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Ally Finl Inc SEC Filings

ALLY NYSE

Welcome to our dedicated page for Ally Finl SEC filings (Ticker: ALLY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Ally Financial Inc. (NYSE: ALLY) files a broad range of reports and exhibits with the U.S. Securities and Exchange Commission that document its activities as a financial services company. This page aggregates Ally’s SEC filings and pairs them with AI-powered summaries to help readers interpret the information contained in complex documents.

Ally’s filings include current reports on Form 8-K that disclose material events such as the adoption of a multi-year share repurchase program authorizing up to $2.0 billion of common stock repurchases, quarterly and second-quarter earnings results, preliminary operating results, and the issuance of fixed-to-floating rate senior notes under a shelf registration statement on Form S-3. These 8-Ks also cover governance items, including the retirement of directors and changes in roles such as Chief Accounting Officer and Controller.

Through its registration statements and related exhibits, Ally provides details on debt offerings and capital structure. For example, it files underwriting agreements with investment banks, forms of notes, executive committee actions authorizing offerings, legal opinions, and consents. These materials explain the terms of senior notes and the indenture framework under which they are issued. Investors can use this information to understand Ally’s funding profile and obligations.

Filings also identify Ally’s common stock, par value $0.01 per share, as trading on the New York Stock Exchange under the symbol ALLY, and they describe preferred stock series such as the 4.700% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B and Series C. Dividend declarations on these securities are disclosed in press releases and may be referenced in related filings.

On this page, real-time updates from EDGAR are combined with AI-generated explanations that highlight key points in Ally’s 8-Ks, registration-related documents, and other reports. The goal is to make it easier to locate information on earnings announcements, capital actions like share repurchases and debt offerings, governance changes, and the structure of Ally’s equity and preferred securities without reading every filing line by line.

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Ally Financial Inc. (ALLY) director David Reilly filed a Form 4 disclosing the grant of 835 Deferred Stock Units (DSUs) on 14 July 2025. The DSUs automatically convert into common stock on a one-for-one basis and were granted at a stated price of $0.00, reflecting standard board compensation rather than an open-market purchase. Following the issuance, Reilly’s direct beneficial ownership increases to 30,053 common shares. No derivative securities transactions were reported.

The filing represents routine equity compensation for a non-employee director and does not involve any sale of shares or changes in control. While the absolute number of shares is modest relative to Ally’s total share count, such grants modestly strengthen director-shareholder alignment by increasing insider exposure to future share-price performance.

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Ally Financial Inc. (ALLY) director Thomas P. Gibbons filed a Form 4 disclosing the acquisition of 1,072 common shares on 07/14/2025. The shares were received through Deferred Stock Units (DSUs), which convert to common stock on a one-for-one basis and were fully vested upon grant. No cash was paid for the shares (reported price of $0.00), indicating the transaction is part of director compensation rather than an open-market purchase. Following the grant, Gibbons directly owns 17,924 shares of Ally Financial common stock.

The filing shows an increase in insider ownership with no shares sold, a potentially constructive governance signal. However, because the units were granted at no cost and represent a modest number of shares relative to Ally’s float, the market impact is likely limited.

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Ally Financial announces $12.006M offering of Senior Unsecured Notes (CUSIP: 02006DY88) with a fixed 6% coupon rate paid monthly, maturing June 15, 2035. The notes are priced at 100% with a gross concession of 1.8%, yielding net proceeds of $11.79M. Key features include monthly interest payments starting July 15, 2025, callable at 100% beginning December 15, 2025 and semi-annually thereafter with 30 days notice, and includes Survivor's Option. The notes will be sold in minimum denominations of $1,000 through multiple agents including InspereX, Citigroup, JPMorgan, BofA Securities, Morgan Stanley, and RBC Capital Markets. Settlement date is set for June 26, 2025, with DTC book-entry settlement. Notes are not FDIC guaranteed but represent senior unsecured obligations of Ally Financial.
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FAQ

How many Ally Finl (ALLY) SEC filings are available on StockTitan?

StockTitan tracks 65 SEC filings for Ally Finl (ALLY), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Ally Finl (ALLY)?

The most recent SEC filing for Ally Finl (ALLY) was filed on July 24, 2025.