Ally Financial Inc. filings document the regulatory record of a Delaware financial services company with NYSE-listed common stock. Its reports cover operating results furnished through Form 8-K earnings releases, supplemental financial data, and analyst presentation materials, along with capital-structure disclosures for common stock and fixed-rate reset non-cumulative perpetual preferred stock series.
The company’s SEC filings also record proxy governance matters, annual meeting votes, director elections, equity and incentive compensation plans, share repurchase authorization, preferred stock rights and preferences, redemption-related matters, and director or officer changes. These disclosures connect Ally’s banking, auto finance, insurance, brokerage, advisory, and corporate finance activities with its governance, securities, and capital management framework.
Ally Financial Inc. President, DFS Douglas R. Timmerman had 98,329 shares withheld on October 20, 2026, to satisfy tax obligations upon vesting of a previously reported restricted stock unit award. The reported price was $37.97 per share. He directly held 379,830 shares after the transaction, including 532 shares acquired under the Employee Stock Purchase Plan on May 29, 2026. No Rule 10b5-1 plan is reported.
Ally Financial Inc. Chief Risk Officer Stephanie N. Richard had 9,032 shares of common stock withheld by the company on October 20, 2026, to satisfy tax withholding obligations upon vesting of a previously reported restricted stock unit award. The reported price was $37.97 per share, and her direct holdings afterward were 79,895 shares.
Ally Financial Inc. Chief HR & Corp Citizenship officer Kathleen L. Patterson reported selling 12,831 common shares on October 21, 2026, at a weighted average price of $38.6473 per share; the sales occurred in multiple transactions priced from $38.605 to $38.67, inclusive. No Rule 10b5-1 plan is reported. On October 20, 2026, the company withheld 31,047 shares to satisfy her tax withholding obligations upon vesting of a previously reported restricted stock unit award.
Ally Financial Inc. Chief Financial Officer Russell E. Hutchinson had 21,074 shares of common stock withheld by the company on October 20, 2026, at $37.97 per share to satisfy tax-withholding obligations upon vesting of a previously reported restricted stock unit award. His reported direct holdings afterward were 220,782 shares, including 603 shares acquired under the Employee Stock Purchase Plan on May 29, 2026.
Ally Financial Inc. reported that President - Corporate Finance William Cadik Hall Jr. had 10,614 common shares withheld by the company on October 20, 2026, to satisfy tax withholding obligations when a previously reported restricted stock unit award vested. The reported transaction price was $37.9700 per share. He reported direct holdings of 206,982 shares afterward, including 603 shares acquired under the Employee Stock Purchase Plan on May 29, 2026.
Ally Financial Inc. officer Kathleen L. Patterson reported a proposed sale of 12,831 shares of common stock, with an aggregate market value of $495,883.51 and an approximate sale date of October 21, 2026. Morgan Stanley Smith Barney LLC is identified as the broker, and the securities are listed as restricted stock acquired from the issuer.
Ally Financial Inc. (ALLY) reported preliminary results for the third quarter ended September 30, 2026. GAAP net income attributable to common shareholders was $401 million, up 8% year over year, and GAAP EPS was $1.30, up 10%. GAAP total net revenue was $2.332 billion, up 8%; adjusted total net revenue, a non-GAAP measure, was $2.346 billion, up 9%. GAAP pre-tax income was $567 million, up 11%, and core pre-tax income was $581 million, up 16%. Return on common equity was 12.1%, and core ROTCE was 13.1%.
Provision for credit losses increased $114 million year over year to $529 million, primarily due to CECL reserve builds associated with asset growth. Consumer auto originations were $12.9 billion, up 10%; retail auto net charge-offs were 1.89%, up 1 basis point year over year, and 30+ day delinquencies were 4.96%, up 6 basis points. Retail deposits were $141.9 billion, up $80 million year over year, and total deposits were $155.8 billion.
Ally’s board approved a fourth-quarter 2026 common dividend of $0.35 per share, and Ally repurchased $178 million of shares during the quarter. The common equity tier 1 ratio was 10.2%, up 10 basis points year over year. Ally also executed a $6 billion retail auto credit risk transfer, generating approximately 25 basis points of CET1 at issuance.
Ally Financial Inc. amended and restated its bylaws effective October 5, 2026. The revisions update advance-notice information and procedures, clarify stockholder voting standards and align the default record-date provision with Delaware law. They also amend board-size restrictions, clarify officer authority in relation to Delaware law, update electronic notice and communication provisions, and make other administrative, technical, and conforming changes.
Ally Financial Inc. director David Reilly acquired 864 deferred stock units on September 30, 2026. The transaction reports a price of $37.62 per share, and his reported resulting position was 37,634 shares. The units are payable solely in Ally common stock on a one-for-one basis following termination of his director service under the Non-Employee Directors Deferred Compensation Plan.
Ally Financial Inc. director Thomas P. Gibbons acquired 1,263 deferred stock units on September 30, 2026, reported at $37.62 per share. His reported direct holdings following the acquisition were 27,325 shares.