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Ally Financial director acquires 1,263 stock units

A director's deferred units are payable solely in Ally common stock, one-for-one, after service ends.

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Form Type
4

Rhea-AI Filing Summary

Ally Financial Inc. director Thomas P. Gibbons acquired 1,263 deferred stock units on September 30, 2026, reported at $37.62 per share. His reported direct holdings following the acquisition were 27,325 shares.

Insider GIBBONS THOMAS P
Role Director
Type Security Shares Price Value
Grant/Award Common Stock F1 1,263 $37.62 $48K
Holdings After Transaction: Common Stock — 27,325 shares (Direct)
Footnotes (1)
  1. F1. Represents deferred stock units payable solely in the Registrant's common stock on a one-for-one basis following the Reporting Person's termination of service as a director in accordance with the Reporting Person's deferral election under the Ally Financial Inc. Non-Employee Directors Deferred Compensation Plan.
Deferred stock units acquired 1,263 units September 30, 2026
Reported per-share value $37.62 per share September 30, 2026 acquisition
Reported direct holdings after acquisition 27,325 shares Following the September 30, 2026 acquisition
deferred stock units financial
"Represents deferred stock units payable solely"
Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.
one-for-one basis financial
"on a one-for-one basis"
deferral election financial
"under the Reporting Person's deferral election"
Non-Employee Directors Deferred Compensation Plan financial
"Ally Financial Inc. Non-Employee Directors Deferred Compensation Plan"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many deferred stock units did the Ally Financial director acquire?

Thomas P. Gibbons acquired 1,263 deferred stock units on September 30, 2026, at a reported value of $37.62 per share. His reported direct holdings after the acquisition were 27,325 shares.

How are Thomas P. Gibbons's Ally deferred stock units settled?

The units are payable solely in Ally common stock on a one-for-one basis following Gibbons's termination of service as a director, in accordance with his deferral election under the Ally Financial Inc. Non-Employee Directors Deferred Compensation Plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GIBBONS THOMAS P

(Last)(First)(Middle)
500 WOODWARD AVE.

(Street)
DETROIT MICHIGAN 48226

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Ally Financial Inc. [ ALLY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/30/2026A1,263(1)A$37.6227,325D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents deferred stock units payable solely in the Registrant's common stock on a one-for-one basis following the Reporting Person's termination of service as a director in accordance with the Reporting Person's deferral election under the Ally Financial Inc. Non-Employee Directors Deferred Compensation Plan.
Remarks:
/s/ Joyce M. Daniels, attorney-in-fact for Mr. Gibbons10/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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