Ally Financial director granted 3,632 share units

Ally Financial Inc. director Brian Sharples received an award of 3,632 shares of common stock, represented by deferred stock units that are fully vested upon grant.

Rhea-AI Filing Summary

Ally Financial Inc. director Brian Sharples received an award of 3,632 shares of common stock, represented by deferred stock units that are fully vested upon grant. These units convert into common stock on a one-for-one basis when he leaves the board, bringing his direct holdings to 44,741 shares.

Insider Trade Summary

Grant/Award: 3,632 shares

Grant/Award 1 txn

Insider SHARPLES BRIAN

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	3,632	$41.99	$153K

Holdings After Transaction: Common Stock — 44,741 shares (Direct)

Footnotes (1)

1. F1. Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on the reporting person's departure from the Company's Board of Directors. The Deferred Stock Units are fully vested upon grant.

Key Figures

Shares granted: 3,632 shares Reporting price per share: $41.99 per share Shares held after award: 44,741 shares +1 more

4 metrics

Shares granted 3,632 shares Deferred stock units award on common stock

Reporting price per share $41.99 per share Reference price for the 3,632-share grant

Shares held after award 44,741 shares Direct holdings following the grant

Conversion ratio 1:1 into common stock Deferred stock units convert at board departure

Key Terms

Deferred Stock Units, Grant, award, or other acquisition, Common Stock, Form 4

4 terms

Deferred Stock Units financial

"Represented by Deferred Stock Units which convert into common stock on a one-for-one basis"

Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

Common Stock financial

"security_title: Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Ally Financial (ALLY) report for Brian Sharples?

Ally Financial reported that director Brian Sharples received an award of 3,632 shares of common stock, represented by deferred stock units. These units are fully vested upon grant and increase his direct holdings to 44,741 shares that convert into common stock at board departure.

How many Ally Financial (ALLY) shares does Brian Sharples hold after this Form 4?

After this award, Brian Sharples directly holds 44,741 Ally Financial shares. The new grant consists of 3,632 deferred stock units that each convert into one share of common stock when he leaves the company’s board of directors, according to the filing footnote.

What type of equity compensation did Ally Financial (ALLY) grant to Brian Sharples?

Brian Sharples received deferred stock units that represent Ally Financial common stock on a one-for-one basis. The Form 4 describes the transaction as a grant or award acquisition, with the units fully vested upon grant and scheduled to convert into common shares at his board departure.

At what reference price were Brian Sharples’ Ally Financial (ALLY) deferred stock units reported?

The 3,632 Ally Financial deferred stock units granted to Brian Sharples were reported at a reference price of $41.99 per share. This price is used for reporting purposes in the Form 4 and does not necessarily represent a contemporaneous open-market purchase or sale.

Do Brian Sharples’ Ally Financial (ALLY) deferred stock units vest over time?

The deferred stock units granted to Brian Sharples are fully vested upon grant, according to the filing footnote. Although already vested, they only convert into Ally Financial common stock on a one-for-one basis when he departs from the company’s board of directors in the future.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/19/2026 - 04:30 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SHARPLES BRIAN

(Last) (First) (Middle)

500 WOODWARD AVENUE

(Street)

DETROIT MICHIGAN 48226

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Ally Financial Inc. [ ALLY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	05/15/2026		A		3,632	A	$41.99	44,741	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on the reporting person's departure from the Company's Board of Directors. The Deferred Stock Units are fully vested upon grant.

Remarks:

	/s/ Joyce M. Daniels, attorney-in-fact for Mr. Sharples	05/19/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)