Welcome to our dedicated page for Ally Finl SEC filings (Ticker: ALLY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Ally Financial Inc. filings document the regulatory record of a Delaware financial services company with NYSE-listed common stock. Its reports cover operating results furnished through Form 8-K earnings releases, supplemental financial data, and analyst presentation materials, along with capital-structure disclosures for common stock and fixed-rate reset non-cumulative perpetual preferred stock series.
The company’s SEC filings also record proxy governance matters, annual meeting votes, director elections, equity and incentive compensation plans, share repurchase authorization, preferred stock rights and preferences, redemption-related matters, and director or officer changes. These disclosures connect Ally’s banking, auto finance, insurance, brokerage, advisory, and corporate finance activities with its governance, securities, and capital management framework.
Ally Financial Inc. amended its charter to remove all references to its 4.700% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B. On May 19, 2026, the company filed a Certificate of Elimination in Delaware, following the redemption of all outstanding Series B Preferred Stock on May 15, 2026.
Ally Financial Inc. Chief Risk Officer Stephanie N. Richard sold 5,000 shares of common stock in an open-market transaction on May 15, 2026 at a weighted average price of $42.1416 per share. The trade was made under a pre-set Rule 10b5-1 sales plan adopted on January 30, 2026, and she now directly holds 93,927 shares.
Ally Financial’s CFO Russell E. Hutchinson reported the issuer’s redemption of his Series B preferred stock holdings. Six shares of 4.700% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B, at $1,000 per share were called for redemption at their liquidation preference, reducing his Series B position to zero. He now directly holds 253,867 shares of Ally common stock after this reporting event.
Ally Financial Inc. director Tracey Drake Weber received an equity grant in the form of deferred stock units. She acquired 3,632 units of common stock on May 15, 2026 at a reference price of $41.99 per share, bringing her directly held balance to 3,632 shares-equivalent.
The award is structured as Deferred Stock Units that are fully vested upon grant and convert into Ally common stock on a one-for-one basis when she leaves the company’s Board of Directors. This is a compensation-related grant, not an open-market share purchase or sale.
Ally Financial Inc. director Brian Sharples received an award of 3,632 shares of common stock, represented by deferred stock units that are fully vested upon grant. These units convert into common stock on a one-for-one basis when he leaves the board, bringing his direct holdings to 44,741 shares.
Ally Financial Inc. director David Reilly received a grant of 3,632 shares of Common Stock-equivalent Deferred Stock Units on 2026-05-15 at a reference price of $41.99 per share. These Deferred Stock Units are fully vested upon grant and convert into common stock on a one-for-one basis when he leaves the Board of Directors, bringing his direct holdings to 36,062 shares.
Ally Financial Inc. director Allan P. Merrill reported an acquisition of common stock in the form of deferred stock units. On the reported date, he received 3,632 deferred stock units at a reference value of $41.99 per unit as a grant or award. These units are fully vested upon grant and will convert into common stock on a one-for-one basis when he leaves the company’s Board of Directors, bringing his directly held total to 5,658 shares-based units.
Ally Financial Inc. director Franklin W. Hobbs IV reported an equity compensation award of 6,133 shares of Common Stock valued at $41.99 per share. According to the filing, these are Deferred Stock Units that convert into common stock on a one-for-one basis when he leaves the Board of Directors and are fully vested upon grant. Following this award, he holds 150,939 shares directly.
Ally Financial director Michelle J. Goldberg reported an equity award of company stock units. On May 15, 2026, she acquired 3,632 shares of Ally Financial common stock in the form of Deferred Stock Units at a grant price of $41.99 per share. After this grant, she directly holds 7,898 shares. The footnote explains these Deferred Stock Units convert into common stock on a one-for-one basis when she leaves the Board and are fully vested upon grant, indicating this is a compensation-related, non-market transaction rather than an open-market purchase.
Ally Financial Inc. director Thomas P. Gibbons received an award of 3,632 shares of common stock in the form of Deferred Stock Units at a reference price of $41.99 per share. These units are fully vested upon grant and convert into common stock on a one-for-one basis when he leaves the board, bringing his direct holdings to 25,028 shares.