Welcome to our dedicated page for Ally Finl SEC filings (Ticker: ALLY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Ally Financial Inc. (NYSE: ALLY) files a broad range of reports and exhibits with the U.S. Securities and Exchange Commission that document its activities as a financial services company. This page aggregates Ally’s SEC filings and pairs them with AI-powered summaries to help readers interpret the information contained in complex documents.
Ally’s filings include current reports on Form 8-K that disclose material events such as the adoption of a multi-year share repurchase program authorizing up to $2.0 billion of common stock repurchases, quarterly and second-quarter earnings results, preliminary operating results, and the issuance of fixed-to-floating rate senior notes under a shelf registration statement on Form S-3. These 8-Ks also cover governance items, including the retirement of directors and changes in roles such as Chief Accounting Officer and Controller.
Through its registration statements and related exhibits, Ally provides details on debt offerings and capital structure. For example, it files underwriting agreements with investment banks, forms of notes, executive committee actions authorizing offerings, legal opinions, and consents. These materials explain the terms of senior notes and the indenture framework under which they are issued. Investors can use this information to understand Ally’s funding profile and obligations.
Filings also identify Ally’s common stock, par value $0.01 per share, as trading on the New York Stock Exchange under the symbol ALLY, and they describe preferred stock series such as the 4.700% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B and Series C. Dividend declarations on these securities are disclosed in press releases and may be referenced in related filings.
On this page, real-time updates from EDGAR are combined with AI-generated explanations that highlight key points in Ally’s 8-Ks, registration-related documents, and other reports. The goal is to make it easier to locate information on earnings announcements, capital actions like share repurchases and debt offerings, governance changes, and the structure of Ally’s equity and preferred securities without reading every filing line by line.
Ally Financial’s Chief Risk Officer Stephanie N. Richard reported equity transactions in company stock. On January 30, 2026, Ally withheld 1,703, 2,021 and 1,705 shares of common stock to cover her tax obligations on vesting restricted stock units, using a per-share market value of $42.3 as of January 28, 2026.
On February 3, 2026, she acquired 18,972 restricted stock units that, when vested, may be settled only in Ally common shares, at the same $42.3 reference value, bringing her directly held common stock to 98,927 shares.
Ally Financial Inc. Chief Executive Officer and director Michael George Rhodes reported routine equity compensation-related transactions in company stock. On January 30, 2026, 10,765 shares of common stock were withheld by Ally to cover his tax obligations tied to vesting restricted stock units at a per-share value of $42.3. On February 3, 2026, he acquired 99,291 shares of common stock, representing vested restricted stock units that are settled in Ally shares at the same $42.3 per-share market value. Following these transactions, Rhodes directly owned 379,473 shares of Ally common stock and indirectly held an additional 49,434 shares through a trust of which he is the sole beneficiary.
Ally Financial Inc.’s Chief Financial Officer Russell E. Hutchinson purchased additional company stock. On January 27, 2026, he bought 11,566 shares of common stock at a weighted average price of $43.1702 per share, through multiple trades between $43.10 and $43.22.
After this purchase, he beneficially owned 225,336 shares of Ally common stock, held directly. He also directly held 6,000 shares of Ally’s 4.700% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B, reflecting an additional layer of long-term exposure to the company’s capital structure.
Ally Financial Inc. reported an insider share purchase involving its Chief Executive Officer, Michael George Rhodes. On January 23, 2026, a trust of which he is the sole beneficiary bought 23,800 shares of Ally common stock in open-market transactions at a weighted average price of $41.6751 per share, with individual trade prices ranging from $41.34 to $41.88. Following this purchase, the trust holds 49,434 shares indirectly attributed to Rhodes, while he also holds 290,947 shares directly.
Ally Financial Inc. filed a current report to let investors know it has released preliminary operating results for the fourth quarter and full year ended December 31, 2025. The company announced that these early results are being shared through a press release dated January 21, 2026, along with charts and supplemental financial data prepared for securities analysts.
The press release is provided as Exhibit 99.1, analyst charts as Exhibit 99.2, and supplemental financial data as Exhibit 99.3. This filing mainly serves as a notice that these materials are available and incorporated by reference, offering additional detail on Ally’s recent operating performance once those exhibits are reviewed.
Ally Financial Inc. director Thomas P. Gibbons reported an automatic award of 1,049 shares of common stock represented by deferred stock units. The transaction occurred on January 9, 2026 and is coded as an acquisition. The deferred stock units convert into common stock on a one-for-one basis when distributed and are fully vested upon grant. The per-share value used for the award was $45.29, which reflects the market value of Ally’s common stock as of December 31, 2025. Following this award, Gibbons beneficially owns 20,185 shares of Ally Financial common stock in direct ownership.
Ally Financial Inc. director Bright Gunther reported receiving an award of 160 shares of common stock represented by deferred stock units. These deferred stock units convert into common stock on a one-for-one basis upon distribution and are fully vested on grant. The units were valued at $45.29 per share, which reflects the market value of Ally’s common stock as of December 31, 2025. Following this award, Gunther directly beneficially owns 2,186 shares of Ally common stock.
Ally Financial director David Reilly reported an automatic award of 718 deferred stock units on common stock on January 9, 2026. The units are fully vested upon grant and convert into Ally common stock on a one-for-one basis when distributed.
The award was valued at $45.29 per share, based on the market value of Ally common stock as of December 31, 2025. Following this transaction, Reilly directly beneficially owns 31,601 shares of Ally Financial common stock.
Ally Financial Inc. discloses insider share ownership by one of its officers. The reporting person, who serves as President - Corporate Finance, reports beneficial ownership of 202,814 shares of Ally common stock, held directly. This total includes 74,972 Restricted Stock Units (RSUs), each representing the right to receive one share of common stock under the applicable RSU terms.
Ally Financial Inc.'s Chief Legal & Corp Affairs officer reported an insider equity transaction. On December 16, 2025, the company withheld 10,862 shares of common stock from the officer in connection with the vesting of a previously reported restricted stock unit award.
The shares were withheld to cover the officer's tax obligation, using a per-share market value of $44.85 as of December 15, 2025. Following this tax withholding, the officer directly beneficially owns 79,777 shares of Ally Financial common stock.