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Ally Finl Inc SEC Filings

ALLY NYSE

Welcome to our dedicated page for Ally Finl SEC filings (Ticker: ALLY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Ally Financial Inc. (NYSE: ALLY) files a broad range of reports and exhibits with the U.S. Securities and Exchange Commission that document its activities as a financial services company. This page aggregates Ally’s SEC filings and pairs them with AI-powered summaries to help readers interpret the information contained in complex documents.

Ally’s filings include current reports on Form 8-K that disclose material events such as the adoption of a multi-year share repurchase program authorizing up to $2.0 billion of common stock repurchases, quarterly and second-quarter earnings results, preliminary operating results, and the issuance of fixed-to-floating rate senior notes under a shelf registration statement on Form S-3. These 8-Ks also cover governance items, including the retirement of directors and changes in roles such as Chief Accounting Officer and Controller.

Through its registration statements and related exhibits, Ally provides details on debt offerings and capital structure. For example, it files underwriting agreements with investment banks, forms of notes, executive committee actions authorizing offerings, legal opinions, and consents. These materials explain the terms of senior notes and the indenture framework under which they are issued. Investors can use this information to understand Ally’s funding profile and obligations.

Filings also identify Ally’s common stock, par value $0.01 per share, as trading on the New York Stock Exchange under the symbol ALLY, and they describe preferred stock series such as the 4.700% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B and Series C. Dividend declarations on these securities are disclosed in press releases and may be referenced in related filings.

On this page, real-time updates from EDGAR are combined with AI-generated explanations that highlight key points in Ally’s 8-Ks, registration-related documents, and other reports. The goal is to make it easier to locate information on earnings announcements, capital actions like share repurchases and debt offerings, governance changes, and the structure of Ally’s equity and preferred securities without reading every filing line by line.

Rhea-AI Summary

Ally Financial Inc. (ALLY) Chief Risk Officer reported a routine share transaction related to equity compensation. On 11/25/2025, 460 shares of common stock were disposed of at a price of $37.65 per share, with the transaction coded as "F," indicating shares withheld by the company to cover the reporting person's tax obligation tied to the vesting of previously reported restricted stock units. Following this tax withholding, the officer beneficially owns 85,384 shares of Ally common stock directly.

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Rhea-AI Summary

Ally Financial Inc. (ALLY) reported an insider equity transaction by an officer serving as President, DFS. On 11/25/2025, 949 shares of Ally common stock were disposed of at a reported price of $37.65 per share. The filing explains that these shares were withheld by the company to cover the reporting person’s tax obligation related to the vesting of a previously reported restricted stock unit award, rather than being an open-market sale. After this tax withholding, the reporting person beneficially owns 486,451 shares of Ally common stock directly.

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Rhea-AI Summary

Ally Financial Inc. (ALLY) reported an insider equity award on a Form 4. A director of the company acquired 2,026 shares of common stock on 11/20/2025, recorded as an acquisition of non-derivative securities held directly. These shares are represented by deferred stock units that convert into common stock on a one-for-one basis when distributed, and the units are fully vested at the time of grant.

The filing notes that the $38.4 value used reflects the per-share market price of Ally Financial common stock as of November 19, 2025. Following this transaction, the director beneficially owns 2,026 shares directly.

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Ally Financial Inc. (ALLY) director transaction reported. A company director filed a Form 4 showing an acquisition of 2,026 shares of Ally common stock on 11/20/2025. These are represented by Deferred Stock Units that convert into common stock on a one-for-one basis and are fully vested when granted. The per-share market value used for the grant was $38.40 as of November 19, 2025. After this transaction, the director beneficially owns 2,026 shares held directly.

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Rhea-AI Summary

Ally Financial (ALLY) filed an initial Form 3 for a director dated 11/03/2025. The filing reports no securities beneficially owned (0) and no derivative securities listed. The form indicates it was filed by one reporting person.

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Ally Financial (ALLY) reported an initial beneficial ownership filing on Form 3 for a Director. As of 11/03/2025, the reporting person disclosed 0 non-derivative securities beneficially owned and listed no derivative securities. The submission indicates it was filed by one reporting person.

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Filing
Rhea-AI Summary

Ally Financial (ALLY) had a stockholder file a Form 144 notice to sell 8,000 shares of common stock. The filing lists an aggregate market value of $257,120.80 and an approximate sale date of 04/30/2025, with trades to be executed on the NYSE through Morgan Stanley Smith Barney LLC Executive Financial Services.

The shares were originally acquired as restricted stock in three grants: 3,195 shares on 02/01/2021, 3,271 shares on 01/28/2022, and 1,534 shares on 02/01/2022. A Form 144 is a notice of proposed sale by an affiliate or other holder under Rule 144 and does not by itself complete a sale.

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Ally Financial (ALLY) reported an insider transaction by its Chief Financial Officer on a Form 4. On 10/21/2025, the company withheld 10,600 shares of common stock to cover the executive’s tax obligation upon the vesting of previously reported restricted stock units (Transaction Code F).

The per-share market value used for the withholding was $40.5 as of October 20, 2025. Following the transaction, the reporting person beneficially owns 213,770 shares of common stock, held directly. The filing also lists holdings of 6,000 shares of 4.700% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B, held directly.

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FAQ

What is the current stock price of Ally Finl (ALLY)?

The current stock price of Ally Finl (ALLY) is $43.61 as of January 16, 2026.

What is the market cap of Ally Finl (ALLY)?

The market cap of Ally Finl (ALLY) is approximately 13.4B.
Ally Finl Inc

NYSE:ALLY

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ALLY Stock Data

13.45B
276.12M
10.33%
85.36%
3.28%
Credit Services
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