Director Michelle Goldberg (ALLY) receives 3,632 deferred stock units as award

Rhea-AI Filing Summary

Ally Financial director Michelle J. Goldberg reported an equity award of company stock units. On May 15, 2026, she acquired 3,632 shares of Ally Financial common stock in the form of Deferred Stock Units at a grant price of $41.99 per share. After this grant, she directly holds 7,898 shares. The footnote explains these Deferred Stock Units convert into common stock on a one-for-one basis when she leaves the Board and are fully vested upon grant, indicating this is a compensation-related, non-market transaction rather than an open-market purchase.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider GOLDBERG MICHELLE J

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	3,632	$41.99	$153K

Holdings After Transaction: Common Stock — 7,898 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Equity award size: 3,632 shares Grant price: $41.99 per share Post-transaction holdings: 7,898 shares +2 more

5 metrics

Equity award size 3,632 shares Deferred Stock Units granted on May 15, 2026

Grant price $41.99 per share Valuation of Deferred Stock Units award

Post-transaction holdings 7,898 shares Total Ally Financial common stock held directly after grant

Transaction code A Grant, award, or other acquisition of non-derivative security

Security type Common Stock / Deferred Stock Units Units convert one-for-one into common stock at Board departure

Key Terms

Deferred Stock Units, one-for-one basis, fully vested upon grant, Common Stock, +1 more

5 terms

Deferred Stock Units financial

"Represented by Deferred Stock Units which convert into common stock on a one-for-one basis"

Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.

one-for-one basis financial

"Deferred Stock Units which convert into common stock on a one-for-one basis"

fully vested upon grant financial

"The Deferred Stock Units are fully vested upon grant"

Common Stock financial

"Represented by Deferred Stock Units which convert into common stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Board of Directors financial

"on the reporting person's departure from the Company's Board of Directors"

The Board of Directors is a group of people chosen by a company's owners to help make big decisions and oversee how the company is run. They act like a team of advisors or managers, making sure the company stays on track and meets its goals. Their choices can influence the company's success and how it grows.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

GOLDBERG MICHELLE J

(Last) (First) (Middle)

500 WOODWARD AVENUE

(Street)

DETROIT MICHIGAN 48226

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Ally Financial Inc. [ ALLY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	05/15/2026		A		3,632	A	$41.99	7,898	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on the reporting person's departure from the Company's Board of Directors. The Deferred Stock Units are fully vested upon grant.

Remarks:

	/s/ Joyce M. Daniels, attorney-in-fact for Ms. Goldberg	05/19/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Ally Financial (ALLY) report for Michelle J. Goldberg?

Ally Financial reported that director Michelle J. Goldberg received an equity award of 3,632 Deferred Stock Units. These units are tied to Ally common stock and represent a compensation-related acquisition rather than an open-market trade in the company’s shares.

How many Ally Financial shares does Michelle J. Goldberg hold after this Form 4 transaction?

Following the reported grant, Michelle J. Goldberg directly holds 7,898 Ally Financial common shares. This total includes the 3,632 Deferred Stock Units granted on May 15, 2026, which are designed to convert into common stock when she leaves the Board.

At what price were Michelle J. Goldberg’s Ally Financial Deferred Stock Units granted?

The Deferred Stock Units granted to Michelle J. Goldberg were valued at a grant price of $41.99 per Ally Financial share. This price is used to determine the award’s value for compensation purposes and does not indicate an open-market purchase transaction.

What are Deferred Stock Units in the context of Ally Financial’s Form 4 filing?

Deferred Stock Units are equity awards that track Ally Financial common stock and convert into actual shares later. In this filing, Goldberg’s units convert one-for-one into common stock upon her departure from the Board and are fully vested immediately at grant.

Is Michelle J. Goldberg’s Ally Financial Form 4 transaction a market buy or a compensation grant?

The Form 4 shows a compensation grant, not a market buy. The transaction code “A” and the footnote indicate a grant or award of Deferred Stock Units, which are fully vested upon grant and convert into common stock when she leaves the Board.

Does Michelle J. Goldberg’s Form 4 filing for Ally Financial indicate any stock sales?

The filing does not report any stock sales by Michelle J. Goldberg. It shows only an acquisition of 3,632 Deferred Stock Units as a fully vested equity award, increasing her direct holdings to 7,898 Ally Financial common shares.