[8-K] Aeluma, Inc. Reports Material Event

Rhea-AI Filing Summary

Aeluma, Inc. furnished an 8‑K announcing it issued a press release with financial results for the first quarter ended September 30, 2025. The release accompanies the company’s Form 10‑Q filed the same day and is included as Exhibit 99.1. The information under Item 2.02 is furnished, not filed, under the Exchange Act and is not subject to Section 18 liabilities, nor incorporated by reference unless expressly stated.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report

(Date of earliest event reported): November 12, 2025

Aeluma, Inc.

(Exact name of registrant as specified in its charter)

Delaware		001-42570		85-2807351
(State or other jurisdiction of incorporation)		(Commission File Number)		(IRS Employer Identification No.)

27 Castilian Drive Goleta, California		93117
(Address of principal executive offices)		(Zip Code)

805-351-2707

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
Common Stock		ALMU		The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 2.02 Results of Operations and Financial Condition.

On November 12, 2025, Aeluma, Inc. (the “Company”) issued a press release announcing its financial results for the first quarter ended September 30, 2025, which were disclosed in the Quarterly Report on Form 10-Q filed with the U.S. Securities and Exchange Commission on November 12, 2025. A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K.

The information reported under this Item 2.02 of Form 8-K, including Exhibit 99.1, is being furnished and shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of such section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

Exhibit Number		Exhibit
99.1		Press Release of Aeluma, Inc. dated November 12, 2025
104		Cover Page Interactive Data File (embedded within the Inline XBRL document)

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	AELUMA, INC.
Date: November 12, 2025	By:	/s/ Jonathan Klamkin
		Jonathan Klamkin
		President, Chief Executive Officer, and Director

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FAQ

What did Aeluma (ALMU) announce in this 8-K?

Aeluma furnished a press release announcing its financial results for the quarter ended September 30, 2025.

Which period do the results cover for Aeluma (ALMU)?

The first quarter ended September 30, 2025.

How were the results communicated by Aeluma (ALMU)?

Via a press release furnished as Exhibit 99.1 and in a Form 10‑Q filed the same day.

Is the Item 2.02 information considered filed or furnished?

It is furnished, not filed, and not subject to Section 18 liabilities, nor incorporated by reference unless expressly stated.

Where is Aeluma’s common stock listed and what is the ticker?

Aeluma’s common stock trades on The Nasdaq Stock Market LLC under the ticker ALMU.

What exhibits were included with Aeluma’s 8-K?

The filing includes Exhibit 99.1 (press release) and the Cover Page Interactive Data File (Exhibit 104).