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[Form 4] Allogene Therapeutics, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Elizabeth A. Barrett, Director of Allogene Therapeutics (ALLO), received a significant equity grant on June 18, 2025. The transaction involved the acquisition of 95,400 Restricted Stock Units (RSUs) with a $0 exercise price.

Key terms of the RSU grant:

  • Vesting occurs in two equal semi-annual installments over one year from grant date
  • Each RSU converts to one share of common stock
  • Barrett elected to defer receipt of shares until either:
    • 30 days after Board separation
    • Company change in control

The grant represents part of the company's Non-Employee Director Compensation Policy. The filing was executed by Earl Douglas as Attorney-in-Fact on June 20, 2025.

Elizabeth A. Barrett, Direttrice di Allogene Therapeutics (ALLO), ha ricevuto una significativa assegnazione di azioni il 18 giugno 2025. La transazione ha riguardato l'acquisizione di 95.400 Unità Azionarie Vincolate (RSU) con un prezzo di esercizio di $0.

Termini principali dell'assegnazione RSU:

  • Il vesting avviene in due rate semestrali uguali nell'arco di un anno dalla data di assegnazione
  • Ogni RSU si converte in una azione ordinaria
  • Barrett ha scelto di posticipare la ricezione delle azioni fino a:
    • 30 giorni dopo la separazione dal Consiglio
    • un cambio di controllo della società

L'assegnazione fa parte della Politica di Compenso per i Direttori Non Dipendenti dell'azienda. Il deposito è stato eseguito da Earl Douglas in qualità di Procuratore il 20 giugno 2025.

Elizabeth A. Barrett, Directora de Allogene Therapeutics (ALLO), recibió una importante concesión de acciones el 18 de junio de 2025. La transacción involucró la adquisición de 95,400 Unidades de Acciones Restringidas (RSU) con un precio de ejercicio de $0.

Términos clave de la concesión de RSU:

  • La adquisición se realiza en dos cuotas semestrales iguales durante un año desde la fecha de concesión
  • Cada RSU se convierte en una acción común
  • Barrett eligió diferir la recepción de las acciones hasta:
    • 30 días después de la separación de la Junta
    • un cambio en el control de la empresa

La concesión forma parte de la Política de Compensación para Directores No Empleados de la empresa. La presentación fue realizada por Earl Douglas como Apoderado el 20 de junio de 2025.

Elizabeth A. BarrettAllogene Therapeutics (ALLO)의 이사로서 2025년 6월 18일에 중요한 주식 보상 권한을 받았습니다. 이 거래는 $0 행사가격의 95,400 제한 주식 단위(RSU) 취득을 포함합니다.

RSU 부여의 주요 조건:

  • 부여일로부터 1년 동안 두 번의 동일한 반기별 할부로 권리 확정(베스팅) 진행
  • 각 RSU는 보통주 1주로 전환
  • Barrett는 주식 수령을 다음 중 하나까지 연기하기로 선택함:
    • 이사회 퇴임 후 30일
    • 회사 지배구조 변경 시

이 부여는 회사의 비임원 이사 보상 정책의 일부입니다. 2025년 6월 20일에 Earl Douglas가 법률 대리인으로서 제출을 수행했습니다.

Elizabeth A. Barrett, directrice de Allogene Therapeutics (ALLO), a reçu une attribution importante d'actions le 18 juin 2025. La transaction portait sur l'acquisition de 95 400 unités d'actions restreintes (RSU) avec un prix d'exercice de 0 $.

Principaux termes de l'attribution des RSU :

  • L'acquisition s'effectue en deux versements semestriels égaux sur une année à compter de la date d'attribution
  • Chaque RSU se convertit en une action ordinaire
  • Barrett a choisi de différer la réception des actions jusqu'à :
    • 30 jours après la séparation du conseil d'administration
    • un changement de contrôle de l'entreprise

Cette attribution fait partie de la politique de rémunération des administrateurs non salariés de la société. Le dépôt a été effectué par Earl Douglas en tant que mandataire le 20 juin 2025.

Elizabeth A. Barrett, Direktorin von Allogene Therapeutics (ALLO), erhielt am 18. Juni 2025 eine bedeutende Aktienzuteilung. Die Transaktion umfasste den Erwerb von 95.400 Restricted Stock Units (RSUs) mit einem Ausübungspreis von 0 $.

Wesentliche Bedingungen der RSU-Zuteilung:

  • Die Vesting erfolgt in zwei gleichen halbjährlichen Raten über ein Jahr ab dem Zuteilungsdatum
  • Jede RSU wird in eine Stammaktie umgewandelt
  • Barrett entschied sich, den Erhalt der Aktien bis zu folgendem Zeitpunkt aufzuschieben:
    • 30 Tage nach dem Ausscheiden aus dem Vorstand
    • Kontrollwechsel des Unternehmens

Die Zuteilung ist Teil der Vergütungspolitik für nicht geschäftsführende Direktoren des Unternehmens. Die Einreichung wurde am 20. Juni 2025 von Earl Douglas als Bevollmächtigter vorgenommen.

Positive
  • Director Elizabeth Barrett received a significant equity grant of 95,400 RSUs, demonstrating strong alignment with shareholder interests and commitment to long-term value creation
Negative
  • None.

Elizabeth A. Barrett, Direttrice di Allogene Therapeutics (ALLO), ha ricevuto una significativa assegnazione di azioni il 18 giugno 2025. La transazione ha riguardato l'acquisizione di 95.400 Unità Azionarie Vincolate (RSU) con un prezzo di esercizio di $0.

Termini principali dell'assegnazione RSU:

  • Il vesting avviene in due rate semestrali uguali nell'arco di un anno dalla data di assegnazione
  • Ogni RSU si converte in una azione ordinaria
  • Barrett ha scelto di posticipare la ricezione delle azioni fino a:
    • 30 giorni dopo la separazione dal Consiglio
    • un cambio di controllo della società

L'assegnazione fa parte della Politica di Compenso per i Direttori Non Dipendenti dell'azienda. Il deposito è stato eseguito da Earl Douglas in qualità di Procuratore il 20 giugno 2025.

Elizabeth A. Barrett, Directora de Allogene Therapeutics (ALLO), recibió una importante concesión de acciones el 18 de junio de 2025. La transacción involucró la adquisición de 95,400 Unidades de Acciones Restringidas (RSU) con un precio de ejercicio de $0.

Términos clave de la concesión de RSU:

  • La adquisición se realiza en dos cuotas semestrales iguales durante un año desde la fecha de concesión
  • Cada RSU se convierte en una acción común
  • Barrett eligió diferir la recepción de las acciones hasta:
    • 30 días después de la separación de la Junta
    • un cambio en el control de la empresa

La concesión forma parte de la Política de Compensación para Directores No Empleados de la empresa. La presentación fue realizada por Earl Douglas como Apoderado el 20 de junio de 2025.

Elizabeth A. BarrettAllogene Therapeutics (ALLO)의 이사로서 2025년 6월 18일에 중요한 주식 보상 권한을 받았습니다. 이 거래는 $0 행사가격의 95,400 제한 주식 단위(RSU) 취득을 포함합니다.

RSU 부여의 주요 조건:

  • 부여일로부터 1년 동안 두 번의 동일한 반기별 할부로 권리 확정(베스팅) 진행
  • 각 RSU는 보통주 1주로 전환
  • Barrett는 주식 수령을 다음 중 하나까지 연기하기로 선택함:
    • 이사회 퇴임 후 30일
    • 회사 지배구조 변경 시

이 부여는 회사의 비임원 이사 보상 정책의 일부입니다. 2025년 6월 20일에 Earl Douglas가 법률 대리인으로서 제출을 수행했습니다.

Elizabeth A. Barrett, directrice de Allogene Therapeutics (ALLO), a reçu une attribution importante d'actions le 18 juin 2025. La transaction portait sur l'acquisition de 95 400 unités d'actions restreintes (RSU) avec un prix d'exercice de 0 $.

Principaux termes de l'attribution des RSU :

  • L'acquisition s'effectue en deux versements semestriels égaux sur une année à compter de la date d'attribution
  • Chaque RSU se convertit en une action ordinaire
  • Barrett a choisi de différer la réception des actions jusqu'à :
    • 30 jours après la séparation du conseil d'administration
    • un changement de contrôle de l'entreprise

Cette attribution fait partie de la politique de rémunération des administrateurs non salariés de la société. Le dépôt a été effectué par Earl Douglas en tant que mandataire le 20 juin 2025.

Elizabeth A. Barrett, Direktorin von Allogene Therapeutics (ALLO), erhielt am 18. Juni 2025 eine bedeutende Aktienzuteilung. Die Transaktion umfasste den Erwerb von 95.400 Restricted Stock Units (RSUs) mit einem Ausübungspreis von 0 $.

Wesentliche Bedingungen der RSU-Zuteilung:

  • Die Vesting erfolgt in zwei gleichen halbjährlichen Raten über ein Jahr ab dem Zuteilungsdatum
  • Jede RSU wird in eine Stammaktie umgewandelt
  • Barrett entschied sich, den Erhalt der Aktien bis zu folgendem Zeitpunkt aufzuschieben:
    • 30 Tage nach dem Ausscheiden aus dem Vorstand
    • Kontrollwechsel des Unternehmens

Die Zuteilung ist Teil der Vergütungspolitik für nicht geschäftsführende Direktoren des Unternehmens. Die Einreichung wurde am 20. Juni 2025 von Earl Douglas als Bevollmächtigter vorgenommen.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Barrett Elizabeth A.

(Last) (First) (Middle)
210 EAST GRAND AVENUE

(Street)
SOUTH SAN FRANCISCO CA 94080

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Allogene Therapeutics, Inc. [ ALLO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/18/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (1) 06/18/2025 A 95,400 (1) (1) Common Stock 95,400 $0 95,400 D
Explanation of Responses:
1. Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date. Ms. Barrett has elected to defer the receipt of Common Stock upon the vesting of her RSUs pursuant to the Companys Non-Employee Director Compensation Policy until the earlier of (i) 30 days following separation from the Board or (ii) a change in control of the Company.
Remarks:
Exhibits: Power of Attorney
/s/Earl Douglas, Attorney-in-Fact 06/20/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Restricted Stock Units (RSUs) did Elizabeth Barrett receive from ALLO on June 18, 2025?

Elizabeth Barrett received 95,400 Restricted Stock Units (RSUs) from Allogene Therapeutics (ALLO) on June 18, 2025. Each RSU represents a contingent right to receive one share of the Company's Common Stock.

What is the vesting schedule for Elizabeth Barrett's ALLO RSU grant?

The RSUs will vest in two equal semi-annual installments over a one-year period from the date of grant (June 18, 2025), subject to continued service through the vesting date.

When will Elizabeth Barrett receive the ALLO common stock from her RSU grant?

Barrett has elected to defer the receipt of Common Stock until the earlier of: (i) 30 days following her separation from the Board, or (ii) a change in control of the Company, pursuant to ALLO's Non-Employee Director Compensation Policy.

What is Elizabeth Barrett's role at ALLO according to the Form 4?

According to the Form 4 filing, Elizabeth Barrett serves as a Director of Allogene Therapeutics (ALLO), as indicated by the 'X' marked in the Director box under the Relationship of Reporting Person(s) to Issuer section.
Allogene Therapeutics

NASDAQ:ALLO

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269.04M
148.74M
17.73%
77.84%
18.65%
Biotechnology
Biological Products, (no Disgnostic Substances)
Link
United States
SOUTH SAN FRANCISCO