share, all to satisfy tax liabilities.

Were the Alight (ALIT) CTO’s reported transactions open-market sales?

No. The transactions are coded F, meaning tax-withholding dispositions. Footnotes explain all shares were cancelled by Alight in exchange for paying the CTO’s federal and state tax withholding obligations arising from vesting restricted stock units, rather than being sold on the open market.

How many Alight (ALIT) shares does the CTO hold after these Form 4 transactions?

After the reported tax-withholding dispositions, the CTO directly owns 237,631 shares of Alight Class A Common Stock. Footnotes also note that this figure includes restricted stock units scheduled to vest in the future, reflecting ongoing equity-based compensation alignment.

What is the significance of code F in Alight (ALIT) CTO’s Form 4 filing?

Code F indicates shares were disposed of to pay the exercise price or tax liability. In this case, Alight cancelled the CTO’s shares and agreed to cover her federal and state tax withholding obligations triggered by vesting restricted stock units, a common administrative step in equity compensation.

Does the Alight (ALIT) Form 4 suggest any change in the CTO’s investment view?

The filing primarily reflects tax-withholding share cancellations, not discretionary trading. Because the dispositions simply satisfy tax obligations from vesting restricted stock units and the CTO retains 237,631 shares, it functions as a routine compensation event rather than a directional market signal.