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Alight, Inc. has received a notice from the New York Stock Exchange that it is not in compliance with the NYSE’s continued listing standard requiring an average closing share price of at least $1.00. The company’s Class A common stock traded below this level over a consecutive 30 trading-day period ending March 20, 2026.
Alight has six months from March 24, 2026 to regain compliance and can do so if, on the last trading day of any calendar month during this period, its stock closes at or above $1.00 and also averages at least $1.00 over the prior 30 trading days. The company is considering options to cure the deficiency, including a reverse stock split subject to stockholder approval at its next annual meeting. Its shares will continue trading on the NYSE during the cure period, and the notice is not expected to affect ongoing business operations or SEC reporting.
Verma Rohit reported acquisition or exercise transactions in this Form 4 filing.
Alight, Inc. reported that CEO Rohit Verma was granted 7,000,000 performance stock units on March 25, 2026. Each unit represents a contingent right to receive one share of Alight's Class A common stock if conditions are met.
The performance stock units can vest in up to 25% increments based on specified stock price performance hurdles during a five-year period from April 1, 2026 to December 31, 2030, and are also subject to service-based vesting conditions. Following this grant, Verma directly holds 4,555,202 shares of Class A common stock.
Felli Martin reported acquisition or exercise transactions in this Form 4 filing.
Alight, Inc. reported that Chief Legal Officer Martin Felli received a grant of 1,250,000 performance stock units on March 25, 2026. Each unit represents a contingent right to receive one share of Alight’s Class A common stock.
The units can vest and become earned in up to 25% increments based on achieving specified stock price performance hurdles during a five-year period from April 1, 2026 to December 31, 2030, and are also subject to service-based vesting conditions. Following this grant, Felli directly holds 571,360 shares of Class A common stock.
Dorsey Donna reported acquisition or exercise transactions in this Form 4 filing.
Alight, Inc. reported that Chief Human Resources Officer Donna Dorsey received a grant of 1,250,000 performance stock units. Each unit represents a contingent right to one share of Class A Common Stock, making this a large, stock-based compensation award rather than a market purchase or sale.
The performance stock units can vest in up to 25% increments if specified stock price performance hurdles are met during a five-year period starting on April 1, 2026 and ending on December 31, 2030, and are also subject to service-based vesting conditions. Following this grant, the filing shows Dorsey directly holding 1,025,839 shares of Class A Common Stock.
Rush Stephen D. reported acquisition or exercise transactions in this Form 4 filing.
Alight Chief Commercial Officer Stephen D. Rush received a grant of 3,750,000 performance stock units on March 25, 2026. Each unit represents a contingent right to one share of Class A common stock, vesting in up to 25% increments based on stock-price hurdles and service conditions through December 31, 2030.
Bassiouni Allison reported acquisition or exercise transactions in this Form 4 filing.
Alight, Inc. reported that Chief Delivery Officer Allison Bassiouni received a grant of 2,500,000 performance stock units on March 25, 2026. Each unit represents a contingent right to receive one share of Class A Common Stock if tough performance and service conditions are met.
The units can vest in up to 25% increments based on meeting specified stock price hurdles during a five-year period from April 1, 2026 through December 31, 2030, and also require continued service. Following this filing, Bassiouni holds 728,713 Class A shares directly and 44,274 shares indirectly through a spouse.
Duggirala Deepika reported acquisition or exercise transactions in this Form 4 filing.
Alight, Inc. reported that Chief Technology Officer Deepika Duggirala received a grant of 1,875,000 performance stock units on March 25, 2026. Each unit represents a contingent right to one share of Class A common stock.
The units can vest in up to 25% increments based on specified stock price performance hurdles during a five-year period from April 1, 2026 through December 31, 2030, and also require ongoing service. Following these transactions, she directly holds 649,336 shares of Class A common stock.
Alight, Inc. approved new performance-vesting restricted stock unit awards for its named executive officers under the 2021 Omnibus Plan. CEO Rohit Verma received TVR Awards covering 7,000,000 shares and Chief Legal Officer Martin Felli received awards covering 1,250,000 shares.
The awards can vest between April 1, 2026 and the earlier of December 31, 2030 or a change in control, based on stock price performance. Vesting is tied to the company’s 20-day volume-weighted average price in four tranches, with maximum vesting at VWAP levels from $1.50 up to $4.50, and requires continued employment, with limited exceptions for death or disability.
Alight Inc: The Vanguard Group filed Amendment No. 3 to a Schedule 13G/A reporting 0 shares of Common Stock and 0% beneficial ownership. The filing explains Vanguard's internal realignment on January 12, 2026, which disaggregated certain subsidiaries' holdings per SEC Release No. 34-39538. The form is signed by Ashley Grim, Head of Global Fund Administration, dated 03/26/2026.
Verma Rohit reported acquisition or exercise transactions in this Form 4 filing.
Alight, Inc. reported that Chief Executive Officer Rohit Verma received a grant of 3,420,319 Restricted Stock Units (RSUs) of Class A common stock at no cost. These RSUs are scheduled to vest in approximately three equal installments on March 16, 2027, March 16, 2028 and March 16, 2029.
Following this equity award, Verma directly holds 4,555,202 shares and RSUs of Alight Class A common stock, which includes restricted stock units that are scheduled to vest in the future.