STOCK TITAN

Ally Financial (NYSE: ALLY) CEO details 44,638-share tax withholding transaction

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Ally Financial Inc. chief executive officer and director Michael G. Rhodes reported a tax-related disposition of company stock on 12/12/2025. The company withheld 44,638 shares of common stock to satisfy his tax obligation arising from the vesting of a previously reported restricted stock unit award, using a per-share market value of $45.82 as of December 11, 2025.

Following this transaction, Rhodes beneficially owned 290,947 shares of Ally common stock directly and 25,634 shares indirectly through a trust for which he is the sole beneficiary.

Positive

  • None.

Negative

  • None.
Insider RHODES MICHAEL GEORGE
Role Chief Executive Officer
Type Security Shares Price Value
Tax Withholding Common Stock 44,638 $45.82 $2.05M
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 290,947 shares (Direct); Common Stock — 25,634 shares (Indirect, See Footnote)
Footnotes (1)
  1. These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock units. Represents the per share market value of the Company's common stock as of December 11, 2025. Represents shares held by a trust of which the reporting person is the sole beneficiary.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
RHODES MICHAEL GEORGE

(Last) (First) (Middle)
500 WOODWARD AVENUE

(Street)
DETROIT MI 48226

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Ally Financial Inc. [ ALLY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/12/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock(1) 12/12/2025 F 44,638 D $45.82(2) 290,947 D
Common Stock 25,634 I See Footnote(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock units.
2. Represents the per share market value of the Company's common stock as of December 11, 2025.
3. Represents shares held by a trust of which the reporting person is the sole beneficiary.
Remarks:
/s/ Joyce M. Daniels, attorney-in-fact for Michael G. Rhodes 12/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Ally Financial (ALLY) report for its CEO?

Ally Financial reported that CEO and director Michael G. Rhodes had 44,638 shares of common stock withheld by the company to cover taxes related to the vesting of a previously reported restricted stock unit award.

How many Ally Financial (ALLY) shares were disposed of and at what value?

The filing shows a disposition of 44,638 shares of Ally common stock at a per-share market value of $45.82 as of December 11, 2025, in connection with tax withholding.

Why were Ally Financial (ALLY) shares withheld from Michael G. Rhodes?

The shares were withheld by the company to satisfy Michael G. Rhodes' tax obligation associated with the vesting of a previously reported award of restricted stock units.

How many Ally Financial (ALLY) shares does the CEO own after this transaction?

After the reported transaction, Michael G. Rhodes beneficially owned 290,947 Ally common shares directly and 25,634 shares indirectly through a trust of which he is the sole beneficiary.

Is this Ally Financial (ALLY) CEO transaction an open-market sale?

No. The filing explains that the 44,638 shares were withheld by the company to cover a tax obligation tied to vesting restricted stock units, rather than an open-market sale.

What roles does Michael G. Rhodes hold at Ally Financial (ALLY)?

Michael G. Rhodes is identified in the filing as both a director and an officer, serving as Chief Executive Officer of Ally Financial Inc.