STOCK TITAN

[Form 4] Allogene Therapeutics, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4

Allogene Therapeutics (ALLO) reported an insider transaction by its Chief Financial Officer. On 10/21/2025, the CFO sold 36,744 shares of common stock at $1.2565 per share. The filing states this was a mandated sell-to-cover to satisfy tax withholding from restricted stock unit vesting and not a discretionary trade.

Following the transaction, the CFO beneficially owned 1,276,796 shares directly. The holdings include shares acquired via the employee stock purchase program: 6,000 shares on March 14, 2025 and 6,000 shares on September 15, 2025.

Allogene Therapeutics (ALLO) ha riportato una operazione interna da parte del suo Chief Financial Officer. Il 21/10/2025, il CFO ha venduto 36,744 azioni ordinarie a 1,2565 dollari per azione. Il deposito indica che si è trattato di una vendita obbligata per coprire le ritenute fiscali derivanti dalla vesting di unità di azioni restritte e non di una operazione discrezionale.

Dopo la transazione, il CFO deteneva beneficiamente direttamente 1,276,796 azioni. Le partecipazioni includono azioni acquisite tramite il programma di acquisto azioni per i dipendenti: 6,000 azioni il 14 marzo 2025 e 6,000 azioni il 15 settembre 2025.

Allogene Therapeutics (ALLO) informó una operación de insider por parte de su Director Financiero. El 21/10/2025, el CFO vendió 36,744 acciones ordinarias a 1,2565 dólares por acción. El escrito indica que se trató de una venta obligada para cubrir las retenciones de impuestos por el vesting de las unidades de acciones restringidas y no de una operación discrecional.

Tras la operación, el CFO posee directamente 1,276,796 acciones. Las participaciones incluyen acciones adquiridas a través del programa de compra de acciones para empleados: 6,000 acciones el 14 de marzo de 2025 y 6,000 acciones el 15 de septiembre de 2025.

Allogene Therapeutics (ALLO)은 최고재무책임자(CFO)의 내부자 거래를 보고했다. 2025년 10월 21일, CFO가 보통주 36,744주를 주당 1.2565달러에 매도했다. 제출서에는 이것이 제한주식단 vesting에서 세금 원천징수를 충당하기 위한 의무적 매도(sell-to-cover)였으며 재량 거래가 아님으로 명시되어 있다.

거래 후 CFO는 직접 보유한 1,276,796주의 주식을 보유했다. 보유 주식은 직원주식매수제도(ESPP)로 취득한 주식을 포함하여: 2025년 3월 14일에 6,000주, 2025년 9월 15일에 6,000주.

Allogene Therapeutics (ALLO) a annoncé une opération interne par son directeur financier. Le 21/10/2025, le CFO a vendu 36,744 actions ordinaires à 1,2565 dollars par action. Le dossier indique qu’il s’agissait d’une vente contrainte pour couvrir les retenues d’impôt liées au vesting des unités d’actions restreintes et non d’une opération discrétionnaire.

À la suite de la transaction, le CFO détenait directement 1,276,796 actions. Les avoirs incluent des actions acquises via le plan d’achat d’actions pour les employés : 6,000 actions le 14 mars 2025 et 6,000 actions le 15 septembre 2025.

Allogene Therapeutics (ALLO) meldete eine Insider-Transaktion durch seinen Chief Financial Officer. Am 21.10.2025 verkaufte der CFO 36.744 Stammaktien zu 1,2565 USD pro Aktie. Die Einreichung besagt, dass dies ein verpflichtender Verkauf zur Deckung der Steuern aus dem Vesting von Restricted-Stock-Units war und kein freier Handel.

Nach der Transaktion besaß der CFO direkt 1.276.796 Aktien. Die Beteiligungen umfassen Aktien, die über den Employee Stock Purchase Plan (ESPP) erworben wurden: 6.000 Aktien am 14. März 2025 und 6.000 Aktien am 15. September 2025.

Allogene Therapeutics (ALLO) أعلنت عن صفقة داخلية من قبل المدير المالي. في 21/10/2025 باع المدير المالي 36,744 سهماً من الأسهم العادية بسعر 1.2565 دولار للسهم. يُذكر في الملف أن هذه كانت بيعاً إلزامياً لتغطية ضرائب الاستقطاع من vesting وحدات الأسهم المقيدة وليست صفقة اختيارية.

بعد الصفقة، كان المدير المالي يملك مباشرةً 1,276,796 سهماً. تشمل الحيازات أسهماً حصلت عليها من خلال برنامج شراء الأسهم للموظفين: 6,000 سهم في 14 مارس 2025 و 6,000 سهم في 15 سبتمبر 2025.

Allogene Therapeutics (ALLO) 报告其首席财务官的内部交易。2025年10月21日,CFO 将36,744股普通股以每股1.2565美元售出。 filing 表示这是用于抵消受限股票单位归属所涉税款的强制性卖出(sell-to-cover),并非自由交易。

交易后,CFO 直接持有1,276,796股。持股包括通过员工股票购买计划取得的股票:2025年3月14日取得的6,000股,以及2025年9月15日取得的6,000股。

Positive
  • None.
Negative
  • None.

Allogene Therapeutics (ALLO) ha riportato una operazione interna da parte del suo Chief Financial Officer. Il 21/10/2025, il CFO ha venduto 36,744 azioni ordinarie a 1,2565 dollari per azione. Il deposito indica che si è trattato di una vendita obbligata per coprire le ritenute fiscali derivanti dalla vesting di unità di azioni restritte e non di una operazione discrezionale.

Dopo la transazione, il CFO deteneva beneficiamente direttamente 1,276,796 azioni. Le partecipazioni includono azioni acquisite tramite il programma di acquisto azioni per i dipendenti: 6,000 azioni il 14 marzo 2025 e 6,000 azioni il 15 settembre 2025.

Allogene Therapeutics (ALLO) informó una operación de insider por parte de su Director Financiero. El 21/10/2025, el CFO vendió 36,744 acciones ordinarias a 1,2565 dólares por acción. El escrito indica que se trató de una venta obligada para cubrir las retenciones de impuestos por el vesting de las unidades de acciones restringidas y no de una operación discrecional.

Tras la operación, el CFO posee directamente 1,276,796 acciones. Las participaciones incluyen acciones adquiridas a través del programa de compra de acciones para empleados: 6,000 acciones el 14 de marzo de 2025 y 6,000 acciones el 15 de septiembre de 2025.

Allogene Therapeutics (ALLO)은 최고재무책임자(CFO)의 내부자 거래를 보고했다. 2025년 10월 21일, CFO가 보통주 36,744주를 주당 1.2565달러에 매도했다. 제출서에는 이것이 제한주식단 vesting에서 세금 원천징수를 충당하기 위한 의무적 매도(sell-to-cover)였으며 재량 거래가 아님으로 명시되어 있다.

거래 후 CFO는 직접 보유한 1,276,796주의 주식을 보유했다. 보유 주식은 직원주식매수제도(ESPP)로 취득한 주식을 포함하여: 2025년 3월 14일에 6,000주, 2025년 9월 15일에 6,000주.

Allogene Therapeutics (ALLO) a annoncé une opération interne par son directeur financier. Le 21/10/2025, le CFO a vendu 36,744 actions ordinaires à 1,2565 dollars par action. Le dossier indique qu’il s’agissait d’une vente contrainte pour couvrir les retenues d’impôt liées au vesting des unités d’actions restreintes et non d’une opération discrétionnaire.

À la suite de la transaction, le CFO détenait directement 1,276,796 actions. Les avoirs incluent des actions acquises via le plan d’achat d’actions pour les employés : 6,000 actions le 14 mars 2025 et 6,000 actions le 15 septembre 2025.

Allogene Therapeutics (ALLO) meldete eine Insider-Transaktion durch seinen Chief Financial Officer. Am 21.10.2025 verkaufte der CFO 36.744 Stammaktien zu 1,2565 USD pro Aktie. Die Einreichung besagt, dass dies ein verpflichtender Verkauf zur Deckung der Steuern aus dem Vesting von Restricted-Stock-Units war und kein freier Handel.

Nach der Transaktion besaß der CFO direkt 1.276.796 Aktien. Die Beteiligungen umfassen Aktien, die über den Employee Stock Purchase Plan (ESPP) erworben wurden: 6.000 Aktien am 14. März 2025 und 6.000 Aktien am 15. September 2025.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Parker Geoffrey M.

(Last) (First) (Middle)
210 EAST GRAND AVE

(Street)
SOUTH SAN FRANCISCO CA 94080

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Allogene Therapeutics, Inc. [ ALLO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CHIEF FINANCIAL OFFICER
3. Date of Earliest Transaction (Month/Day/Year)
10/21/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/21/2025 S 36,744(1) D $1.2565 1,276,796(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
2. Pursuant to an employee stock purchase program, includes 6,000 shares of the Issuer's common stock acquired by the reporting person on March 14, 2025 and 6,000 shares of the Issuer's common stock acquired by the reporting person on September 15,2025.
Remarks:
/s/Earl Douglas, Attorney-in-Fact 10/23/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Allogene (ALLO)'s CFO report on Form 4?

The CFO reported a sale of 36,744 shares on 10/21/2025 at $1.2565 per share.

Why were the ALLO shares sold by the CFO?

The sale was a sell-to-cover to satisfy tax withholding from RSU vesting, as mandated by the company’s equity plan.

How many ALLO shares does the CFO own after the transaction?

After the transaction, the CFO beneficially owned 1,276,796 shares directly.

Was the CFO’s ALLO share sale discretionary?

No. The filing states the sale was mandated by the issuer’s plan and was not a discretionary trade.

Did the CFO acquire ALLO shares through the ESPP in 2025?

Yes. The holdings include 6,000 shares acquired on March 14, 2025 and 6,000 shares on September 15, 2025 via the ESPP.
Allogene Therapeutics

NASDAQ:ALLO

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279.57M
152.19M
17.45%
74.09%
8.99%
Biotechnology
Biological Products, (no Disgnostic Substances)
Link
United States
SOUTH SAN FRANCISCO