Alaska Air Group executive acquires 313 grant shares

Q: How many shares did ALK EVP & CEO of Hawaiian Airlines Rakow Diana Birkett receive and have withheld?

Rakow Diana Birkett acquired 313 common shares when 313 RSUs converted on September 29, 2026, and 148 common shares were withheld for tax obligations at $39.30 per share. The reported RSU balance afterward was 627.

Q: What is the vesting schedule for Rakow Diana Birkett's ALK RSU grant?

The 940-share grant has installments of 313 shares on September 29, 2026; 313 shares on September 29, 2027; and 314 shares on September 29, 2028.

The 940-share RSU grant has three annual installments, with 313 shares dated September 29, 2027, and 314 dated September 29, 2028.

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Rhea-AI Filing Summary

Alaska Air Group EVP & CEO of Hawaiian Airlines Rakow Diana Birkett converted 313 restricted stock units into 313 common shares on September 29, 2026. The company withheld 148 shares to satisfy tax withholding obligations at $39.30 per share. The reported RSU balance following the transaction was 627 units.

Insider Trade Summary

313 shares exercised/converted

Exercise 3 txns

Insider BIRKETT RAKOW DIANA

Role EVP & CEO of Hawaiian Airlines

Type	Security	Shares	Price	Value
Exercise	RESTRICTED STOCK UNITS ^{F1, F3}	313	$0.00	$0.00
Exercise	COMMON STOCK ^F1	313	--	--
Tax Withholding	COMMON STOCK ^F2	148	$39.30	$6K

Holdings After Transaction: RESTRICTED STOCK UNITS — 627 contracts (Direct); COMMON STOCK — 29,700 shares (Direct)

Footnotes (3)

F1. Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.
F2. The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person.
F3. The RSUs vesting were from a grant of 940 shares that vested or vests in three annual installments as follows: 313 shares on September 29, 2026; 313 shares on September 29, 2027; and 314 shares on September 29, 2028.

Key Figures

Restricted stock units converted: 313 shares Common shares acquired: 313 shares Shares withheld for tax obligations: 148 shares +3 more

6 metrics

Restricted stock units converted 313 shares September 29, 2026

Common shares acquired 313 shares September 29, 2026

Shares withheld for tax obligations 148 shares September 29, 2026

Price per share withheld $39.30 per share September 29, 2026

RSUs following transaction 627 units Reported after the September 29, 2026 transaction

RSU grant 940 shares Scheduled across three annual installments

Key Terms

Restricted Stock Units (RSUs), one-for-one basis, Rule 16b-3(e), tax withholding obligations

4 terms

Restricted Stock Units (RSUs) financial

"Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis."

Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.

one-for-one basis technical

"convert into common stock on a one-for-one basis"

Rule 16b-3(e) regulatory

"exempt disposition to the Issuer under Rule 16b-3(e)"

tax withholding obligations financial

"to satisfy tax withholding obligations arising out of the vesting of RSUs"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did ALK EVP & CEO of Hawaiian Airlines Rakow Diana Birkett receive and have withheld?

Rakow Diana Birkett acquired 313 common shares when 313 RSUs converted on September 29, 2026, and 148 common shares were withheld for tax obligations at $39.30 per share. The reported RSU balance afterward was 627.

What is the vesting schedule for Rakow Diana Birkett's ALK RSU grant?

The 940-share grant has installments of 313 shares on September 29, 2026; 313 shares on September 29, 2027; and 314 shares on September 29, 2028.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Available on EDGAR 09/30/2026 - 08:51 PM Accepted by SEC EDGAR 09/30/2026 - 08:51 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

BIRKETT RAKOW DIANA

(Last)

(First)

(Middle)

ALASKA AIR GROUP, INC.

19300 INTERNATIONAL BLVD

(Street)

SEATTLE

WASHINGTON

98188

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ALASKA AIR GROUP, INC. [ ALK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	EVP & CEO of Hawaiian Airlines

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/29/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
COMMON STOCK	09/29/2026		M		313	A	⁽¹⁾	29,848	D
COMMON STOCK	09/29/2026		F		148⁽²⁾	D	$39.3	29,700	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
RESTRICTED STOCK UNITS	⁽¹⁾	09/29/2026		M			313	⁽³⁾	⁽³⁾	COMMON STOCK	313	$0	627	D

Explanation of Responses:

1. Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

2. The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person.

3. The RSUs vesting were from a grant of 940 shares that vested or vests in three annual installments as follows: 313 shares on September 29, 2026; 313 shares on September 29, 2027; and 314 shares on September 29, 2028.

Remarks:

	/s/ Howard Kuppler, by power of attorney	09/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR