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ALLY insider sale: 29,000 shares at $40.8553 after RSU tax withholding

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Ally Financial (ALLY) reported insider activity. A company officer (Chief HR & Corporate Citizenship) filed a Form 4 showing two transactions. On 10/21/2025, 15,524 shares were withheld to cover taxes upon RSU vesting at a per‑share market value of $40.5. On 10/22/2025, the officer sold 29,000 shares at a weighted average price of $40.8553, executed in multiple trades between $40.585 and $41.11.

Following these transactions, the officer directly beneficially owns 100,203 shares. The tax withholding reflects shares retained by the company to satisfy obligations tied to a previously reported RSU award.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Patterson Kathleen L.

(Last) (First) (Middle)
500 WOODWARD AVENUE

(Street)
DETROIT MI 48226

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Ally Financial Inc. [ ALLY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief HR & Corp Citizenship
3. Date of Earliest Transaction (Month/Day/Year)
10/21/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock(1) 10/21/2025 F 15,524 D $40.5(2) 129,203 D
Common Stock 10/22/2025 S 29,000 D $40.8553(3) 100,203 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock units.
2. Represents the per share market value of the Company's common stock as of October 20, 2025.
3. The price reflected in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.585 to $41.11, inclusive. The reporting person undertakes to provide to Ally Financial Inc., any security holder of Ally Financial Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Remarks:
/s/ Joyce M. Daniels, attorney-in-fact for Ms. Patterson 10/23/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider activity did ALLY report on Form 4?

An officer reported two transactions: 15,524 shares withheld for taxes on 10/21/2025 and a sale of 29,000 shares on 10/22/2025.

How many ALLY shares were sold and at what price?

The officer sold 29,000 shares at a weighted average price of $40.8553, with trades between $40.585 and $41.11 on 10/22/2025.

What does the 15,524-share withholding represent for ALLY?

It reflects shares withheld by the company to satisfy the officer’s tax obligation upon RSU vesting, valued at $40.5 per share as of 10/20/2025.

How many ALLY shares does the insider own after the transactions?

The officer directly owns 100,203 shares after the reported transactions.

What is the insider’s role at Ally Financial (ALLY)?

The reporting person is an Officer, titled Chief HR & Corp Citizenship.

Were the ALLY sales executed in multiple trades?

Yes. The Form 4 notes multiple transactions with prices ranging from $40.585 to $41.11.
Ally Finl Inc

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