STOCK TITAN

Ally Financial (ALLY) director receives 3,632 fully vested deferred stock units

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ally Financial Inc. director Kim S. Fennebresque received a grant of 3,632 shares of Common Stock in the form of Deferred Stock Units at a reference price of $41.99 per share. These units convert into common stock on a one-for-one basis upon departure from the Board and are fully vested at grant, bringing Fennebresque's direct holdings to 68,002 shares.

Positive

  • None.

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Insider Fennebresque Kim S
Role null
Type Security Shares Price Value
Grant/Award Common Stock 3,632 $41.99 $153K
Holdings After Transaction: Common Stock — 68,002 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares granted 3,632 shares Deferred Stock Units granted to director on May 15, 2026
Grant price $41.99 per share Reference price for Deferred Stock Units
Total holdings after grant 68,002 shares Director’s direct Ally Financial Common Stock holdings after transaction
Deferred Stock Units financial
"Represented by Deferred Stock Units which convert into common stock on a one-for-one basis"
Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.
fully vested upon grant financial
"The Deferred Stock Units are fully vested upon grant."
Common Stock financial
"security_title": "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Fennebresque Kim S

(Last)(First)(Middle)
500 WOODWARD AVENUE

(Street)
DETROIT MICHIGAN 48226

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Ally Financial Inc. [ ALLY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock(1)05/15/2026A3,632A$41.9968,002D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on the reporting person's departure from the Company's Board of Directors. The Deferred Stock Units are fully vested upon grant.
Remarks:
/s/ Joyce M. Daniels, attorney-in-fact for Mr. Fennebresque05/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Ally Financial (ALLY) report for Kim S. Fennebresque?

Ally Financial reported that director Kim S. Fennebresque received 3,632 shares of Common Stock as Deferred Stock Units. The units were granted at $41.99 per share and are fully vested, increasing his direct holdings to 68,002 shares.

Was the Ally Financial (ALLY) Form 4 transaction a market purchase or a grant?

The Form 4 shows a grant or award acquisition, not a market purchase. Kim S. Fennebresque received 3,632 Deferred Stock Units as compensation, coded as an “A” transaction, with a price reference of $41.99 per share.

How many Ally Financial (ALLY) shares does Kim S. Fennebresque hold after this Form 4?

After the reported grant, Kim S. Fennebresque directly holds 68,002 shares of Ally Financial Common Stock. This total reflects the addition of 3,632 Deferred Stock Units that are fully vested and convertible one-for-one into common shares.

What are the terms of the Deferred Stock Units reported by Ally Financial (ALLY)?

The Deferred Stock Units convert into Ally Financial common stock on a one-for-one basis when Kim S. Fennebresque leaves the Board. According to the disclosure, these Deferred Stock Units are fully vested at the time of grant.

Does the Ally Financial (ALLY) Form 4 indicate any insider selling activity?

The Form 4 does not report any insider selling. It shows a single acquisition transaction coded as a grant or award of 3,632 Deferred Stock Units to director Kim S. Fennebresque, increasing his direct ownership to 68,002 shares.

What role does Kim S. Fennebresque hold at Ally Financial (ALLY) in this Form 4?

In this disclosure, Kim S. Fennebresque is identified as a director of Ally Financial Inc. The reported transaction relates to a director compensation grant of Deferred Stock Units that are fully vested upon grant and convertible into common shares.