Ally Financial (NYSE: ALLY) CFO has Series B preferred stake redeemed

Rhea-AI Filing Summary

Ally Financial’s CFO Russell E. Hutchinson reported the issuer’s redemption of his Series B preferred stock holdings. Six shares of 4.700% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B, at $1,000 per share were called for redemption at their liquidation preference, reducing his Series B position to zero. He now directly holds 253,867 shares of Ally common stock after this reporting event.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Hutchinson Russell E.

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Other	Series B Preferred Stock	6	$1,000.00	$6K
holding	Common Stock	--	--	--

Holdings After Transaction: Series B Preferred Stock — 0 shares (Direct, null); Common Stock — 253,867 shares (Direct, null)

Footnotes (1)

1. 4.700% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B The reported securities were called for redemption on May 15, 2026 by the issuer at a price equal to their liquidation preference.

Key Figures

Series B preferred shares redeemed: 6 shares Series B preferred share price: $1,000 per share Series B preferred shares after redemption: 0 shares +1 more

4 metrics

Series B preferred shares redeemed 6 shares 4.700% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B

Series B preferred share price $1,000 per share Liquidation preference redemption price

Series B preferred shares after redemption 0 shares CFO holdings following issuer redemption

Common stock holdings after event 253,867 shares Ally Financial common stock directly held by CFO

Key Terms

4.700% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B, liquidation preference, called for redemption

3 terms

4.700% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B financial

"4.700% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B"

liquidation preference financial

"redeemed on May 15, 2026 by the issuer at a price equal to their liquidation preference"

A liquidation preference is a rule that determines who gets paid first and how much they receive when a company is sold, goes bankrupt, or distributes its assets. It gives certain investors a priority claim—often returning their original investment plus any agreed multiple—before other owners receive money, which shapes how much common shareholders and founders ultimately get; think of it as a front-of-the-line pass that affects payout order and investor returns.

called for redemption financial

"The reported securities were called for redemption on May 15, 2026 by the issuer"

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hutchinson Russell E.

(Last) (First) (Middle)

500 WOODWARD AVE.

(Street)

DETROIT MICHIGAN 48226

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Ally Financial Inc. [ ALLY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Series B Preferred Stock(1)	05/15/2026		J(2)		6	D	$1,000	0.00	D
Common Stock								253,867	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. 4.700% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B

2. The reported securities were called for redemption on May 15, 2026 by the issuer at a price equal to their liquidation preference.

Remarks:

	/s/ Joyce M. Daniels, attorney-in-fact for Mr. Hutchinson	05/19/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Ally Financial (ALLY) report for its CFO?

Ally Financial’s CFO Russell E. Hutchinson reported the redemption of Series B preferred shares. Six shares of 4.700% Series B preferred stock were called by the issuer at their liquidation preference, eliminating his preferred position while his common stock holdings remained unchanged.

How many Ally Financial Series B preferred shares were affected in this Form 4?

The Form 4 shows that six shares of Ally’s 4.700% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B, were called for redemption. The issuer redeemed them at the liquidation preference, taking the CFO’s Series B preferred holdings to zero after the transaction.

At what price were Ally Financial’s Series B preferred shares redeemed?

The Series B preferred shares carried a stated price of $1,000 per share. According to the disclosure, Ally Financial called the reported securities for redemption at a price equal to their liquidation preference, closing out the CFO’s small preferred position of six shares.

What are Russell Hutchinson’s Ally Financial common stock holdings after this filing?

After the reported events, Russell E. Hutchinson directly holds 253,867 shares of Ally Financial common stock. The Form 4 lists this total in a holding entry, indicating his ongoing equity exposure is concentrated in common shares rather than the redeemed Series B preferred stock.

Did Ally Financial’s CFO buy or sell common stock in this Form 4 filing?

The filing does not show any purchase or sale of Ally common stock by the CFO. It records a holding entry for 253,867 common shares and a separate redemption of Series B preferred shares called by the issuer at their liquidation preference.