STOCK TITAN

[8-K] Aeluma, Inc. Reports Material Event

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
8-K
Rhea-AI Filing Summary

Aeluma, Inc. appointed Christopher Stewart as full-time Chief Financial Officer and Principal Accounting Officer effective August 4, 2025. Stewart replaces interim CFO James Seo and brings prior public-company CFO experience at LeddarTech and Bionano Genomics and senior financial leadership roles at Maxwell Technologies, Entropic Communications and Intel. The company will enter into a standard indemnification agreement with him.

Stewart's compensation includes an annual salary of $300,000, an option to purchase 110,000 shares under the 2021 Stock Incentive Plan and 55,000 restricted stock units subject to the Plan. The employment agreement is attached as Exhibit 10.1 and a press release announcing the appointment is filed as Exhibit 99.1. The filing states no family relationships or transactions requiring Item 404 disclosure.

Aeluma, Inc. ha nominato Christopher Stewart Chief Financial Officer a tempo pieno e Principal Accounting Officer con effetto dal 4 agosto 2025. Stewart sostituisce l'interim CFO James Seo e porta con sé esperienze pregresse come CFO in società pubbliche (LeddarTech e Bionano Genomics) oltre a ruoli dirigenziali finanziari in Maxwell Technologies, Entropic Communications e Intel. La società stipulerà con lui un consueto accordo di indennizzo.

La retribuzione di Stewart comprende un salario annuo di $300,000, un'opzione per acquistare 110,000 azioni ai sensi del 2021 Stock Incentive Plan e 55,000 unità azionarie ristrette soggette al Piano. Il contratto di lavoro è allegato come Exhibit 10.1 e il comunicato stampa che annuncia la nomina è depositato come Exhibit 99.1. Il deposito dichiara nessun rapporto familiare o transazioni che richiedano la divulgazione ai sensi dell'Item 404.

Aeluma, Inc. nombró a Christopher Stewart Director Financiero (CFO) a tiempo completo y Oficial Principal de Contabilidad con efecto desde el 4 de agosto de 2025. Stewart reemplaza al CFO interino James Seo y aporta experiencia previa como CFO en empresas públicas (LeddarTech y Bionano Genomics), además de cargos financieros de alto nivel en Maxwell Technologies, Entropic Communications e Intel. La compañía celebrará con él un acuerdo estándar de indemnización.

La compensación de Stewart incluye un salario anual de $300,000, una opción para comprar 110,000 acciones según el 2021 Stock Incentive Plan y 55,000 unidades de acciones restringidas sujetas al Plan. El contrato de empleo está adjunto como Exhibit 10.1 y el comunicado de prensa que anuncia el nombramiento figura como Exhibit 99.1. La presentación indica ausencia de relaciones familiares o transacciones que requieran divulgación conforme al Item 404.

Aeluma, Inc.는 Christopher Stewart를 2025년 8월 4일부로 상근 최고재무책임자(CFO) 겸 주요 회계책임자(Principal Accounting Officer)로 임명했습니다. Stewart는 임시 CFO인 James Seo를 대신하며 LeddarTech와 Bionano Genomics에서의 상장회사 CFO 경력과 Maxwell Technologies, Entropic Communications, Intel에서의 고위 재무책임자 경험을 보유하고 있습니다. 회사는 그와 표준 면책(보상) 계약을 체결할 예정입니다.

Stewart의 보상은 연봉 $300,000, 2021 Stock Incentive Plan에 따른 110,000주 매수옵션 및 해당 플랜 적용 대상의 55,000 제한주식단위(RSU)를 포함합니다. 고용계약서는 Exhibit 10.1로 첨부되어 있으며 임명 발표 보도자료는 Exhibit 99.1로 제출되어 있습니다. 제출서류에는 가족 관계 없음 또는 Item 404 공시가 필요한 거래가 없다고 명시되어 있습니다.

Aeluma, Inc. a nommé Christopher Stewart directeur financier (CFO) à plein temps et responsable principal de la comptabilité, avec effet au 4 août 2025. Stewart remplace le CFO par intérim James Seo et possède une expérience antérieure en tant que CFO dans des sociétés cotées (LeddarTech et Bionano Genomics), ainsi que des postes de direction financière chez Maxwell Technologies, Entropic Communications et Intel. La société conclura avec lui un accord d'indemnisation standard.

La rémunération de Stewart comprend un salaire annuel de 300 000 $, une option d'achat de 110 000 actions en vertu du 2021 Stock Incentive Plan et 55 000 unités d'actions restreintes soumises au Plan. Le contrat de travail est joint en tant qu'Exhibit 10.1 et le communiqué annonçant la nomination est déposé en tant qu'Exhibit 99.1. le dépôt indique aucune relation familiale ni transaction nécessitant une divulgation au titre de l'Item 404.

Aeluma, Inc. hat Christopher Stewart mit Wirkung zum 4. August 2025 zum hauptamtlichen Chief Financial Officer (CFO) und Principal Accounting Officer ernannt. Stewart ersetzt den interimistischen CFO James Seo und verfügt über frühere Erfahrungen als CFO bei börsennotierten Unternehmen (LeddarTech und Bionano Genomics) sowie über leitende Finanzfunktionen bei Maxwell Technologies, Entropic Communications und Intel. Das Unternehmen wird mit ihm eine standardmäßige Entschädigungsvereinbarung treffen.

Stewarts Vergütung umfasst ein Jahresgehalt von $300,000, eine Option zum Erwerb von 110,000 Aktien gemäß dem 2021 Stock Incentive Plan und 55,000 Restricted Stock Units, die dem Plan unterliegen. Der Arbeitsvertrag ist als Exhibit 10.1 beigefügt und die Pressemitteilung zur Ernennung ist als Exhibit 99.1 eingereicht. Die Einreichung weist auf keine familiären Beziehungen oder Transaktionen hin, die eine Offenlegung nach Item 404 erfordern.

Positive
  • Experienced hire: Christopher Stewart has prior CFO roles at LeddarTech and Bionano Genomics and senior finance positions at Maxwell, Entropic and Intel
  • Clear compensation terms: Annual salary of $300,000, option to purchase 110,000 shares, and 55,000 restricted stock units under the 2021 Stock Incentive Plan
  • No related-party issues stated: Filing discloses no family relationships and no transactions requiring Item 404 disclosure
  • Supporting documentation filed: Employment agreement attached as Exhibit 10.1 and press release attached as Exhibit 99.1
Negative
  • None.

Insights

TL;DR Appointment of an experienced public-company CFO with defined cash and equity compensation.

Stewart's background includes CFO roles at LeddarTech and Bionano Genomics and senior finance positions at Maxwell, Entropic and Intel, which the company cites in support of his qualifications. The filing discloses a $300,000 annual salary, an option to purchase 110,000 shares and 55,000 restricted stock units under the 2021 Stock Incentive Plan, and a standard indemnification agreement. The filing also affirms no family relationships and no transactions requiring Item 404 disclosure. For investors, this is a personnel stabilization event documented with specific compensation terms.

TL;DR Governance disclosure is standard: appointment, compensation, indemnification, and exhibits are properly filed.

The 8-K identifies Stewart as CFO and Principal Accounting Officer and attaches his employment agreement (Exhibit 10.1) and the related press release (Exhibit 99.1). The company states there are no family relationships with other executives or directors and no reportable transactions under Item 404 of Regulation S-K. The filing also notes a standard indemnification agreement will be entered. Disclosures align with Item 5.02 and Item 9.01 requirements in the document.

Aeluma, Inc. ha nominato Christopher Stewart Chief Financial Officer a tempo pieno e Principal Accounting Officer con effetto dal 4 agosto 2025. Stewart sostituisce l'interim CFO James Seo e porta con sé esperienze pregresse come CFO in società pubbliche (LeddarTech e Bionano Genomics) oltre a ruoli dirigenziali finanziari in Maxwell Technologies, Entropic Communications e Intel. La società stipulerà con lui un consueto accordo di indennizzo.

La retribuzione di Stewart comprende un salario annuo di $300,000, un'opzione per acquistare 110,000 azioni ai sensi del 2021 Stock Incentive Plan e 55,000 unità azionarie ristrette soggette al Piano. Il contratto di lavoro è allegato come Exhibit 10.1 e il comunicato stampa che annuncia la nomina è depositato come Exhibit 99.1. Il deposito dichiara nessun rapporto familiare o transazioni che richiedano la divulgazione ai sensi dell'Item 404.

Aeluma, Inc. nombró a Christopher Stewart Director Financiero (CFO) a tiempo completo y Oficial Principal de Contabilidad con efecto desde el 4 de agosto de 2025. Stewart reemplaza al CFO interino James Seo y aporta experiencia previa como CFO en empresas públicas (LeddarTech y Bionano Genomics), además de cargos financieros de alto nivel en Maxwell Technologies, Entropic Communications e Intel. La compañía celebrará con él un acuerdo estándar de indemnización.

La compensación de Stewart incluye un salario anual de $300,000, una opción para comprar 110,000 acciones según el 2021 Stock Incentive Plan y 55,000 unidades de acciones restringidas sujetas al Plan. El contrato de empleo está adjunto como Exhibit 10.1 y el comunicado de prensa que anuncia el nombramiento figura como Exhibit 99.1. La presentación indica ausencia de relaciones familiares o transacciones que requieran divulgación conforme al Item 404.

Aeluma, Inc.는 Christopher Stewart를 2025년 8월 4일부로 상근 최고재무책임자(CFO) 겸 주요 회계책임자(Principal Accounting Officer)로 임명했습니다. Stewart는 임시 CFO인 James Seo를 대신하며 LeddarTech와 Bionano Genomics에서의 상장회사 CFO 경력과 Maxwell Technologies, Entropic Communications, Intel에서의 고위 재무책임자 경험을 보유하고 있습니다. 회사는 그와 표준 면책(보상) 계약을 체결할 예정입니다.

Stewart의 보상은 연봉 $300,000, 2021 Stock Incentive Plan에 따른 110,000주 매수옵션 및 해당 플랜 적용 대상의 55,000 제한주식단위(RSU)를 포함합니다. 고용계약서는 Exhibit 10.1로 첨부되어 있으며 임명 발표 보도자료는 Exhibit 99.1로 제출되어 있습니다. 제출서류에는 가족 관계 없음 또는 Item 404 공시가 필요한 거래가 없다고 명시되어 있습니다.

Aeluma, Inc. a nommé Christopher Stewart directeur financier (CFO) à plein temps et responsable principal de la comptabilité, avec effet au 4 août 2025. Stewart remplace le CFO par intérim James Seo et possède une expérience antérieure en tant que CFO dans des sociétés cotées (LeddarTech et Bionano Genomics), ainsi que des postes de direction financière chez Maxwell Technologies, Entropic Communications et Intel. La société conclura avec lui un accord d'indemnisation standard.

La rémunération de Stewart comprend un salaire annuel de 300 000 $, une option d'achat de 110 000 actions en vertu du 2021 Stock Incentive Plan et 55 000 unités d'actions restreintes soumises au Plan. Le contrat de travail est joint en tant qu'Exhibit 10.1 et le communiqué annonçant la nomination est déposé en tant qu'Exhibit 99.1. le dépôt indique aucune relation familiale ni transaction nécessitant une divulgation au titre de l'Item 404.

Aeluma, Inc. hat Christopher Stewart mit Wirkung zum 4. August 2025 zum hauptamtlichen Chief Financial Officer (CFO) und Principal Accounting Officer ernannt. Stewart ersetzt den interimistischen CFO James Seo und verfügt über frühere Erfahrungen als CFO bei börsennotierten Unternehmen (LeddarTech und Bionano Genomics) sowie über leitende Finanzfunktionen bei Maxwell Technologies, Entropic Communications und Intel. Das Unternehmen wird mit ihm eine standardmäßige Entschädigungsvereinbarung treffen.

Stewarts Vergütung umfasst ein Jahresgehalt von $300,000, eine Option zum Erwerb von 110,000 Aktien gemäß dem 2021 Stock Incentive Plan und 55,000 Restricted Stock Units, die dem Plan unterliegen. Der Arbeitsvertrag ist als Exhibit 10.1 beigefügt und die Pressemitteilung zur Ernennung ist als Exhibit 99.1 eingereicht. Die Einreichung weist auf keine familiären Beziehungen oder Transaktionen hin, die eine Offenlegung nach Item 404 erfordern.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report

(Date of earliest event reported): August 8, 2025

 

Aeluma, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware   001-42570   85-2807351

(State or other jurisdiction

of incorporation)

  (Commission File Number)  

(IRS Employer

Identification No.)

 

27 Castilian Drive

Goleta, California

  93117
(Address of principal executive offices)   (Zip Code)

 

805-351-2707

(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock   ALMU   The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 

 

 

 

 

 

 

Item 5.02: Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers

 

As of August 4, 2025, Aeluma, Inc. (the “Company”), has appointed Christopher Stewart (“Stewart”) as its full time Chief Financial Officer (CFO)/Principal Accounting Officer, taking over for Mr. James Seo (“Seo”) who was serving as interim CFO/Principal Accounting Officer. There are no family relationships between Stewart, Seo, and any of the Company’s directors or other executive officers. There is no arrangement or understanding between Stewart and any other person pursuant to which Stewart was selected as CFO. There have been no transactions involving Stewart that would be required to be disclosed by Item 404(a) of Regulation S-K. The Company will enter into a standard indemnification agreement with him.

 

Stewart shall receive an annual salary of $300,000, to be paid on a bi-monthly basis, an option to purchase 110,000 shares of the Company’s common stock under the Company’s 2021 Stock Incentive Plan (the “Plan”), and 55,000 restricted stock units subject to the terms and conditions of the Plan, all as set forth in his employment agreement, which is attached hereto as Exhibit 10.1.

 

Prior to joining the Company, Stewart was the CFO at LeddarTech Holdings Inc., an AI-driven software company that Stewart helped lead through a public market debut. Prior roles include CFO of Bionano Genomics, Inc., as well as senior financial leadership roles at Maxwell Technologies (acquired by Tesla), Entropic Communications (acquired by Maxlinear), and Intel. Stewart holds a B.S. in Business Administration from the University of Southern California and an M.B.A. from Carnegie Mellon University. Given Stewart’s experience, the Company believes that he is qualified to serve as CFO and Principal Accounting Officer.

 

On August 4, 2025, the Company issued a press release regarding Stewart’s appointment. A copy of the press release is attached as Exhibit 99.1 hereto.

 

Item 9.01: Financial Statements and Exhibits

 

(d) Exhibits

 

Exhibit
Number
  Exhibit
10.1   Employment Agreement
99.1   Press Release
104   Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

1

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  AELUMA, INC.
     
Date: August 8, 2025 By: /s/ Jonathan Klamkin
    Jonathan Klamkin
    President, Chief Executive Officer, and Director

 

2

 

FAQ

When was Christopher Stewart appointed CFO of Aeluma (ALMU)?

The filing states Stewart was appointed as full-time CFO and Principal Accounting Officer effective August 4, 2025.

What compensation did Aeluma disclose for its new CFO (ALMU)?

Stewart will receive an annual salary of $300,000, an option to purchase 110,000 shares under the 2021 Stock Incentive Plan, and 55,000 restricted stock units.

Does the filing disclose any related-party transactions or family relationships for the new CFO?

The company states there are no family relationships between Stewart and any of the company's directors or executive officers and no transactions requiring disclosure under Item 404.

What exhibits accompany the 8-K announcing the CFO appointment for ALMU?

The filing attaches the Employment Agreement as Exhibit 10.1 and the Press Release as Exhibit 99.1. The Cover Page Interactive Data File is listed as Exhibit 104.

Who did Stewart replace as interim CFO at Aeluma?

Stewart took over the CFO/Principal Accounting Officer role from interim CFO James Seo.
Aeluma

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