Ally Financial (ALLY) director awarded 3,632 Deferred Stock Units in equity grant

Rhea-AI Filing Summary

Ally Financial Inc. director Thomas P. Gibbons received an award of 3,632 shares of common stock in the form of Deferred Stock Units at a reference price of $41.99 per share. These units are fully vested upon grant and convert into common stock on a one-for-one basis when he leaves the board, bringing his direct holdings to 25,028 shares.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider GIBBONS THOMAS P

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	3,632	$41.99	$153K

Holdings After Transaction: Common Stock — 25,028 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Equity grant size: 3,632 shares Grant reference price: $41.99 per share Post-transaction holdings: 25,028 shares +2 more

5 metrics

Equity grant size 3,632 shares Deferred Stock Units tied to common stock

Grant reference price $41.99 per share Value used for the May 15, 2026 award

Post-transaction holdings 25,028 shares Common stock directly held after the grant

Vesting status Fully vested upon grant Deferred Stock Units vesting terms

Conversion feature 1-for-1 into common stock Conversion on departure from the board

Key Terms

Deferred Stock Units, Form 4, Grant, award, or other acquisition, beneficial ownership

4 terms

Deferred Stock Units financial

"Represented by Deferred Stock Units which convert into common stock on a one-for-one basis"

Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition""

beneficial ownership financial

"giftShares, taxWithholdingShares, restructuringShares, ... netBuySellDirection, beneficial ownership context"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

GIBBONS THOMAS P

(Last) (First) (Middle)

500 WOODWARD AVE.

(Street)

DETROIT MICHIGAN 48226

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Ally Financial Inc. [ ALLY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	05/15/2026		A		3,632	A	$41.99	25,028	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on the reporting person's departure from the Company's Board of Directors. The Deferred Stock Units are fully vested upon grant.

Remarks:

	/s/ Joyce M. Daniels, attorney-in-fact for Mr. Gibbons	05/19/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Ally Financial (ALLY) disclose for Thomas P. Gibbons?

Ally Financial reported that director Thomas P. Gibbons received an award of 3,632 Deferred Stock Units tied to common stock. The grant is a form of equity compensation and increases his direct holdings to 25,028 shares after the transaction.

Was the Ally Financial (ALLY) transaction a market purchase or a compensation grant?

The transaction was a compensation-related grant, not a market purchase. Thomas P. Gibbons acquired 3,632 shares through a Grant, award, or other acquisition code, reflecting equity awarded for service rather than shares bought in the open market.

How many Ally Financial (ALLY) shares does Thomas P. Gibbons hold after this Form 4?

After the reported grant, Thomas P. Gibbons directly holds 25,028 shares of Ally Financial common stock. This total includes the newly granted 3,632 Deferred Stock Units that are tied to common stock on a one-for-one conversion basis.

What are Deferred Stock Units in the Ally Financial (ALLY) Form 4 filing?

Deferred Stock Units represent a right to receive common stock in the future. For Ally Financial, the units granted to Thomas P. Gibbons convert into common stock on a one-for-one basis when he departs the board and are fully vested immediately upon grant.

At what price were the Ally Financial (ALLY) Deferred Stock Units valued in the grant?

The 3,632 Deferred Stock Units granted to Thomas P. Gibbons were valued using a reference price of $41.99 per share. This price is used for reporting purposes and does not indicate an open-market purchase or sale transaction.