Aeluma director awarded 10,633 RSUs

ENSLEY CRAIG H reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

ENSLEY CRAIG H reported acquisition or exercise transactions in this Form 4 filing.

Aeluma, Inc. director Craig H. Ensley reported an equity award of 10,633 shares of common stock in the form of restricted stock units at a stated price of $0.00 per share. After this grant, he holds 27,300 shares of common stock. The units are scheduled to vest in stages: about 1/12 on December 31, 2025, 1/4 on March 31, June 30, and September 30, 2026, and 1/6 on November 30, 2026.

Insider Trade Summary

Grant/Award: 10,633 shares

Grant/Award 1 txn

Insider ENSLEY CRAIG H

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	10,633	$0.00	$0.00

Holdings After Transaction: Common Stock — 27,300 shares (Direct)

Footnotes (1)

1. F1. Restricted stock units scheduled to vest with respect to approximately 1/12 of the shares on December 31, 2025, 1/4 of the shares on March 31, June 30, and September 30, 2026, and 1/6 of the shares on November 30, 2026.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Aeluma (ALMU) report for Craig H. Ensley?

Aeluma reported that director Craig H. Ensley received a grant of 10,633 restricted stock units tied to common stock. These units carry a stated price of $0.00 per share and increase his total reported common stock holdings to 27,300 shares following the award.

How many Aeluma (ALMU) shares does Craig H. Ensley hold after this Form 4?

Following the reported award, Craig H. Ensley holds 27,300 shares of Aeluma common stock. This total includes the newly granted 10,633 restricted stock units, which will convert into shares as they vest over the disclosed schedule through late 2026.

What is the vesting schedule for Craig H. Ensley’s Aeluma (ALMU) restricted stock units?

The restricted stock units vest in tranches: approximately 1/12 on December 31, 2025; 1/4 on March 31, June 30, and September 30, 2026; and 1/6 on November 30, 2026. Vesting must occur before units fully convert into common shares.

Was Craig H. Ensley’s Aeluma (ALMU) equity award a purchase or a grant?

The transaction is reported as a grant or award acquisition, not an open-market purchase. The Form 4 classifies it under code "A" for grant, award, or other acquisition, with a transaction price of $0.00 per share for the restricted stock units.

What type of security did Craig H. Ensley receive from Aeluma (ALMU)?

Craig H. Ensley received restricted stock units linked to Aeluma common stock. These RSUs represent a right to receive 10,633 common shares as they vest over time, rather than an immediate purchase of already issued shares on the open market.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/02/2026 - 04:57 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

ENSLEY CRAIG H

(Last) (First) (Middle)

27 CASTILIAN DRIVE

(Street)

GOLETA CA 93117

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Aeluma, Inc. [ ALMU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
12/03/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/03/2025		A		10,633(1)	A	$0	27,300	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock units scheduled to vest with respect to approximately 1/12 of the shares on December 31, 2025, 1/4 of the shares on March 31, June 30, and September 30, 2026, and 1/6 of the shares on November 30, 2026.

	/s/ Joshua L. Colburn, Attorney-in-Fact	03/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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