Ally Financial (NYSE: ALLY) CRO trades 5,000 shares in 10b5-1 sale

Rhea-AI Filing Summary

Ally Financial Inc. executive Stephanie N. Richard, Chief Risk Officer, reported selling 5,000 shares of common stock on August 4, 2026 at a weighted average price of $44.2336 per share, in open-market transactions under a Rule 10b5-1 trading plan adopted on January 30, 2026. Following the sale, she directly holds 88,927 shares.

Insider Trade Summary 10b5-1

Net Seller: 5,000 shares

Net Sell 1 txn

Insider Richard Stephanie N

Role Chief Risk Officer

Sold 5,000 shs ($221K)

Type	Security	Shares	Price	Value
Sale	Common Stock F1, F2	5,000	$44.2336	$221K

Holdings After Transaction: Common Stock — 88,927 shares (Direct)

Footnotes (2)

1. F1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 30, 2026.
2. F2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.15 to $44.36, inclusive. The reporting person undertakes to provide to Ally Financial Inc., any security holder of Ally Financial Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Key Figures

Shares Sold: 5,000 shares Weighted Average Sale Price: $44.2336 per share Sale Price Range: $44.15–$44.36 per share +2 more

5 metrics

Shares Sold 5,000 shares Common stock sold on August 4, 2026

Weighted Average Sale Price $44.2336 per share Weighted average price for the 5,000 shares sold

Sale Price Range $44.15–$44.36 per share Range of prices for multiple sale transactions

Shares Held After Transaction 88,927 shares Directly owned common stock following the sale

10b5-1 Plan Adoption Date January 30, 2026 Date the Rule 10b5-1 trading plan was adopted

Key Terms

Rule 10b5-1 trading plan, weighted average price, open market or private transaction

3 terms

Rule 10b5-1 trading plan regulatory

"The sales ... were effected pursuant to a Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

weighted average price financial

"The price reported is a weighted average price. These shares were sold"

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

open market or private transaction financial

"transaction code description: Sale in open market or private transaction"

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/05/2026 - 11:44 AM Accepted by SEC EDGAR 08/05/2026 - 11:42 AM Learn about SEC filing dates

FAQ

What insider transaction did Ally Financial (ALLY) disclose in this Form 4?

Ally Financial (ALLY) disclosed that Chief Risk Officer Stephanie N. Richard sold 5,000 shares of common stock on August 4, 2026. The sale was reported as an open-market transaction at a $44.2336 weighted average price per share.

At what price did the Ally Financial (ALLY) insider sell the 5,000 shares?

The shares were sold at a weighted average price of $44.2336 per share. According to the disclosure, individual trades occurred at prices ranging from $44.15 to $44.36 per share, inclusive, across multiple transactions.

How many Ally Financial (ALLY) shares does the insider hold after this sale?

After selling 5,000 shares, Chief Risk Officer Stephanie N. Richard directly holds 88,927 shares of Ally Financial common stock. This reported figure reflects her direct ownership position immediately following the August 4, 2026 transactions.

Was the Ally Financial (ALLY) insider sale made under a Rule 10b5-1 trading plan?

Yes. The filing states the sales were effected pursuant to a Rule 10b5-1 trading plan. The reporting person adopted this plan on January 30, 2026, indicating the trades were pre-arranged rather than discretionary on the trade date.

Who at Ally Financial (ALLY) reported this insider transaction and what is their role?

The transaction was reported by Stephanie N. Richard, who serves as Chief Risk Officer of Ally Financial Inc. She is an officer of the company and filed this Form 4 to report the August 4, 2026 common stock sale.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Richard Stephanie N

(Last) (First) (Middle)

500 WOODWARD AVENUE

(Street)

DETROIT MICHIGAN 48226

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Ally Financial Inc. [ ALLY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Risk Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/04/2026		S(1)		5,000	D	$44.2336(2)	88,927	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 30, 2026.

2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.15 to $44.36, inclusive. The reporting person undertakes to provide to Ally Financial Inc., any security holder of Ally Financial Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Remarks:

	/s/ Sonja L. Mahon, attorney-in-fact for Ms. Richard	08/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)