Alaska Air (NYSE: ALK) VP files Form 3 listing common shares and RSUs
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
Alaska Air Group VP and Chief of Staff to the CEO Tiffany J. DeHaan filed an initial ownership report showing a relatively small equity position in the company. She directly holds 1,356 shares of Alaska Air Group common stock and has an additional 2 shares reported as indirectly owned through her son, for which she disclaims beneficial ownership.
The filing also lists several restricted stock unit (RSU) awards, each representing a contingent right to receive one share of ALK common stock. Unvested portions include 2,370 underlying shares from an RSU grant issued on February 10, 2026, plus other grants with unvested portions of 2,660, 2,040, 2,170, and 1,190 shares that vest in three equal annual installments on specified dates between February 13, 2025 and February 10, 2029.
Positive
- None.
Negative
- None.
Insider Trade Summary
7 transactions reported
Mixed
7 txns
Insider
DeHaan Tiffany J
Role
VP and Chief of Staff to CEO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | RESTRICTED STOCK UNITS | -- | -- | -- |
| holding | RESTRICTED STOCK UNITS | -- | -- | -- |
| holding | RESTRICTED STOCK UNITS | -- | -- | -- |
| holding | RESTRICTED STOCK UNITS | -- | -- | -- |
| holding | RESTRICTED STOCK UNITS | -- | -- | -- |
| holding | COMMON STOCK | -- | -- | -- |
| holding | COMMON STOCK | -- | -- | -- |
Holdings After Transaction:
RESTRICTED STOCK UNITS — 887 shares (Direct, null);
COMMON STOCK — 1,356 shares (Direct, null);
COMMON STOCK — 2 shares (Indirect, By son)
Footnotes (1)
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. The number of shares reported represent the unvested portion from an RSU grant of 2,660 shares issued on March 19, 2024. The RSUs vest in three equal installments on each of February 13, 2025; February 13, 2026, and February 13, 2027. Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. The number of shares reported represent the unvested portion from an RSU grant of 2,040 shares issued on March 19, 2024. The RSUs vest in three equal installments on each of February 13, 2025; February 13, 2026, and February 13, 2027. Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. The number of shares reported represent the unvested portion from an RSU grant of 2,170 shares issued on February 11, 2025. The RSUs vest in three equal installments on each of February 11, 2026; February 11, 2027, and February 11, 2028. Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. The number of shares reported represent the unvested portion from an RSU grant of 1,190 shares issued on February 11, 2025. The RSUs vest in three equal installments on each of February 11, 2026; February 11, 2027, and February 11, 2028. Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. The number of shares reported represent the unvested portion from an RSU grant of 2,370 shares issued on February 10, 2026. The RSUs vest in three equal installments on each of February 10, 2027; February 10, 2028, and February 10, 2029.
Key Figures
Direct common shares: 1,356 shares
Indirect common shares by son: 2 shares
RSU unvested portion (Feb 10, 2026 grant): 2,370 shares
+4 more
7 metrics
Direct common shares
1,356 shares
Directly held Alaska Air Group common stock as reported
Indirect common shares by son
2 shares
Indirect holding via son; beneficial ownership disclaimed
RSU unvested portion (Feb 10, 2026 grant)
2,370 shares
RSUs vest in three equal installments from Feb 10, 2027 to 2029
RSU grant (Mar 19, 2024) first type
2,660 shares
Unvested portion of RSUs vesting Feb 13, 2025–2027
RSU grant (Mar 19, 2024) second type
2,040 shares
Unvested portion of RSUs vesting Feb 13, 2025–2027
RSU grant (Feb 11, 2025) larger
2,170 shares
Unvested portion of RSUs vesting Feb 11, 2026–2028
RSU grant (Feb 11, 2025) smaller
1,190 shares
Unvested portion of RSUs vesting Feb 11, 2026–2028
Key Terms
Restricted Stock Units, contingent right, beneficial ownership, Section 16, +1 more
5 terms
Restricted Stock Units financial
"Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock."
beneficial ownership regulatory
"The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission..."
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Section 16 regulatory
"...beneficial owner of such securities for purposes of Section 16 or for any other purpose."
Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.
unvested portion financial
"The number of shares reported represent the unvested portion from an RSU grant of 2,660 shares issued on March 19, 2024."
FAQ
What does Tiffany J. DeHaan’s Form 3 for ALASKA AIR GROUP (ALK) show?
The Form 3 shows Tiffany J. DeHaan’s initial ownership in Alaska Air Group, including 1,356 directly held common shares, 2 shares reported indirectly via her son, and multiple unvested restricted stock unit grants tied to future vesting dates through 2029.
What indirect Alaska Air Group (ALK) holdings are reported for Tiffany DeHaan?
The filing reports 2 shares of Alaska Air Group common stock held indirectly through her son. A footnote states she disclaims beneficial ownership of these securities, meaning she does not concede ownership for Section 16 or other legal purposes.
What restricted stock units (RSUs) are disclosed for Tiffany DeHaan at Alaska Air Group (ALK)?
The Form 3 lists several RSU grants, each equal to one ALK share upon vesting. Unvested portions include grants of 2,660, 2,040, 2,170, 1,190, and 2,370 shares, vesting in three equal installments on dates from February 13, 2025 through February 10, 2029.
How do Tiffany DeHaan’s Alaska Air (ALK) RSUs vest over time?
Each restricted stock unit grant vests in three equal annual installments. Footnotes state vesting dates on February 13, 2025, 2026, 2027 for 2024 grants, and on February 11 or February 10 in 2026, 2027, 2028, and 2029 for later RSU awards.